SEC Form 4 · accession 0000902664-18-003914
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
KEMC Fund IV GP, LLC
10% Owner
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 30, 2018 | P | 171,981 | $25.456 | A | 2,488,642 | I | See footnote |
| Common StockF3,F2 | Oct 30, 2018 | P | 123,864 | $26.6418 | A | 2,612,506 | I | See footnote |
| Common StockF4,F2 | Oct 31, 2018 | P | 50,000 | $28.6456 | A | 2,662,506 | I | See footnote |
| Common StockF5,F2 | Nov 1, 2018 | P | 100,000 | $28.4448 | A | 2,762,506 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.1400 to $26.1300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F2The securities to which this filing relates are held directly by certain funds and/or accounts (collectively, the "Kimmeridge Funds") to which KEMC Fund IV GP, LLC, a Delaware limited liability company (the "Reporting Person"), acts as the sole general partner. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.1400 to $27.0000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.2300 to $28.8000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F5The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.1650 to $28.7500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.