Insider holders · CIK 0001444706
CROSSROADS CAPITAL, INC. · XRDC
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Steven Samuels10% Owner | — | 826,327 | 826,327 | Jun 8, 2017 · 4:31 pm EDT | Form 4 |
| Bulldog Investors, LLC10% Owner | — | 826,327 | 826,327 | Jun 8, 2017 · 4:31 pm EDT | Form 4 |
| Andrew DakosDirector | — | 826,327 | 826,327 | Jun 8, 2017 · 5:25 pm EDT | Form 4 |
| Phillip GoldsteinDirector | — | 826,327 | 826,327 | Jun 8, 2017 · 5:23 pm EDT | Form 4 |
| Timothy J Keatingrelationship not stated | 99,651 | — | 99,651 | Jul 30, 2015 · 5:00 pm EDT | Form 4 |
| Laurence Wakefield Bergerrelationship not stated | 28,366 | — | 28,366 | Jul 23, 2015 · 5:00 pm EDT | Form 4 |
| Frederic SchweigerCEO, Pres,COO,CCO & Secretary1 | 27,195 | — | 27,195 | Dec 2, 2015 · 5:18 pm EST | Form 4 |
| Ben H HarrisCEO and President | — | 19,200 | 19,200 | Sep 6, 2016 · 2:29 pm EDT | Form 4 |
| Taylor Simontonrelationship not stated | 13,237 | — | 13,237 | Jul 23, 2015 · 5:00 pm EDT | Form 4 |
| Richard W. CohenDirector | 0 | 11,034 | 11,034 | Aug 22, 2016 · 6:45 pm EDT | Form 4 |
| David Michael HadaniCFO, Treasurer and Secretary | 2,000 | — | 2,000 | Apr 4, 2016 · 12:42 pm EDT | Form 4/A |
| Katie P KurtzCFO and Treasurer1 | 0 | — | 0 | Dec 2, 2015 · 5:20 pm EST | Form 4 |
| Robert T Cassatorelationship not stated | 0 | — | 0 | Apr 13, 2015 · 6:47 pm EDT | Form 4 |
| Gerald HellermanDirector | 0 | — | 0 | Jul 29, 2015 · 2:54 pm EDT | Form 3 |
| Leslie D Michelsonrelationship not stated | 0 | — | 0 | Jul 23, 2015 · 5:00 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.