SEC Form 4 · accession 0001437749-15-009583
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ronald J Santilli
Officer — EVP & CFO
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2015 | M | 25,539 | $8.66 | A | 79,045 | D | |
| Common StockF2 | May 6, 2015 | S | 25,539 | $14.00 | D | 53,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $8.66 | May 6, 2015 | M | 25,539 | A | Jun 1, 2010 | Jun 8, 2016 | Common Stock | 55,000 | 27,500 | D |
Explanation of responses
- F1Options vest according to the following schedule: 1/3rd on 06/1/2010 and 1/36th monthly thereafter.
- F2Stock acquired through employee stock option exercises and sold pursuant to a 10b5-1 trading plan at a price of $14.00 per share.