SEC Form 4 · accession 0001689477-16-000010
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 17, 2016 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Sep 20, 2016 | P | 5,000,000 | $1,007.95 | A | 1,461,759,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 5,000,000 | $1,007.95 | A | 1,466,759,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 5,000,000 | $1,007.95 | A | 1,471,759,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 5,000,000 | $1,007.95 | A | 1,476,759,000 | D | |
| NOTIS GLC | Sep 21, 2016 | P | 1,000,000 | $507.95 | A | 1,477,759,000 | D | |
| NOTIS GLC | Sep 21, 2016 | P | 2,000,000 | $1,007.95 | A | 1,479,759,000 | D | |
| NOTIS GLC | Sep 21, 2016 | P | 2,000,000 | $1,007.95 | A | 1,481,759,000 | D | |
| NOTIS GLC | Sep 21, 2016 | P | 3,000,000 | $1,507.95 | A | 1,484,759,000 | D | |
| NOTIS GLC | Sep 21, 2016 | P | 4,000,000 | $1,607.95 | A | 1,488,759,000 | D | |
| NOTIS GLC | Sep 21, 2016 | P | 5,000,000 | $2,007.95 | A | 1,493,759,000 | D | |
| NOTIS GLC | Sep 22, 2016 | P | 20,000 | $16.95 | A | 1,493,779,000 | D | |
| NOTIS GLC | Sep 22, 2016 | P | 480,000 | $240.00 | A | 1,494,259,000 | D | |
| NOTIS GLC | Sep 22, 2016 | P | 500,000 | $257.95 | A | 1,494,759,000 | D | |
| NOTIS GLC | Sep 22, 2016 | P | 500,000 | $257.95 | A | 1,495,259,000 | D | |
| NOTIS GLC | Sep 22, 2016 | P | 1,000,000 | $507.95 | A | 1,496,259,000 | D | |
| NOTIS GLC | Sep 22, 2016 | P | 1,500,000 | $757.95 | A | 1,497,759,000 | D | |
| NOTIS GLC | Sep 22, 2016 | P | 2,000,000 | $1,007.95 | A | 1,499,759,000 | D | |
| NOTIS GLC | Sep 23, 2016 | P | 486,201 | $251.05 | A | 1,500,245,000 | D | |
| NOTIS GLC | Sep 23, 2016 | P | 2,000,000 | $1,007.95 | A | 1,502,245,000 | D | |
| NOTIS GLC | Sep 23, 2016 | P | 8,513,799 | $3,413.47 | A | 1,510,759,000 | D | |
| NOTIS GLC | Sep 23, 2016 | P | 9,000,000 | $3,607.95 | A | 1,519,759,000 | D | |
| NOTIS GLC | Sep 26, 2016 | P | 10,020 | $12.96 | A | 1,519,769,000 | D | |
| NOTIS GLC | Sep 26, 2016 | P | 1,000,000 | $607.95 | A | 1,520,769,000 | D | |
| NOTIS GLC | Sep 26, 2016 | P | 1,000,000 | $607.95 | A | 1,521,769,000 | D | |
| NOTIS GLC | Sep 26, 2016 | P | 1,000,000 | $607.95 | A | 1,521,769,000 | D | |
| NOTIS GLC | Sep 26, 2016 | P | 1,000,000 | $507.95 | A | 1,522,769,000 | D | |
| NOTIS GLC | Sep 26, 2016 | P | 2,000,000 | $1,207.95 | A | 1,524,769,000 | D | |
| NOTIS GLC | Sep 26, 2016 | P | 2,000,000 | $1,007.95 | A | 1,526,769,000 | D | |
| NOTIS GLC | Sep 26, 2016 | P | 4,000,000 | $2,007.95 | A | 1,530,769,000 | D | |
| NOTIS GLC | Sep 26, 2016 | P | 4,989,980 | $3,001.94 | A | 1,535,758,980 | D |
Table II — derivative securities
No Table II lines on this filing.