SEC Form 4 · accession 0001330721-16-000011
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Avery
Other
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jun 30, 2016 | F | 41,758 | $17.22 | D | 155,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Mr. Avery's status as an insider of Waddell & Reed Financial, Inc. terminated effective June 30, 2016.