SEC Form 4 · accession 0001571049-17-007064
RAND CAPITAL CORP · RAND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Utility Service Holding Co., Inc.
10% Owner
Period of report
Mar 1, 2017
Accepted (ET)
Jul 28, 2017 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | S | 1,300 | $3.15 | D | 1,237,392 | D | |
| Common Stock | Mar 2, 2017 | S | 7,200 | $3.14 | D | 1,230,192 | D | |
| Common Stock | Mar 3, 2017 | S | 5,710 | $3.15 | D | 1,224,482 | D | |
| Common Stock | Mar 6, 2017 | S | 39,202 | $3.11 | D | 1,185,280 | D | |
| Common Stock | Mar 7, 2017 | S | 19,334 | $3.10 | D | 1,165,946 | D |
Table II — derivative securities
No Table II lines on this filing.