SEC Form 4 · accession 0001209191-15-079474
SPARK NETWORKS INC · LOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
OSMIUM CAPITAL LP
10% Owner
Osmium Partners, LLC
Director · 10% Owner
Spartan L P Osmium
10% Owner
John Hartnett Lewis
Director
Osmium Capital II, LP
10% Owner
Osmium Diamond, LP
10% Owner
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 9:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.001 par value)F1,F2 | Nov 6, 2015 | A | 10,000 | $3.58 | A | 337,743 | I | By Osmium Spartan, LP |
| Common Stock ($.001 par value)F3,F2 | Nov 6, 2015 | A | 13,100 | $3.58 | A | 282,400 | I | By Osmium Diamond, LP |
| Common Stock ($.001 par value)F4,F2 | Nov 9, 2015 | A | 21,500 | $3.79 | A | 1,276,968 | I | By Osmium Capital, LP |
| Common Stock ($.001 par value)F5,F2 | Nov 10, 2015 | A | 22,062 | $3.75 | A | 1,299,030 | I | By Osmium Capital, LP |
| Common Stock ($.001 par value)F2 | holding | — | — | — | 1,197,699 | I | By Osmium Capital II, LP | |
| Common Stock ($.001 par value) | holding | — | — | — | 325,352 | I | By John H. Lewis directly |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $3.50 to $3.70. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
- F2The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP and Osmium Spartan, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- F3This transaction was executed in multiple trades at prices ranging from $3.50 to $3.70. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
- F4This transaction was executed in multiple trades at prices ranging from $3.70 to $3.81. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
- F5This transaction was executed in multiple trades at prices ranging from $3.75 to $3.80. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.