Daily feed · SEC Form 4 filings

All insider purchases — Feb 4, 2019

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

88 filings · trading day Feb 4, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 30, 2019 PForm 4 →	Feb 1, 4:19 pm EST	BIOGEN INC.BIIB	Alexander J DennerDirector	62,800	$327.59	$20,572,406	524,658	+13.6%	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:43 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	Mark R KieselOther	280,000	$20.00	$5,600,000	280,000	—	plan?
Jan 30, 2019 PForm 4 →	Feb 4, 12:46 pm EST	Neuberger Berman High Yield Strategies Fund Inc.NHS	Saba Capital Management, L.P. +110% Owner	384,409	$10.68	$4,105,206	2,889,192	+15.3%	plan? late
Aug 30, 2018 PForm 4/A →	Feb 4, 2019, 8:26 am EST	Veoneer, Inc.VNE	Jan CarlsonChief Executive Officer, Director	50,000	$50.65	$2,532,500	146,168	+52.0%	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:52 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	Emmanuel RomanOther	100,000	$20.00	$2,000,000	100,000	—	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:59 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	Mihir P WorahOther	50,000	$20.00	$1,000,000	50,000	—	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:56 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	Thibault Christian StrackeOther	30,000	$20.00	$600,000	30,000	—	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 4:31 pm EST	E.W. SCRIPPS CoSSP	Eaton M Scripps10% Owner	27,058	$18.80	$508,681	1,261,663	+2.19%	plan?
Feb 4, 2019 PForm 4 →	Feb 4, 3:01 pm EST	WisdomTree Investments, Inc.WETF	Jonathan L SteinbergChief Executive Officer, Director	85,000	$5.98	$508,368	7,850,107	+1.09%	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:49 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	Thomas J OtterbeinOther	25,000	$20.00	$500,000	25,000	—	plan?
Nov 5, 2018 PForm 4 →	Feb 4, 2019, 2:09 pm EST	ENCANA CORPECA	Lee A McIntireDirector	43,700	$8.75	$382,375	60,800	+256%	plan? late
Jan 30, 2019 PForm 4 →	Feb 1, 4:54 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	Greg Elliot SharenowOther	15,500	$20.00	$310,000	15,500	—	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 2:51 pm EST	GLOBAL MACRO TRUSTno symbol	Gregg BuckbinderOther	12	$25,000.00	$308,200	257	+5.03%	plan?
Feb 1, 2019 PForm 4 →	Feb 1, 5:12 pm EST	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	29,774	$9.87	$293,801	13,492,048	+0.22%	plan?
Jan 30, 2019 PForm 4 →	Feb 4, 12:42 pm EST	WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI	Saba Capital Management, L.P. +110% Owner	29,328	$9.12	$267,465	6,829,373	+0.43%	plan? late
Feb 1, 2019 PForm 4 →	Feb 1, 5:10 pm EST	UMB FINANCIAL CORPUMBF	Timothy R. MurphyDirector	4,000	$64.63	$258,520	12,635	+46.3%	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:40 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	David Nichols Fisher IIIDirector	12,500	$20.00	$250,000	12,500	—	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 5:43 pm EST	ABBOTT LABORATORIESABT	John G StrattonDirector	3,455	$72.32	$249,875	6,400	+117%	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 4:00 pm EST	CANCER GENETICS, INCCGIX	John PappajohnDirector	1,000,000	$0.23	$230,000	4,781,204	+26.4%	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 9:45 pm EST	FITLIFE BRANDS, INC.FTLF	Judd DaytonCHIEF EXECUTIVE OFFICER, Director, 10% Owner	224,455	$0.50	$112,228	2,509,994	+9.82%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 9:01 am EST	TREVENA INCTRVN	Leon O Moulder Jr.Director	100,000	$1.02	$102,000	100,000	—	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 5:18 pm EST	E TRADE FINANCIAL CORPETFC	Robert J ChersiDirector	2,200	$46.24	$101,734	3,253	+209%	plan?
Feb 4, 2019 PForm 4 →	Feb 4, 3:07 pm EST	WisdomTree Investments, Inc.WETF	Peter M ZiembaChief Administrative Officer	16,000	$6.07	$97,082	957,177	+1.70%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 1:46 pm EST	TUPPERWARE BRANDS CORPTUP	Kriss Cloninger IIIDirector	3,500	$27.32	$95,620	47,373	+7.98%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 1:49 pm EST	TUPPERWARE BRANDS CORPTUP	M Anne SzostakDirector	3,000	$27.27	$81,815	33,872	+9.72%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 3:18 pm EST	PEOPLES FINANCIAL SERVICES CORP.PFIS	Ronald G KukuchkaDirector	1,740	$42.00	$73,080	27,202	+6.83%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 10:06 am EST	PENNS WOODS BANCORP INCPWOD	William EdwardsDirector	1,750	$36.17	$63,298	2,740	+177%	plan?
Nov 5, 2018 PForm 4 →	Feb 1, 2019, 4:13 pm EST	GROW CONDOS, INC.GRWC	Carl SankoSecretary, Director	625,000	$0.08	$50,000	10,447,818	+6.36%	plan? late
Jan 31, 2019 PForm 4 →	Feb 4, 2:19 pm EST	Investar Holding CorpISTR	Andrew C NelsonDirector	2,000	$24.03	$48,060	98,465	+2.07%	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 5:34 pm EST	HERITAGE COMMERCE CORPHTBK	Jack W ConnerDirector	3,500	$12.99	$45,466	82,606	+4.42%	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 6:16 pm EST	Virginia National Bankshares CorpVABK	James T HollandDirector	1,207	$37.50	$45,263	12,648	+10.5%	plan?
Dec 20, 2018 PForm 4/A →	Feb 4, 2019, 3:50 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	754	$59.22	$44,655	122,418	+0.62%	plan?
Dec 20, 2018 PForm 4/A →	Feb 4, 2019, 3:51 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	754	$59.22	$44,655	122,418	+0.62%	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 4:02 pm EST	CANCER GENETICS, INCCGIX	John A RobertsChief Executive Officer	185,436	$0.23	$42,650	297,636	+165%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 10:03 am EST	PENNS WOODS BANCORP INCPWOD	Michael J Casale Jr.Director	1,000	$36.45	$36,450	1,000	—	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 10:16 am EST	PENNS WOODS BANCORP INCPWOD	D Michael HawbakerDirector	1,000	$36.03	$36,025	3,500	+40.0%	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 4:01 pm EST	CANCER GENETICS, INCCGIX	Michael Glenn MilesChief Financial Officer	150,000	$0.23	$34,500	150,000	—	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:19 pm EST	BRINKER INTERNATIONAL INCEAT	Kelly C. BaltesEVP, President of Maggiano's	800	$41.75	$33,396	800	—	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 6:01 pm EST	EQUITY BANCSHARES INCEQBK	Gary C AllerheiligenDirector	1,000	$31.75	$31,750	9,500	+11.8%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 10:10 am EST	PENNS WOODS BANCORP INCPWOD	Richard A GrafmyrePresident & CEO, Director	750	$35.88	$26,910	4,036	+22.8%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 3:49 pm EST	Howard Bancorp IncHBMD	Richard G. ArnoldDirector	1,910	$13.16	$25,145	137,165	+1.41%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 2:31 pm EST	LAKELAND BANCORP INCLBAI	James E. Hanson IIDirector	1,585	$15.78	$25,011	5,778	+37.8%	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:47 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	Jason Jordan NaglerAssistant Treasurer	1,250	$20.00	$25,000	1,250	—	plan?
Feb 1, 2019 PForm 4 →	Feb 1, 5:06 pm EST	CRANE CO /DE/CR	Donald G CookDirector	302	$82.61	$24,950	2,373	+14.6%	plan?
Mar 30, 2018 PForm 5 →	Feb 4, 2019, 12:01 pm EST	Newtek Business Services Corp.NEWT	Peter Mathison DownsChief Lending Officer, Director	1,304	$18.81	$24,538	33,510	+4.05%	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:23 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	Miller Colleen DeanAssistant Treasurer	1,000	$20.00	$20,000	1,000	—	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 4:38 pm EST	PIMCO Energy & Tactical Credit Opportunities FundNRGX	Miller Colleen DeanAssistant Treasurer	1,000	$20.00	$20,000	1,000	—	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 10:08 am EST	PENNS WOODS BANCORP INCPWOD	James M Furey IIDirector	500	$36.00	$18,000	7,047	+7.64%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 2:23 pm EST	SUMMIT FINANCIAL GROUP INCSMMF	Gary L HinkleDirector	744	$23.95	$17,819	377,599	+0.20%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 8:00 am EST	Stock Yards Bancorp, Inc.SYBT	Richard A LechleiterDirector	500	$34.74	$17,372	4,884	+11.4%	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 6:25 pm EST	Outlook Therapeutics, Inc.OTLK	Kurt J HilzingerDirector	19,390	$0.7509	$14,560	178,964	+12.2%	plan?
Jan 31, 2019 PForm 4 →	Feb 4, 11:08 am EST	Southern National Bancorp of Virginia IncSONA	Charles A KabbashDirector	950	$15.30	$14,538	38,543	+2.53%	plan?
Jan 31, 2019 PForm 4 →	Feb 4, 1:54 pm EST	Southern National Bancorp of Virginia IncSONA	Joe A ShearinChief Executive Officer	945	$14.79	$13,975	76,434	+1.25%	plan?
Oct 4, 2018 PForm 4/A →	Feb 4, 2019, 3:51 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	211	$63.66	$13,432	96,673	+0.22%	plan?
Oct 4, 2018 PForm 4/A →	Feb 4, 2019, 3:53 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara L T RankinOther	211	$63.66	$13,432	96,673	+0.22%	plan?
Oct 4, 2018 PForm 4/A →	Feb 4, 2019, 3:55 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 1/1/1977, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees & Clara L.T. Rankin, fbo Clara L.T. RankinOther	211	$63.66	$13,432	96,673	+0.22%	plan?
Jan 31, 2019 PForm 4/A →	Feb 1, 4:13 pm EST	WILLIS LEASE FINANCE CORPWLFC	Scott B. FlahertySVP, CFO	500	$21.47	$10,736	54,000	+0.93%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 1:37 pm EST	COMMUNITY WEST BANCSHARES /CWBC	William F FilippinChief Banking Officer	1,000	$10.30	$10,300	9,311	+12.0%	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 4:01 pm EST	CANCER GENETICS, INCCGIX	Edmund CannonDirector	43,479	$0.23	$10,000	61,873	+236%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 1:09 pm EST	Avangrid, Inc.AGR	Alan D SolomontDirector	200	$49.61	$9,921	4,063	+5.18%	plan?
Jan 10, 2018 PForm 5 →	Feb 4, 2019, 1:14 pm EST	Newtek Business Services Corp.NEWT	Gregory L ZinkDirector	469	$18.46	$8,661	7,966	+6.26%	plan?
Feb 4, 2019 PForm 4 →	Feb 4, 2:41 pm EST	LCNB CORPLCNB	Michael Robert MillerExecutive Vice President	500	$16.95	$8,475	3,531	+16.5%	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 4:17 pm EST	PIXELWORKS, INCPXLW	Steven L MooreVP, CFO & Treasurer	3,000	$2.75	$8,237	526,849	+0.57%	plan?
Jan 31, 2019 PForm 4 →	Feb 4, 1:53 pm EST	Southern National Bancorp of Virginia IncSONA	William Rand CookDirector	462	$14.96	$6,910	16,907	+2.81%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 9:59 am EST	PENNS WOODS BANCORP INCPWOD	Aron M CarterSenior Vice President	169	$36.14	$6,108	469	+56.3%	plan?
Feb 1, 2019 PForm 4 →	Feb 1, 4:48 pm EST	CONSUMERS BANCORP INC /OH/CBKM	Scott E DoddsEVP, Senior Loan Officer	300	$18.20	$5,460	3,646	+8.97%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 12:45 pm EST	KEY TRONIC CORPKTCC	Subodh K KulkarniDirector	500	$7.16	$3,580	500	—	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 2:45 pm EST	GLOBAL MACRO TRUSTno symbol	Harvey BekerOther	1	$2,500.00	$3,083	109	+1.14%	plan?
Jan 31, 2019 PForm 4 →	Feb 4, 1:35 pm EST	ReShape Lifesciences Inc.RSLS	SABBY MANAGEMENT, LLC10% Owner	10,301	$0.2733	$2,815	1,192,507	+0.87%	plan?
May 15, 2018 PForm 5 →	Feb 1, 2019, 5:05 pm EST	WEC ENERGY GROUP, INC.WEC	Frederick D KuesterSr. Executive Vice Pres.	39	$61.02	$2,380	38,622	+0.10%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 3:22 pm EST	RGC RESOURCES INCRGCO	Nancy H AgeeDirector	53	$28.30	$1,500	32,395	+0.16%	plan?
Aug 31, 2018 PForm 5 →	Feb 1, 2019, 4:34 pm EST	WASHINGTON PRIME GROUP INC.WPG	Paul S AjdaharianExec VP, Head of Open Air Ctrs	200	$7.46	$1,492	27,304	+0.74%	plan?
Jan 30, 2019 PForm 4 →	Feb 1, 8:06 pm EST	AMARILLO BIOSCIENCES INCAMAR	Stephen T ChenPresident, Chairman & CEO, Director, 10% Owner	3,000	$0.3733	$1,120	508,000	+0.59%	plan?
Feb 1, 2019 PForm 4 →	Feb 1, 4:55 pm EST	F&M BANK CORPFMBM	Mark Christopher HannaPresident/CEO	33	$30.30	$1,000	2,055	+1.63%	plan?
Nov 30, 2018 PForm 4/A →	Feb 4, 2019, 3:47 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas Parker RankinOther	6	$64.88	$389	452	+1.35%	plan?
Nov 30, 2018 PForm 4/A →	Feb 4, 2019, 3:57 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lynne T RankinOther	6	$64.88	$389	452	+1.35%	plan?
Nov 30, 2018 PForm 4/A →	Feb 4, 2019, 3:58 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T RankinOther	6	$64.88	$389	452	+1.35%	plan?
Feb 1, 2019 PForm 4 →	Feb 4, 2:36 pm EST	GLOBAL MACRO TRUSTno symbol	George E CrappleOther	0	$750.00	$278	34	+1.10%	plan?
Feb 1, 2019 PForm 4 →	Feb 1, 5:06 pm EST	F&M BANK CORPFMBM	Stephanie E ShillingburgExecutive Vice President	7	$30.30	$200	508	+1.32%	plan?
Nov 30, 2018 PForm 4/A →	Feb 4, 2019, 3:40 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T. Rankin Jr.Other	3	$64.88	$195	452	+0.67%	plan?
Nov 30, 2018 PForm 4/A →	Feb 4, 2019, 3:41 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for Margaret Pollard RankinOther	3	$64.88	$195	452	+0.67%	plan?
Nov 30, 2018 PForm 4/A →	Feb 4, 2019, 3:54 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margaret Pollard RankinOther	3	$64.88	$195	452	+0.67%	plan?
Nov 30, 2018 PForm 4/A →	Feb 4, 2019, 3:56 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for James T. Rankin, Jr.Other	3	$64.88	$195	452	+0.67%	plan?
Jan 31, 2019 PForm 4 →	Feb 4, 2:24 pm EST	Timberline Resources CorpTLRS	Donald James McDowellVP Corporate Development, Director	2,000	$0.0882	$176	173,700	+1.16%	plan?
Feb 1, 2019 PForm 4 →	Feb 1, 5:01 pm EST	F&M BANK CORPFMBM	Neil W HayslettExec. Vice Pres & COO	5	$30.30	$150	1,321	+0.38%	plan?
Jan 4, 2019 PForm 4/A →	Feb 4, 3:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T. Rankin Jr.Other	2	$64.14	$128	553	+0.36%	plan?
Jan 31, 2019 PForm 4 →	Feb 1, 5:24 pm EST	BankUnited, Inc.BKU	William S. RubensteinDirector	2	$33.82	$76	1,362	+0.16%	plan?
Feb 1, 2019 PForm 4 →	Feb 1, 4:50 pm EST	F&M BANK CORPFMBM	Carrie A ComerOther	2	$30.30	$50	30	+5.81%	plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.