SEC Form 4 · accession 0001689477-16-000006
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 15, 2016 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NOTIS GLC | Jul 21, 2016 | P | 9,000,000 | $907.95 | A | 816,309,000 | D | |
| NOTIS GLC | Jul 21, 2016 | P | 9,000,000 | $907.95 | A | 825,309,000 | D | |
| NOTIS GLC | Jul 21, 2016 | P | 9,000,000 | $907.95 | A | 834,309,000 | D | |
| NOTIS GLC | Jul 21, 2016 | P | 9,500,000 | $957.95 | A | 843,809,000 | D | |
| NOTIS GLC | Jul 21, 2016 | P | 95,000,000 | $957.95 | A | 853,309,000 | D | |
| NOTIS GLC | Jul 29, 2016 | P | 2,000,000 | $207.95 | A | 855,309,000 | D | |
| NOTIS GLC | Jul 29, 2016 | P | 9,000,000 | $907.95 | A | 864,309,000 | D | |
| NOTIS GLC | Jul 29, 2016 | P | 9,000,000 | $907.95 | A | 873,309,000 | D | |
| NOTIS GLC | Aug 1, 2016 | P | 7,000,000 | $707.95 | A | 880,309,000 | D | |
| NOTIS GLC | Aug 1, 2016 | P | 7,000,000 | $707.95 | A | 887,309,000 | D | |
| NOTIS GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 896,309,000 | D | |
| NOTIS GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 905,309,000 | D | |
| NOTIS GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 914,309,000 | D | |
| NOTIS GLC | Aug 1, 2016 | P | 9,000,000 | $907.95 | A | 923,309,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 3,000,000 | $307.95 | A | 926,309,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 6,000,000 | $607.95 | A | 932,309,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 7,000,000 | $707.95 | A | 939,309,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 9,000,000 | $907.95 | A | 9,948,309,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 9,000,000 | $907.95 | A | 957,309,000 | D | |
| NOTIS GLC | Aug 5, 2016 | P | 9,000,000 | $907.95 | A | 906,309,000 | D |
Table II — derivative securities
No Table II lines on this filing.