SEC Form 4/A · accession 0001209191-15-080119
SPARK NETWORKS INC · LOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
OSMIUM CAPITAL LP
10% Owner
Osmium Partners, LLC
Director · 10% Owner
John Hartnett Lewis
Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 13, 2015 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.001 par value)F1,F2,F3 | Nov 9, 2015 | A | 21,500 | $3.79 | A | 1,551,053 | I | By Osmium Capital, LP |
| Common Stock ($.001 par value)F4,F2,F3 | Nov 10, 2015 | A | 22,062 | $3.75 | A | 1,573,115 | I | By Osmium Capital, LP |
| Common Stock ($.001 par value)F2,F3 | holding | — | — | — | 51,267 | I | By John H. Lewis directly |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $3.70 to $3.81. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
- F2This amended and restated Form 4 is being filed to correct the specific allocation of shares between Osmium Capital, LP and John Lewis as previously reported.
- F3The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP and Osmium Spartan, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- F4This transaction was executed in multiple trades at prices ranging from $3.75 to $3.80. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.