SEC Form 4 · accession 0001140361-18-010813
Oxford Lane Capital Corp. · OXLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Shin
Director
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | P | 2,000 | $10.1171 | A | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.