SEC Form 3 · accession 0000899243-17-026321
HIGHLAND OPPORTUNITIES & INCOME FUND · HFRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ethan Powell
Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 15, 2017 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | holding | — | — | — | 1,570 | I | By employee benefit plan |
Table II — derivative securities
No Table II lines on this filing.