Insider holders · CIK 0001495222
Oxford Lane Capital Corp. · OXLC
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Leroy Scott Frantz10% Owner | 200,000 | 11,750 | 211,750 | Aug 8, 2017 · 5:06 pm EDT | Form 4 |
| Saul B RosenthalPresident | 22,222 | — | 22,222 | Jun 23, 2017 · 5:00 pm EDT | Form 4 |
| Mark Jeffrey AshenfelterDirector | 18,000 | — | 18,000 | Dec 21, 2018 · 10:33 am EST | Form 4 |
| Bruce L. RubinCFO, SEC, TREAS | 4,500 | — | 4,500 | Aug 14, 2015 · 5:18 pm EDT | Form 3 |
| David S. ShinDirector | 2,000 | — | 2,000 | Feb 28, 2018 · 4:25 pm EST | Form 4 |
| Gerald CumminsChief Compliance Officer | 0 | — | 0 | Jun 25, 2015 · 12:03 pm EDT | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.