SEC Form 4/A · accession 0001437749-15-011761
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald J Santilli
Officer — EVP & CFO
Period of report
May 6, 2015
Accepted (ET)
Jun 3, 2015 · 9:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | J | 939 | $9.078 | A | 54,445 | D | |
| Common Stock | May 6, 2015 | M | 25,539 | $8.66 | A | 79,984 | D | |
| Common StockF2 | May 6, 2015 | S | 25,539 | $14.00 | D | 54,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $8.66 | May 6, 2015 | M | 25,539 | D | Jun 1, 2010 | Jun 8, 2016 | Common Stock | 55,000 | 27,500 | D |
Explanation of responses
- F1These shares were acquired under the Cutera, Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) and as such not reported on May 1, 2015.
- F2Stock acquired through employee stock option exercises and sold pursuant to a 10b5-1 trading plan at a price of $14.00 per share.
- F3Options vest according to the following schedule: 1/3rd on 06/1/2010 and 1/36th monthly thereafter.