| Oct 30, 2018 PForm 4 → | Nov 1, 7:18 pm EDT | Alteryx, Inc.AYX | Abdiel Capital Management, LLC +410% Owner | 265,000 | $50.92 | $13,493,306 | 5,166,199 | +5.41% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 5:11 pm EDT | Resolute Energy CorpREN | KEMC Fund IV GP, LLC10% Owner | 445,845 | $26.81 | $11,954,668 | 2,762,506 | +19.2% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 4:18 pm EDT | NexPoint Strategic Opportunities Fund?NHF? | James D DonderoSee Remarks, 10% Owner | 76,089 | $21.53 | $1,637,874 | 1,507,369 | +5.32% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 7:58 pm EDT | WRAP TECHNOLOGIES, INC.WRTC | Elwood G NorrisCHIEF TECHNOLOGY OFFICER, 10% Owner | 333,334 | $3.00 | $1,000,002 | 5,718,219 | +6.19% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 6:51 pm EDT | APPIAN CORPAPPN | Abdiel Capital Management, LLC +410% Owner | 37,300 | $24.74 | $922,644 | 6,887,809 | +0.54% | plan? |
| Nov 2, 2018 PForm 4 → | Nov 2, 2:31 pm EDT | WILLIAMS COMPANIES INCWMB | Michael A CreelDirector | 25,000 | $25.77 | $644,283 | 17,500 | — | plan? |
| Nov 1, 2018 PForm 4 → | Nov 1, 6:36 pm EDT | Tallgrass Energy, LPTGE | Jeffrey A BallDirector | 25,000 | $21.41 | $535,250 | 100,000 | +33.3% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 2:04 pm EDT | INTERNATIONAL BUSINESS MACHINES CORPIBM | Sidney TaurelDirector | 4,311 | $115.02 | $495,846 | 23,798 | +22.1% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 7:15 am EDT | BELDEN INC.BDC | John S StroupChairman, President and CEO, Director | 9,250 | $53.44 | $494,280 | 9,250 | — | plan? |
| Nov 1, 2018 PForm 4 → | Nov 1, 7:26 pm EDT | Barings BDC, Inc.BBDC | BARINGS LLC10% Owner | 48,100 | $10.12 | $486,936 | 10,270,980 | +0.47% | plan? |
| Oct 29, 2018 PForm 4 → | Nov 1, 4:13 pm EDT | INTERNATIONAL FLAVORS & FRAGRANCES INCIFF | Winder Investment Pte Ltd10% Owner | 2,800 | $139.91 | $391,740 | 18,472,160 | +0.02% | plan? late |
| Nov 1, 2018 PForm 4 → | Nov 1, 6:32 pm EDT | Tallgrass Energy, LPTGE | David G Dehaemers Jr.President and CEO, Director, 10% Owner | 16,777 | $21.24 | $356,343 | 1,786,319 | +0.95% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 5:25 pm EDT | Iterum Therapeutics plcITRM | Mark ChinDirector | 58,000 | $6.10 | $353,800 | 1,089,903 | +5.62% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 4:57 pm EDT | INNODATA INCINOD | Nauman Sabeeh Toor10% Owner | 248,926 | $1.41 | $350,695 | 2,595,813 | +10.6% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 4:49 pm EDT | Nuverra Environmental Solutions, Inc.NES | Gates Capital Management, L.P. +310% Owner | 26,199 | $11.26 | $295,057 | 5,427,278 | +0.49% | plan? |
| Nov 2, 2018 PForm 4 → | Nov 2, 12:52 pm EDT | WILLIAMS COMPANIES INCWMB | John D ChandlerSr. Vice President & CFO | 10,000 | $25.94 | $259,422 | 10,000 | — | plan? |
| Nov 1, 2018 PForm 4 → | Nov 1, 5:13 pm EDT | CPG Vintage Access Fund II, LLCno symbol | Mitchell A TanzmanPrincipal Executive Officer(1), Director | 25,000 | $10.00 | $250,000 | 25,000 | — | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 3:52 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alfred M Et Al RankinChairman, Director | 3,726 | $61.80 | $230,260 | 111,818 | +3.45% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 3:57 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Victoire G RankinOther | 3,726 | $61.80 | $230,260 | 111,818 | +3.45% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 4:41 pm EDT | MID PENN BANCORP INCMPB | Robert J MoiseyDirector | 9,000 | $25.27 | $227,399 | 4,000 | — | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 3:51 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alfred M Et Al RankinChairman, Director | 3,566 | $61.89 | $220,708 | 110,900 | +3.32% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 3:55 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Victoire G RankinOther | 3,566 | $61.89 | $220,708 | 110,900 | +3.32% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 1, 4:28 pm EDT | Safety, Income & Growth, Inc.SAFE | ISTAR INC.10% Owner | 11,554 | $17.87 | $206,451 | 7,467,694 | +0.15% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 9:00 pm EDT | FLEX LTD.FLEX | David Scott OfferEVP, General Counsel | 27,027 | $7.48 | $202,273 | 311,165 | +9.51% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 7:42 pm EDT | RumbleON, Inc.RMBL | Denmar John DixonDirector | 36,629 | $5.41 | $198,166 | 290 | — | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 4:08 pm EDT | SYNNEX CORPSNX | Matthew MiauDirector | 2,000 | $76.53 | $153,061 | 9,009 | +28.5% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 1, 4:08 pm EDT | Venator Materials PLCVNTR | Kathy Dawn PatrickDirector | 20,000 | $6.76 | $135,198 | 24,500 | +444% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 2:05 pm EDT | INTERNATIONAL BUSINESS MACHINES CORPIBM | James W OwensDirector | 1,000 | $114.67 | $114,673 | 6,000 | +20.0% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 10:50 am EDT | LAKELAND BANCORP INCLBAI | Mary Ann DeaconDirector | 6,750 | $16.51 | $111,429 | 19,935 | +51.2% | plan? |
| Nov 2, 2018 PForm 4 → | Nov 2, 1:56 pm EDT | SPARTAN MOTORS INCSPAR | Paul Anthony MascarenasDirector | 15,000 | $7.35 | $110,178 | 15,000 | — | plan? |
| Oct 31, 2018 PForm 4 → | Nov 1, 7:23 pm EDT | REPUBLIC SERVICES, INC.RSG | Jennifer M KirkDirector | 1,500 | $72.35 | $108,525 | 1,500 | — | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 12:25 pm EDT | RAIT Financial TrustRASFO | Howard Amster10% Owner | 21,072 | $4.83 | $101,788 | 977,814 | +2.20% | plan? |
| Nov 2, 2018 PForm 4 → | Nov 2, 2:46 pm EDT | Medical Information Technology, Inc.no symbol | Medical Information Technology, Inc. Profit Sharing Trust10% Owner | 2,225 | $45.00 | $100,125 | 6,643,591 | +0.03% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 1, 5:20 pm EDT | CPG Focused Access Fund, LLCno symbol | Mitchell A TanzmanPrincipal Executive Officer(1), Director | 4,167 | $24.00 | $100,000 | 4,167 | — | plan? |
| Nov 1, 2018 PForm 4 → | Nov 1, 7:21 pm EDT | 8X8 INC /DE/EGHT | Vikram VermaChief Executive Officer | 5,730 | $17.09 | $97,945 | 877,680 | +0.66% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 1, 4:43 pm EDT | ACCO BRANDS CorpACCO | Neal V FenwickExecutive VP and CFO | 10,000 | $8.06 | $80,600 | 26,534 | +60.5% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 9:22 am EDT | Northfield Bancorp, Inc.NFBK | Annette CatinoDirector | 6,000 | $13.20 | $79,180 | 43,320 | +16.1% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 12:08 pm EDT | Columbia Financial, Inc.CLBK | Allyson Katz SchlesingerEVP & Head of Consumer Banking | 4,876 | $15.39 | $75,054 | 4,876 | — | plan? |
| Jan 1, 2018 PForm 4 → | Nov 1, 7:35 pm EDT | Select Interior Concepts, Inc.SIC | B. Riley Financial, Inc. +410% Owner | 7,871 | $9.29 | $73,129 | 2,276,970 | +0.35% | plan? late |
| Oct 31, 2018 PForm 4 → | Nov 1, 6:57 pm EDT | CIPHERLOC CorpCLOK | MANCHESTER MANAGEMENT PR, LLC +310% Owner | 26,100 | $1.85 | $48,291 | 3,656,600 | +0.72% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 2:26 pm EDT | LIBERTY ALL STAR GROWTH FUND INC.ASG | Mark T HaleySenior Vice President | 9,515 | $4.81 | $45,767 | 61,538 | +18.3% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 12:02 pm EDT | FIRST INTERSTATE BANCSYSTEM INCFIBK | Kevin P RileyPresident & CEO, Director | 975 | $41.78 | $40,736 | 48,506 | +2.05% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 12:04 pm EDT | SUPERIOR ENERGY SERVICES INCSPN | James M FunkDirector | 5,000 | $7.98 | $39,875 | 16,961 | +41.8% | plan? |
| Nov 2, 2018 PForm 4 → | Nov 2, 3:10 pm EDT | CB Financial Services, Inc.CBFV | John J LaCarteDirector | 1,250 | $27.94 | $34,927 | 20,750 | +6.41% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 2:30 pm EDT | MID PENN BANCORP INCMPB | William A Specht IIIDirector | 1,200 | $26.71 | $32,056 | 2,400 | +100% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 1, 2018, 6:17 pm EDT | Bandwidth Inc.BAND | Carmichael Bandwidth LLC +610% Owner | 1,575 | $20.00 | $31,500 | 3,529 | +80.6% | plan? late |
| Oct 30, 2018 PForm 4 → | Nov 2, 11:15 am EDT | Southern National Bancorp of Virginia IncSONA | Georgia S Derrico +1Executive Chairman | 2,000 | $15.25 | $30,500 | 459,224 | +0.44% | plan? late |
| Nov 1, 2018 PForm 4 → | Nov 2, 12:54 pm EDT | Oritani Financial CorpORIT | James J Doyle Jr.Director | 2,000 | $14.48 | $28,955 | 242,000 | +0.83% | plan? |
| May 14, 2018 PForm 4/A → | Nov 1, 7:41 pm EDT | RumbleON, Inc.RMBL | Denmar John DixonDirector | 5,600 | $4.80 | $26,886 | 1,018,429 | +0.55% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 1:49 pm EDT | MID PENN BANCORP INCMPB | Robert A AbelDirector | 1,000 | $26.82 | $26,820 | 8,239 | +13.8% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 1:16 pm EDT | NORTHRIM BANCORP INCNRIM | Karl L HannemanDirector | 700 | $37.80 | $26,460 | 4,900 | +16.7% | plan? |
| Nov 2, 2018 PForm 4 → | Nov 2, 12:40 pm EDT | WILLIAMS COMPANIES INCWMB | Terrance Lane WilsonSVP & General Counsel | 1,000 | $25.75 | $25,750 | 17,844 | +5.94% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 11:40 am EDT | ACCO BRANDS CorpACCO | Pamela R SchneiderSr VP, General Counsel & Sec | 3,100 | $8.10 | $25,110 | 5,106 | +155% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 1, 5:21 pm EDT | CPG Focused Access Fund, LLCno symbol | Ruth S GoodsteinVice President (1) | 1,042 | $24.00 | $25,000 | 1,042 | — | plan? |
| Nov 1, 2018 PForm 4 → | Nov 1, 5:07 pm EDT | CPG Vintage Access Fund II, LLCno symbol | Ruth S GoodsteinVice President (1) | 2,500 | $10.00 | $25,000 | 2,500 | — | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 12:20 pm EDT | PROVIDENT FINANCIAL SERVICES INCPFS | James P DuniganDirector | 1,000 | $24.87 | $24,865 | 5,926 | +20.3% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 6:10 pm EDT | Cerecor Inc.CERC | ARMISTICE CAPITAL, LLC +2Director, 10% Owner | 5,986 | $3.92 | $23,481 | 17,769,586 | +0.03% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 3:36 pm EDT | PUBLIX SUPER MARKETS INCno symbol | Randall T JonesCEO & President | 500 | $42.70 | $21,350 | 15,082 | +3.43% | plan? |
| Oct 22, 2018 PForm 4 → | Nov 2, 10:57 am EDT | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV | Daniel Diss HardingDirector | 3,922 | $5.25 | $20,591 | 15,933 | +32.7% | plan? late |
| Oct 31, 2018 PForm 4 → | Nov 2, 1:54 pm EDT | MID PENN BANCORP INCMPB | Matthew G De SotoDirector | 717 | $26.50 | $19,000 | 12,805 | +5.93% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 3:53 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alfred M Et Al RankinChairman, Director | 288 | $61.49 | $17,710 | 18,152 | +1.61% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 3:58 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Victoire G RankinOther | 288 | $61.49 | $17,710 | 18,152 | +1.61% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 3:51 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alfred M Et Al RankinChairman, Director | 287 | $61.30 | $17,592 | 186 | — | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 3:56 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Victoire G RankinOther | 287 | $61.30 | $17,592 | 186 | — | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 2:20 pm EDT | MID PENN BANCORP INCMPB | Robert E KlingerDirector | 500 | $26.65 | $13,325 | 6,168 | +8.82% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 12:16 pm EDT | COMMUNITY FINANCIAL CORP /MD/TCFC | John K Parlett Jr.Director | 430 | $30.27 | $13,016 | 4,650 | +10.2% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 3:46 pm EDT | NYMOX PHARMACEUTICAL CORPNYMX | James George RobinsonDirector | 6,000 | $1.90 | $11,400 | 3,202,550 | +0.19% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 3:54 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alfred M Et Al RankinChairman, Director | 164 | $62.17 | $10,196 | 189 | +656% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 3:59 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Victoire G RankinOther | 164 | $62.17 | $10,196 | 189 | +656% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 12:21 pm EDT | FINANCIAL INSTITUTIONS INCFISI | Joseph L DuganSenior Vice President | 345 | $28.55 | $9,850 | 1,275 | +37.1% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 3:10 pm EDT | FIRST CITIZENS BANCSHARES INC /DE/FCNCA | HOLDING FRANK B JRChairman and CEO, Director, 10% Owner | 25 | $385.00 | $9,625 | 10,732 | +0.23% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 2, 12:49 pm EDT | STRYKER CORPSYK | Roch DoliveuxDirector | 45 | $163.39 | $7,352 | 19,649 | +0.23% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 5:25 pm EDT | TRANSCAT INCTRNS | Michael TschidererVP of Finance and CFO | 300 | $20.55 | $6,165 | 6,537 | +4.81% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 5:24 pm EDT | CONSOL Coal Resources LPCCR | CONSOL Energy Inc.Director, 10% Owner | 250 | $19.00 | $4,750 | 5,174,454 | +0.00% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 9:18 am EDT | Bank First National CorpBFC | Michael G. AnsayDirector | 75 | $52.25 | $3,919 | 65,203 | +0.12% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 1, 4:33 pm EDT | SOUTHSIDE BANCSHARES INCSBSI | John Robert GarrettDirector | 91 | $31.95 | $2,907 | 12,559 | +0.73% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 3:22 pm EDT | RGC RESOURCES INCRGCO | Raymond D Smoot Jr.Director | 82 | $28.38 | $2,333 | 37,304 | +0.22% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 10:54 am EDT | RGC RESOURCES INCRGCO | Nancy H AgeeDirector | 53 | $28.38 | $1,500 | 31,669 | +0.17% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 1, 5:22 pm EDT | CPG Focused Access Fund, LLCno symbol | Central Park Advisers, LLCOther | 42 | $24.00 | $1,000 | 42 | — | plan? |
| Nov 1, 2018 PForm 4 → | Nov 1, 5:23 pm EDT | CPG Vintage Access Fund II, LLCno symbol | Central Park Advisers, LLCOther | 100 | $10.00 | $1,000 | 100 | — | plan? |
| Nov 2, 2018 PForm 4 → | Nov 2, 3:45 pm EDT | F&M BANK CORPFMBM | Mark Christopher HannaPreident/CEO | 30 | $33.05 | $1,000 | 1,358 | +2.28% | plan? |
| Oct 30, 2018 PForm 4 → | Nov 1, 8:28 pm EDT | BioCardia, Inc.BCDA | Peter AltmanPresident and CEO, Director | 300 | $2.55 | $765 | 718,592 | +0.04% | plan? |
| Oct 31, 2018 PForm 4 → | Nov 1, 5:53 pm EDT | ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ZION | Edward F MurphyDirector | 10 | $47.10 | $471 | 15,472 | +0.06% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 1:28 pm EDT | ISABELLA BANK CorpISBA | Jerome E SchwindPresident, Director | 17 | $23.75 | $400 | 6,500 | +0.26% | plan? |
| Oct 26, 2018 PForm 4 → | Nov 2, 1:51 pm EDT | TOLL BROTHERS INCTOL | Christine GarveyDirector | 9 | $29.87 | $269 | 2,701 | +0.33% | plan? late |
| Nov 2, 2018 PForm 4 → | Nov 2, 3:51 pm EDT | F&M BANK CORPFMBM | Stephanie E ShillingburgExecutive Vice President | 6 | $33.05 | $200 | 488 | +1.26% | plan? |
| Nov 2, 2018 PForm 4 → | Nov 2, 3:39 pm EDT | F&M BANK CORPFMBM | Neil W HayslettExec. Vice Pres & COO | 5 | $33.05 | $150 | 1,273 | +0.36% | plan? |
| Nov 2, 2018 PForm 4 → | Nov 2, 3:23 pm EDT | F&M BANK CORPFMBM | Carrie A ComerOther | 2 | $33.05 | $50 | 25 | +6.38% | plan? |