SEC Form 4 · accession 0000899243-17-029278
HIGHLAND OPPORTUNITIES & INCOME FUND · HFRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Bradley Ross
Officer — See Remarks
Period of report
Dec 1, 2017
Accepted (ET)
Dec 20, 2017 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Dec 1, 2017 | S | 9,431 | $15.3411 | D | 37,726 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
President and Principal Executive Officer