SEC Form 4 · accession 0001689477-16-000007
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 16, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 967,709,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 977,209,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 986,709,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 996,209,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 1,005,709,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 9,500,000 | $957.95 | A | 1,015,209,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 2,000 | $10.95 | A | 1,015,229,000 | D | |
| NOTIS GLC | Aug 8, 2016 | P | 130,000 | $26.00 | A | 1,015,359,000 | D | |
| NOTIS GLC | Aug 8, 2016 | P | 900,000 | $97.95 | A | 1,016,259,000 | D | |
| NOTIS GLC | Aug 8, 2016 | P | 5,990,000 | $606.95 | A | 1,022,249,000 | D | |
| NOTIS GLC | Aug 8, 2016 | P | 6,010,000 | $608.95 | A | 1,028,259,000 | D | |
| NOTIS GLC | Aug 8, 2016 | P | 9,000,000 | $907.95 | A | 1,037,259,000 | D | |
| NOTIS GLC | Aug 8, 2016 | P | 9,500,000 | $957.95 | A | 1,046,759,000 | D | |
| NOTIS GLC | Aug 8, 2016 | P | 9,500,000 | $957.95 | A | 1,056,259,000 | D | |
| NOTIS GLC | Aug 8, 2016 | P | 9,500,000 | $957.95 | A | 1,065,759,000 | D | |
| NOTIS GLC | Aug 8, 2016 | P | 9,500,000 | $957.95 | A | 1,075,259,000 | D | |
| NOTIS GLC | Aug 9, 2016 | P | 4,950,000 | $502.95 | A | 1,080,209,000 | D | |
| NOTIS GLC | Aug 9, 2016 | P | 7,000,000 | $707.95 | A | 1,087,209,000 | D | |
| NOTIC GLC | Aug 8, 2016 | P | 9,000,000 | $907.95 | A | 1,096,209,000 | D | |
| NOTIS GLC | Aug 9, 2016 | P | 9,000,000 | $907.95 | A | 1,105,209,000 | D | |
| NOTIS GLC | Aug 9, 2015 | P | 9,000,000 | $907.95 | A | 1,114,209,000 | D | |
| NOTIS GLC | Aug 9, 2016 | P | 9,500,000 | $957.95 | A | 1,123,709,000 | D | |
| NOTIS GLC | Aug 9, 2016 | P | 9,500,000 | $957.95 | A | 1,133,209,000 | D | |
| NOTIS GLC | Aug 10, 2016 | P | 5,000,000 | $507.95 | A | 1,138,209,000 | D | |
| NOTIS GLC | Aug 10, 2016 | P | 9,000,000 | $907.95 | A | 1,147,209,000 | D | |
| NOTIS GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 1,156,209,000 | D | |
| NOTIS GLC | Aug 10, 2016 | P | 9,000,000 | $907.95 | A | 1,165,209,000 | D | |
| NOTIS GLC | Aug 10, 2016 | P | 9,000,000 | $907.95 | A | 1,174,209,000 | D | |
| NOTIS GLC | Aug 11, 2016 | P | 9,000,000 | $907.95 | A | 1,183,209,000 | D | |
| NOTIS GLC | Aug 16, 2016 | P | 2,175,000 | $225.45 | A | 1,185,384,000 | D |
Table II — derivative securities
No Table II lines on this filing.