SEC Form 4 · accession 0001689477-16-000008
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 16, 2016 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Aug 16, 2016 | P | 9,000,000 | $907.95 | A | 1,194,384,000 | D | |
| NOTIS GLC | Aug 17, 2016 | P | 1,747,173 | $182.66 | A | 1,196,131,173 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 1,000,000 | $207.95 | A | 1,197,131,173 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 2,100,000 | $217.95 | A | 1,199,231,173 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 7,490,038 | $756.95 | A | 1,206,721,211 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 8,000,000 | $807.95 | A | 1,214,721,211 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 9,000,000 | $907.95 | A | 1,223,721,211 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 8,450,000 | $852.95 | A | 1,232,171,211 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 9,000,000 | $907.95 | A | 1,241,171,211 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 9,825,000 | $990.45 | A | 1,250,996,211 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 9,999,999 | $1,007.95 | A | 1,260,996,210 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 9,999,999 | $1,007.95 | A | 1,270,996,209 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 9,999,999 | $1,007.95 | A | 1,280,996,208 | D | |
| NOTIS GLC | Aug 22, 2016 | P | 9,999,999 | $1,007.95 | A | 1,290,996,207 | D | |
| NOTIS GLC | Aug 30, 2016 | P | 2,000,140 | $207.95 | A | 1,292,996,347 | D | |
| NOTIS GLC | Aug 31, 2016 | P | 416,000 | $49.55 | A | 1,293,412,347 | D | |
| NOTIS GLC | Aug 31, 2016 | P | 5,000,000 | $1,007.95 | A | 1,298,412,347 | D | |
| NOTIS GLC | Sep 1, 2016 | P | 152 | $7.97 | A | 1,298,412,499 | D | |
| NOTIS GLC | Sep 2, 2016 | P | 2,550 | $8.21 | A | 1,298,415,049 | D | |
| NOTIS GLC | Sep 2, 2016 | P | 20,000 | $10.95 | A | 1,298,435,049 | D | |
| NOTIS GLC | Sep 2, 2016 | P | 930,000 | $186.00 | A | 1,299,365,049 | D | |
| NOTIS GLC | Sep 6, 2016 | P | 4,262,793 | $860.51 | A | 1,303,627,842 | D | |
| NOTIS GLC | Sep 6, 2016 | P | 5,000,000 | $1,007.95 | A | 1,308,627,842 | D | |
| NOTIS GLC | Sep 6, 2016 | P | 6,581,158 | $1,324.00 | A | 1,315,209,000 | D | |
| NOTIS GLC | Sep 6, 2016 | P | 9,000,000 | $1,807.95 | A | 1,324,209,000 | D | |
| NOTIS GLC | Sep 6, 2016 | P | 9,000,000 | $1,807.95 | A | 1,333,209,000 | D | |
| NOTIS GLC | Sep 6, 2016 | P | 9,000,000 | $1,807.95 | A | 1,342,209,000 | D | |
| NOTIS GLC | Sep 6, 2016 | P | 9,000,000 | $1,807.95 | A | 1,351,209,000 | D | |
| NOTIS GLC | Sep 6, 2016 | P | 6,000,000 | $1,207.95 | A | 1,357,209,000 | D | |
| NOTIS GLC | Sep 9, 2016 | P | 1,000,000 | $207.95 | A | 1,358,209,000 | D |
Table II — derivative securities
No Table II lines on this filing.