SEC Form 4 · accession 0000899243-16-035550
RAND CAPITAL CORP · RAND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen F Grum
Officer — CEO · Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 14, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | P | 25,000 | $3.00 | A | 148,642 | D | |
| Common Stock | Dec 13, 2016 | P | 25,000 | $3.00 | A | 173,642 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.