SEC Form 4 · accession 0001689477-16-000009
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 17, 2016 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Sep 9, 2016 | P | 7,000,000 | $1,407.95 | A | 1,365,209,000 | D | |
| NOTIS GLC | Sep 9, 2016 | P | 9,000,000 | $1,807.95 | A | 1,374,209,000 | D | |
| NOTIS GLC | Sep 12, 2016 | P | 2,000,000 | $1,807.95 | A | 1,376,209,000 | D | |
| NOTIS GLC | Sep 12, 2016 | P | 3,000,000 | $607.95 | A | 1,379,209,000 | D | |
| NOTIS GLC | Sep 12, 2016 | P | 2,000,000 | $407.95 | A | 1,381,209,000 | D | |
| NOTIS GLC | Sep 14, 2016 | P | 3,000,000 | $607.95 | A | 1,384,209,000 | D | |
| NOTIS GLC | Sep 13, 2016 | P | 5,000,000 | $1,007.95 | A | 1,389,209,000 | D | |
| NOTIS GLC | Sep 14, 2016 | P | 3,000,000 | $607.95 | A | 1,392,209,000 | D | |
| NOTIS GLC | Sep 14, 2016 | P | 5,000,000 | $1,007.95 | A | 1,397,209,000 | D | |
| NOTIS GLC | Sep 14, 2016 | P | 1,000,000 | $607.95 | A | 1,398,209,000 | D | |
| NOTIS GLC | Sep 15, 2016 | P | 4,000,000 | $807.95 | A | 1,402,209,000 | D | |
| NOTIS GLC | Sep 16, 2016 | P | 2,000,000 | $407.95 | A | 1,404,209,000 | D | |
| NOTIS GLC | Sep 16, 2016 | P | 3,000,000 | $607.95 | A | 1,407,209,000 | D | |
| NOTIS GLC | Sep 16, 2016 | P | 5,000,000 | $1,007.95 | A | 1,412,209,000 | D | |
| NOTIS GLC | Sep 16, 2016 | P | 5,000,000 | $1,007.95 | A | 1,417,209,000 | D | |
| NOTIS GLC | Sep 16, 2016 | P | 5,000,000 | $1,007.95 | A | 1,422,209,000 | D | |
| NOTIS GLC | Sep 16, 2016 | P | 5,000,000 | $1,007.95 | A | 1,427,209,000 | D | |
| NOTIS GLC | Sep 19, 2016 | P | 5,000,000 | $1,007.95 | A | 1,432,209,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 1,000,000 | $307.95 | A | 1,433,209,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 1,000,000 | $307.95 | A | 1,434,209,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 1,000,000 | $307.95 | A | 1,435,209,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 1,000,000 | $307.95 | A | 1,436,209,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 1,000,000 | $307.95 | A | 1,437,209,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 1,000,000 | $307.95 | A | 1,438,209,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 1,500,000 | $457.95 | A | 1,439,709,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 2,000,000 | $607.95 | A | 1,441,709,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 2,500,000 | $757.95 | A | 1,443,759,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 3,000,000 | $907.95 | A | 1,446,759,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 5,000,000 | $1,507.95 | A | 1,451,759,000 | D | |
| NOTIS GLC | Sep 20, 2016 | P | 5,000,000 | $1,007.95 | A | 1,456,759,000 | D |
Table II — derivative securities
No Table II lines on this filing.