Insider holders · CIK 0001052100
WADDELL & REED FINANCIAL INC · WDR
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Philip James SandersCEO & Chief Inv.Officer | 650,267 | — | 650,267 | Jan 3, 2019 · 6:45 pm EST | Form 4 |
| Brent K BlossEVP & COO | 313,527 | — | 313,527 | Jan 3, 2019 · 6:41 pm EST | Form 4 |
| John E Sundeen Jr.SVP & CAO - Investments | 304,672 | — | 304,672 | Jan 3, 2018 · 6:27 pm EST | Form 4 |
| Wendy J HillsEVP, GC, Chief Legal Off & Sec | 171,074 | — | 171,074 | Apr 4, 2018 · 5:45 pm EDT | Form 4 |
| Michael L Averyrelationship not stated | 155,708 | — | 155,708 | Jul 5, 2016 · 5:23 pm EDT | Form 4 |
| Michael D StrohmSVP & Chief Operations Officer | 101,000 | 27,766 | 128,766 | Mar 5, 2015 · 5:40 pm EST | Form 4 |
| Benjamin R ClouseSVP, CFO & Treasurer | 80,778 | 2,588 | 83,366 | Jan 11, 2019 · 5:42 pm EST | Form 5 |
| Jerry W WaltonDirector | 78,827 | — | 78,827 | Jan 3, 2019 · 6:49 pm EST | Form 4 |
| Dennis E LogueDirector | 74,452 | — | 74,452 | Jan 3, 2019 · 6:47 pm EST | Form 4 |
| Mark P. BuyleSVP, GC, CLO and Secretary | 69,161 | — | 69,161 | Jan 11, 2019 · 5:39 pm EST | Form 4 |
| Shawn M. MihalSVP - Broker-Dealer | 59,925 | — | 59,925 | Jan 11, 2019 · 5:40 pm EST | Form 4 |
| Thomas W ButchEVP & Chief Marketing Officer | 248 | 58,563 | 58,811 | Jan 3, 2018 · 6:24 pm EST | Form 4 |
| Thomas C GodlaskyDirector | 48,122 | — | 48,122 | Jan 3, 2019 · 6:46 pm EST | Form 4 |
| Alan W KosloffDirector | 46,999 | — | 46,999 | Jan 3, 2019 · 6:47 pm EST | Form 4 |
| Amy J. ScuphamSVP - Distribution | 45,704 | — | 45,704 | Jan 11, 2019 · 5:41 pm EST | Form 4 |
| Michael F MorrisseyDirector | 0 | 44,683 | 44,683 | Jan 3, 2019 · 6:48 pm EST | Form 4 |
| Sharilyn S GasawayDirector | 44,683 | — | 44,683 | Jan 3, 2019 · 6:46 pm EST | Form 4 |
| Henry J HerrmannDirector | 0 | 38,505 | 38,505 | Jan 3, 2018 · 6:30 pm EST | Form 4 |
| Christopher W. RackersSVP and CHRO | 34,866 | — | 34,866 | Jan 11, 2019 · 5:40 pm EST | Form 4 |
| James M RainesDirector | 23,492 | — | 23,492 | Feb 19, 2019 · 6:25 pm EST | Form 4 |
| Melissa A ClouseVP, Controller & PAO | 12,536 | — | 12,536 | Apr 6, 2015 · 5:52 pm EDT | Form 4 |
| Kathie J. AndradeDirector | 5,646 | — | 5,646 | Mar 5, 2019 · 5:22 pm EST | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.