SEC Form 4/A · accession 0001689477-16-000019
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 25, 2016 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Notis GLC | Aug 1, 2016 | P | 7,000,000 | $707.95 | A | 1,282,000,000 | D | |
| NOTIS GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 1,291,000,000 | D | |
| Notis GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 1,300,000,000 | D | |
| Notis GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 1,309,000,000 | D | |
| Notis GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 1,318,000,000 | D | |
| Notis GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 1,327,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 3,000,000 | $307.95 | A | 1,300,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 6,000,000 | $607.95 | A | 1,306,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 7,000,000 | $707.95 | A | 1,313,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 7,000,000 | $707.95 | A | 1,320,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 9,000,000 | $907.95 | A | 1,329,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 9,000,000 | $907.95 | A | 1,338,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 9,000,000 | $907.95 | A | 1,347,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 1,356,500,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 1,366,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 1,375,500,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 1,385,000,000 | D | |
| Notis GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 1,394,500,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 9,500,000 | $957.95 | A | 1,404,000,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 20,000 | $10.95 | A | 1,404,020,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 130,000 | $26.00 | A | 1,404,150,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 5,990,000 | $606.95 | A | 1,410,140,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 6,010,000 | $608.95 | A | 1,416,150,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 9,000,000 | $907.95 | A | 1,425,150,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 9,500,000 | $957.95 | A | 1,434,650,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 9,500,000 | $957.95 | A | 1,444,150,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 9,500,000 | $957.95 | A | 1,453,650,000 | D | |
| Notis GLC | Aug 8, 2016 | P | 9,500,000 | $957.95 | A | 1,463,150,000 | D | |
| Notis GLC | Aug 9, 2016 | P | 4,950,000 | $502.95 | A | 1,468,100,000 | D | |
| Notis GLC | Aug 9, 2016 | P | 7,000,000 | $707.95 | A | 1,475,100,000 | D |
Table II — derivative securities
No Table II lines on this filing.