SEC Form 4/A · accession 0001689477-16-000016
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 22, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Notis GLC | Jun 29, 2016 | P | 729,845 | $80.93 | A | 619,729,845 | D | |
| Notis GLC | Jun 29, 2016 | P | 3,270,155 | $661.98 | A | 623,000,000 | D | |
| Notis GLC | Jun 29, 2016 | P | 9,000,000 | $907.95 | A | 632,000,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 600,000 | $127.95 | A | 632,600,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 1,500,000 | $157.95 | A | 634,100,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 1,900,000 | $197.95 | A | 636,000,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 5,500,000 | $557.95 | A | 641,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 6,000,000 | $607.95 | A | 647,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 6,000,000 | $607.95 | A | 653,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 662,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 671,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 680,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 689,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 698,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 707,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 9,000,000 | $907.95 | A | 716,500,000 | D | |
| Notis GLC | Jul 5, 2016 | P | 9,500,000 | $957.95 | A | 726,000,000 | D | |
| Notis GLC | Jul 6, 2016 | P | 1,000,000 | $107.95 | A | 727,000,000 | D | |
| Notis GLC | Jul 6, 2016 | P | 6,500,000 | $657.95 | A | 733,500,000 | D | |
| Notis GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 743,000,000 | D | |
| Notis GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 752,500,000 | D | |
| Notis GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 762,000,000 | D | |
| Notis GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 771,500,000 | D | |
| Notis GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 781,000,000 | D | |
| Notis GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 790,500,000 | D | |
| Notis GLC | Jul 6, 2016 | P | 9,500,000 | $957.95 | A | 800,000,000 | D | |
| Notis GLC | Jul 8, 2016 | P | 4,000,000 | $407.95 | A | 804,000,000 | D | |
| Notis GLC | Jul 8, 2016 | P | 6,000,000 | $607.95 | A | 810,000,000 | D | |
| Notis GLC | Jul 8, 2016 | P | 9,000,000 | $907.95 | A | 819,000,000 | D | |
| Notis GLC | Jul 8, 2016 | P | 9,000,000 | $907.95 | A | 828,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.