SEC Form 4/A · accession 0001689477-16-000021
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Max Goldfarb
10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Nov 29, 2016 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Notis GBL | Oct 5, 2016 | P | 5,000,000 | $5,507.95 | A | 1,682,306,049 | D | |
| Notis GLC | Oct 6, 2016 | P | 1,669,771 | $1,343.77 | A | 1,683,975,820 | D | |
| Notis GLC | Oct 6, 2016 | P | 3,330,229 | $2,339.11 | A | 1,687,000,000 | D | |
| Notis GLC | Oct 7, 2016 | P | 3,000,000 | $2,107.95 | A | 1,690,000,000 | D | |
| Notis GLC | Oct 7, 2016 | P | 5,000,000 | $3,507.95 | A | 1,695,000,000 | D | |
| Notis GLC | Oct 7, 2016 | P | 5,000,000 | $3,507.95 | A | 1,700,000,000 | D | |
| Notis GLC | Oct 12, 2016 | P | 1,000,000 | $1,307.95 | A | 1,701,000,000 | D | |
| Notis GLC | Oct 12, 2016 | P | 5,000,000 | $6,007.95 | A | 1,706,000,000 | D | |
| Notis GLC | Oct 13, 2016 | P | 500,000 | $607.95 | A | 1,706,500,000 | D | |
| Notis GLC | Oct 13, 2016 | P | 500,000 | $557.95 | A | 1,707,000,000 | D | |
| Notis GLC | Oct 13, 2016 | P | 1,000,000 | $1,207.95 | A | 1,708,000,000 | D | |
| Notis GLC | Oct 13, 2016 | P | 1,000,000 | $1,207.95 | A | 1,709,000,000 | D | |
| Notis GLC | Oct 13, 2016 | P | 1,000,000 | $1,207.95 | A | 1,710,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.