SEC Form 5 · accession 0001052100-19-000022
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin R Clouse
Officer — SVP, CFO & Treasurer
Period of report
Dec 31, 2018
Accepted (ET)
Jan 11, 2019 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Apr 13, 2018 | D | 4,436 | $0.00 | D | 2,588 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's spouse forfeited 4,436 shares of restricted stock on April 13, 2018, the date of her termination of employment.