Insider holders · CIK 0001710680
HIGHLAND OPPORTUNITIES & INCOME FUND · HFRO
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Saba Capital Management, L.P.10% Owner | — | 5,976,204 | 5,976,204 | Jun 11, 2026 · 10:52 am EDT | Form 4 |
| James Bradley RossSee Remarks | 37,726 | — | 37,726 | Dec 20, 2017 · 1:14 pm EST | Form 4 |
| Lee Blackwell Parker IIIExecutive Vice President | 7,718 | — | 7,718 | Nov 20, 2017 · 2:08 pm EST | Form 3 |
| Robert J FroehlichDirector | 2,922 | — | 2,922 | Nov 14, 2017 · 6:45 pm EST | Form 3 |
| Ethan PowellDirector | — | 1,570 | 1,570 | Nov 15, 2017 · 1:38 pm EST | Form 3 |
| Robert Jason PostChief Compliance Officer | — | 285 | 285 | Nov 14, 2017 · 6:42 pm EST | Form 3 |
| Dustin David NorrisSecretary | — | 117 | 117 | Mar 22, 2018 · 4:05 pm EDT | Form 4 |
| Frank George WaterhouseSee Remarks | 0 | — | 0 | Nov 20, 2017 · 2:00 pm EST | Form 3 |
| Clifford StoopsAssistant Treasurer | 0 | — | 0 | Nov 14, 2017 · 6:48 pm EST | Form 3 |
| John HonisDirector | 0 | — | 0 | Nov 14, 2017 · 6:40 pm EST | Form 3 |
| Timothy K HuiDirector | 0 | — | 0 | Nov 14, 2017 · 6:28 pm EST | Form 3 |
| Bryan A WardDirector | 0 | — | 0 | Nov 21, 2017 · 10:55 am EST | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.