SEC Form 4/A · accession 0001689477-16-000017
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 25, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Notis GLC | Jul 5, 2016 | P | 9,000,000 | $957.95 | A | 837,000,000 | D | |
| Notis GLC | Jul 8, 2016 | P | 9,000,000 | $907.95 | A | 846,000,000 | D | |
| Notis GLC | Jul 8, 2016 | P | 9,000,000 | $907.95 | A | 855,000,000 | D | |
| Notis GLC | Jul 8, 2016 | P | 9,000,000 | $907.95 | A | 864,000,000 | D | |
| Notis GLC | Jul 8, 2016 | P | 9,500,000 | $957.95 | A | 873,500,000 | D | |
| Notis GLC | Jul 8, 2016 | P | 9,500,000 | $957.95 | A | 883,000,000 | D | |
| Notis GLC | Jul 11, 2016 | P | 2,000,000 | $207.95 | A | 885,000,000 | D | |
| Notis GLC | Jul 11, 2016 | P | 5,000,000 | $507.95 | A | 890,000,000 | D | |
| Notis GLC | Jul 11, 2016 | P | 5,000,000 | $507.95 | A | 895,000,000 | D | |
| Notis GLC | Jul 11, 2016 | P | 6,000,000 | $607.95 | A | 901,000,000 | D | |
| Notis GLC | Jul 11, 2016 | P | 9,000,000 | $907.95 | A | 910,000,000 | D | |
| Notis GLC | Jul 11, 2016 | P | 9,000,000 | $907.95 | A | 919,000,000 | D | |
| Notis GLC | Jul 11, 2016 | P | 9,000,000 | $907.95 | A | 928,000,000 | D | |
| Notis GLC | Jul 12, 2016 | P | 5,000,000 | $507.95 | A | 933,000,000 | D | |
| Notis GLC | Jul 12, 2016 | P | 6,000,000 | $607.95 | A | 939,000,000 | D | |
| Notis GLC | Jul 12, 2016 | P | 9,000,000 | $907.95 | A | 948,000,000 | D | |
| Notis GLC | Jul 13, 2016 | P | 2,000,000 | $207.95 | A | 950,000,000 | D | |
| Notis GLC | Jul 13, 2016 | P | 9,000,000 | $907.95 | A | 959,000,000 | D | |
| Notis GLC | Jul 15, 2016 | P | 1,000,000 | $207.95 | A | 960,000,000 | D | |
| Notis GLC | Jul 15, 2016 | P | 1,000,000 | $207.95 | A | 961,000,000 | D | |
| Notis GLC | Jul 15, 2016 | P | 5,000,000 | $507.95 | A | 966,000,000 | D | |
| Notis GLC | Jul 15, 2016 | P | 5,000,000 | $507.95 | A | 971,000,000 | D | |
| Notis GLC | Jul 15, 2016 | P | 5,262,709 | $534.22 | A | 976,262,709 | D | |
| Notis GLC | Jul 15, 2016 | P | 6,000,000 | $607.95 | A | 982,262,709 | D | |
| Notis GLC | Jul 15, 2016 | P | 7,000,000 | $707.95 | A | 989,262,709 | D | |
| Notis GLC | Jul 15, 2016 | P | 9,000,000 | $907.95 | A | 998,262,709 | D | |
| Notis GLC | Jul 15, 2016 | P | 9,000,000 | $907.95 | A | 1,007,262,709 | D | |
| Notis GLC | Jul 15, 2016 | P | 9,000,000 | $907.95 | A | 1,016,262,709 | D | |
| Notis GLC | Jul 15, 2016 | P | 9,000,000 | $907.94 | A | 1,025,262,709 | D | |
| Notis GLC | Jul 18, 2016 | P | 869,794 | $181.91 | A | 1,026,132,503 | D |
Table II — derivative securities
No Table II lines on this filing.