SEC Form 5 · accession 0001209191-19-006681
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Zink
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 4, 2019 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2018 | P | 101 | $17.575 | A | 7,966 | D | |
| Common Stock | Apr 13, 2018 | P | 98 | $16.739 | A | 7,966 | D | |
| Common Stock | Jul 11, 2018 | P | 116 | $18.919 | A | 7,966 | D | |
| Common Stock | Sep 28, 2018 | P | 11 | $21.21 | A | 7,966 | D | |
| Common Stock | Oct 9, 2018 | P | 129 | $19.893 | A | 7,966 | D | |
| Common Stock | Dec 28, 2018 | P | 14 | $17.71 | A | 7,966 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.