SEC Form 4/A · accession 0001689477-16-000020
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 28, 2016 · 11:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Notis GLC | Aug 9, 2016 | P | 9,000,000 | $907.95 | A | 1,484,100,000 | D | |
| Notis GLC | Aug 9, 2016 | P | 9,000,000 | $907.95 | A | 1,493,100,000 | D | |
| Notis GLC | Aug 9, 2016 | P | 9,500,000 | $957.95 | A | 1,502,600,000 | D | |
| Notis GLC | Aug 9, 2016 | P | 9,500,000 | $957.95 | A | 1,512,100,000 | D | |
| Notis GLC | Aug 9, 2016 | P | 9,000,000 | $907.95 | A | 1,521,100,000 | D | |
| Notis GLC | Aug 10, 2016 | P | 5,000,000 | $507.95 | A | 1,526,100,000 | D | |
| Notis GLC | Aug 10, 2016 | P | 9,000,000 | $907.95 | A | 1,535,100,000 | D | |
| Notis GLC | Aug 10, 2016 | P | 9,000,000 | $907.95 | A | 1,544,100,000 | D | |
| Notis GLC | Aug 10, 2016 | P | 9,000,000 | $907.95 | A | 1,553,100,000 | D | |
| Notis GLC | Aug 11, 2016 | P | 9,000,000 | $907.95 | A | 1,562,100,000 | D | |
| Notis GLC | Aug 11, 2016 | P | 9,000,000 | $907.95 | A | 1,571,100,000 | D | |
| Notis GLC | Aug 11, 2016 | P | 2,175,000 | $225.45 | A | 1,573,275,000 | D | |
| Notis GLC | Aug 16, 2016 | P | 9,000,000 | $907.95 | A | 1,582,275,000 | D | |
| Notis GLC | Aug 17, 2016 | P | 1,747,173 | $182.66 | A | 1,584,022,173 | D | |
| Notis GLC | Aug 22, 2016 | P | 1,000,000 | $207.95 | A | 1,585,022,173 | D | |
| Notis GLC | Aug 22, 2016 | P | 2,100,000 | $217.95 | A | 1,587,122,173 | D | |
| Notis GLC | Aug 22, 2016 | P | 7,490,038 | $756.95 | A | 1,594,612,211 | D | |
| Notis GLC | Aug 22, 2016 | P | 8,000,000 | $807.95 | A | 1,602,612,211 | D | |
| Notis GLC | Aug 22, 2016 | P | 8,450,000 | $852.95 | A | 1,611,062,211 | D | |
| Notis GLC | Aug 22, 2016 | P | 9,000,000 | $907.95 | A | 1,620,062,211 | D | |
| Notis GLC | Aug 22, 2016 | P | 9,825,000 | $990.45 | A | 1,629,887,211 | D | |
| Notis GLC | Aug 22, 2016 | P | 9,999,999 | $1,007.95 | A | 1,639,887,210 | D | |
| Notis GLC | Aug 22, 2016 | P | 9,999,999 | $1,007.95 | A | 1,649,887,209 | D | |
| Notis GLC | Aug 22, 2016 | P | 9,999,999 | $1,007.95 | A | 1,659,887,208 | D | |
| Notis GLC | Aug 22, 2016 | P | 9,999,999 | $907.95 | A | 1,669,887,207 | D | |
| Notis GLC | Aug 22, 2016 | P | 2,000,140 | $207.96 | A | 1,671,887,347 | D | |
| Notis GLC | Aug 31, 2016 | P | 416,000 | $49.55 | A | 1,672,303,347 | D | |
| Notis GLC | Aug 31, 2016 | P | 5,000,000 | $1,007.95 | A | 1,677,303,347 | D | |
| Notis GLC | Sep 1, 2016 | P | 152 | $7.97 | A | 1,677,303,499 | D | |
| Notis GLC | Sep 2, 2016 | P | 2,550 | $8.21 | A | 1,677,306,049 | D |
Table II — derivative securities
No Table II lines on this filing.