SEC Form 4 · accession 0001567619-18-004990
CB Financial Services, Inc. · CBFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J LaCarte
Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 2, 2018 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2018 | P | 500 | $28.00 | A | 32,000 | D | |
| Common Stock | Nov 2, 2018 | P | 250 | $27.87 | A | 20,250 | I | By Corporations |
| Common Stock | Nov 2, 2018 | P | 31 | $27.95 | A | 20,281 | I | By Corporations |
| Common Stock | Nov 2, 2018 | P | 69 | $27.90 | A | 20,350 | I | By Corporations |
| Common Stock | Nov 2, 2018 | P | 400 | $27.92 | A | 20,750 | I | By Corporations |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $30.75 | holding | — | — | — | Dec 15, 2018 | Dec 15, 2027 | Common Stock | 1,115 | 1,115 | D |
| Stock OptionsF3 | $26.45 | holding | — | — | — | Dec 16, 2017 | Dec 16, 2026 | Common Stock | 1,400 | 1,400 | D |
| Stock OptionsF4 | $22.25 | holding | — | — | — | Dec 16, 2016 | Dec 16, 2025 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest 100% on December 15, 2018.
- F2Stock options vest at a rate of 20% per year commencing on December 15, 2018.
- F3Stock options vest at a rate of 20% per year commencing on December 16, 2017.
- F4Stock options vest at a rate of 20% per year commencing on December 16, 2016.