SEC Form 4/A · accession 0001689477-16-000014
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 21, 2016 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTISG GLC | Jun 14, 2016 | P | 320,000 | $199.95 | A | 320,000 | D | |
| NOTIS GLC | Jun 15, 2016 | P | 5,000 | $11.20 | A | 325,000 | D | |
| NOTIS GLC | Jun 15, 2016 | P | 675,000 | $472.50 | A | 1,000,000 | D | |
| NOTIS GLC | Jun 15, 2016 | P | 1,000,000 | $807.95 | A | 2,000,000 | D | |
| NOTIS GLC | Jun 15, 2016 | P | 1,000,000 | $707.95 | A | 3,000,000 | D | |
| NOTIS GLC | Jun 15, 2016 | P | 1,700,000 | $1,367.95 | A | 4,700,000 | D | |
| NOTIS GLC | Jun 15, 2016 | P | 3,000,000 | $2,107.95 | A | 7,700,000 | D | |
| NOTIS GLC | Jun 15, 2016 | P | 3,000,000 | $1,807.95 | A | 10,700,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 5,000 | $10.70 | A | 10,705,000 | D | |
| NOTIS GLC | Jun 15, 2016 | P | 5,000 | $10.70 | A | 10,710,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 310,000 | $186.00 | A | 11,020,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 690,000 | $414.00 | A | 11,710,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 1,000,000 | $507.95 | A | 12,710,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 130,000 | $1,047.00 | A | 13,710,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 1,300,000 | $1,047.95 | A | 15,010,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 1,990,000 | $1,201.95 | A | 17,000,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 6,000,000 | $4,207.95 | A | 23,000,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 9,000,000 | $5,407.95 | A | 32,000,000 | D | |
| NOTIS GLC | Jun 16, 2016 | P | 9,000,000 | $4,507.95 | A | 41,000,000 | D | |
| NOTIS GLC | Jun 17, 2016 | P | 3,000,000 | $1,507.95 | A | 44,000,000 | D | |
| NOTIS GLC | Jun 17, 2016 | P | 3,000,000 | $1,507.95 | A | 47,000,000 | D | |
| NOTIS GLC | Jun 17, 2016 | P | 3,000,000 | $1,507.95 | A | 50,000,000 | D | |
| NOTIS GLC | Jun 17, 2016 | P | 9,000,000 | $4,507.95 | A | 59,000,000 | D | |
| NOTIS GLC | Jun 20, 2016 | P | 3,000,000 | $1,507.95 | A | 62,000,000 | D | |
| NOTIS GLC | Jun 20, 2016 | P | 3,000,000 | $1,507.95 | A | 65,000,000 | D | |
| NOTIS GLC | Jun 20, 2016 | P | 4,000,000 | $1,607.95 | A | 69,000,000 | D | |
| NOTIS GLC | Jun 20, 2016 | P | 5,000,000 | $2,007.95 | A | 74,000,000 | D | |
| NOTIS GLC | Jun 21, 2016 | P | 7,000,000 | $2,807.95 | A | 81,000,000 | D | |
| NOTIS GLC | Jun 21, 2016 | P | 1,000,000 | $307.95 | A | 82,000,000 | D | |
| NOTIS GLC | Jun 21, 2016 | P | 4,000,000 | $1,207.95 | A | 86,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.