SEC Form 4 · accession 0001689477-16-000011
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 18, 2016 · 11:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Sep 26, 2016 | P | 5,000,000 | $2,507.95 | A | 1,540,758,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 500,000 | $557.95 | A | 1,541,258,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 500,000 | $457.95 | A | 1,541,758,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 500,000 | $457.95 | A | 1,542,258,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 500,000 | $382.95 | A | 1,542,758,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 500,000 | $382.95 | A | 1,543,258,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 1,000,000 | $707.95 | A | 1,544,258,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 1,000,000 | $707.95 | A | 1,545,258,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 1,000,000 | $707.95 | A | 1,546,258,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 1,000,000 | $707.95 | A | 1,547,258,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 1,000,000 | $607.95 | A | 1,548,258,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 2,000,000 | $1,407.95 | A | 1,550,258,980 | D | |
| NOTIS GLC | Sep 27, 2016 | P | 2,000,000 | $1,207.95 | A | 1,552,258,980 | D | |
| NOTIS GLC | Sep 28, 2016 | P | 1,000,000 | $1,407.95 | A | 1,553,258,980 | D | |
| NOTIS GLC | Sep 28, 2016 | P | 1,000,000 | $1,207.95 | A | 1,554,258,980 | D | |
| NOTIS GLC | Sep 28, 2016 | P | 1,000,000 | $1,107.95 | A | 1,555,258,980 | D | |
| NOTIS GLC | Sep 28, 2016 | P | 1,000,000 | $1,107.95 | A | 1,556,258,980 | D | |
| NOTIS GLC | Sep 28, 2016 | P | 2,000,000 | $2,007.95 | A | 1,558,258,980 | D | |
| NOTIS GLC | Sep 28, 2016 | P | 3,000,000 | $3,007.95 | A | 1,561,258,980 | D | |
| NOTIS GLC | Sep 28, 2016 | P | 3,500,000 | $3,507.95 | A | 1,564,758,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 329,999 | $436.95 | A | 1,565,088,979 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 500,000 | $607.95 | A | 1,565,588,979 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 500,000 | $607.95 | A | 1,566,088,979 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 670,001 | $938.00 | A | 1,566,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,507.95 | A | 1,567,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,407.95 | A | 1,568,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,407.95 | A | 1,569,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,407.95 | A | 1,570,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,407.95 | A | 1,571,155,980 | D | |
| NOTIS GLC | Sep 29, 2016 | P | 1,000,000 | $1,307.95 | A | 1,572,155,980 | D |
Table II — derivative securities
No Table II lines on this filing.