| Dec 26, 2018 PForm 4 → | Dec 28, 4:41 pm EST | INTERNATIONAL FLAVORS & FRAGRANCES INCIFF | Winder Investment Pte Ltd10% Owner | 79,400 | $127.98 | $10,161,266 | 19,366,158 | +0.41% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 7:11 am EST | SCIENTIFIC GAMES CORPSGMS | Ronald O PerelmanDirector, 10% Owner | 400,000 | $17.11 | $6,844,000 | 36,050,736 | +1.12% | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 4:53 pm EST | Clearway Energy, Inc.CWEN | Global Infrastructure Investors III, LLC +310% Owner | 132,612 | $16.59 | $2,199,694 | 132,612 | — | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 4:05 pm EST | BlueLinx Holdings Inc.BXC | Nokomis Capital, L.L.C. +110% Owner | 105,989 | $20.31 | $2,152,892 | 1,205,993 | +9.64% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 1:44 pm EST | WESTERN ASSET HIGH INCOME FUND II INC.HIX | Saba Capital Management, L.P. +110% Owner | 267,294 | $5.63 | $1,505,411 | 8,965,117 | +3.07% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 7:03 am EST | REVLON INC /DE/REV | Ronald O PerelmanDirector, 10% Owner | 55,000 | $24.48 | $1,346,476 | 45,338,321 | +0.12% | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 4:34 pm EST | CRISPR Therapeutics AGCRSP | Vertex Pharmaceuticals (Europe) Ltd +110% Owner | 40,198 | $24.93 | $1,002,194 | 5,380,940 | +0.75% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 28, 7:11 pm EST | Enochian Biosciences IncENOB | Rene SindlevDirector, 10% Owner | 92,968 | $8.00 | $743,744 | 5,115,137 | +1.85% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 28, 7:05 pm EST | QUANTUM CORP /DE/QTM | B. Riley Financial, Inc. +610% Owner | 516,893 | $1.42 | $731,477 | 1,662,696 | +45.1% | plan? |
| Dec 28, 2018 PForm 4 → | Dec 28, 5:51 pm EST | Barings BDC, Inc.BBDC | BARINGS LLC10% Owner | 78,100 | $9.09 | $709,718 | 12,527,227 | +0.63% | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 4:42 pm EST | AES CORPAES | Jeffrey W Ubben +6Director | 35,000 | $13.75 | $481,250 | 1,564,500 | +2.29% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 28, 4:04 pm EST | HIGHWOODS PROPERTIES INCHIW | Carlos E EvansDirector | 10,000 | $38.31 | $383,100 | 21,247 | +88.9% | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 9:23 pm EST | Neuberger Berman High Yield Strategies Fund Inc.NHS | Bradley TankOther | 38,867 | $9.58 | $372,442 | 6,462 | — | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 11:35 am EST | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alfred M Et Al RankinChairman, Director | 5,062 | $59.24 | $299,870 | 112,513 | +4.71% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 3:54 pm EST | HYSTER-YALE MATERIALS HANDLING, INC.HY | Victoire G RankinOther | 4,787 | $59.31 | $283,912 | 83 | — | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 6:48 pm EST | MARVELL TECHNOLOGY GROUP LTDMRVL | Jean X. HuChief Financial Officer | 15,000 | $14.67 | $220,050 | 51,077 | +41.6% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 28, 4:28 pm EST | TETRA TECHNOLOGIES INCTTI | Paul D CoombsDirector | 150,000 | $1.38 | $207,495 | 925,552 | +19.3% | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 4:41 pm EST | Hess Midstream Partners LPHESM | John A. GatlingChief Operating Officer | 12,000 | $16.90 | $202,800 | 33,549 | +55.7% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 28, 8:52 pm EST | NEUBERGER BERMAN MUNICIPAL FUND INC.NBH | Bradley TankOther | 16,000 | $12.56 | $201,027 | 16,000 | — | plan? |
| Dec 28, 2018 PForm 4 → | Dec 31, 11:36 am EST | SOCIAL REALITY, Inc.SRAX | Christopher MiglinoChief Executive Officer, Director | 80,000 | $1.83 | $146,528 | 1,127,575 | +7.64% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 28, 4:29 pm EST | TETRA TECHNOLOGIES INCTTI | Stuart M BrightmanCEO, Director | 100,000 | $1.41 | $141,019 | 1,269,258 | +8.55% | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 4:21 pm EST | Regulus Therapeutics Inc.RGLS | Stelios PapadopoulosDirector | 116,401 | $0.9737 | $113,338 | 785,073 | +17.4% | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 4:16 pm EST | EQT CorpEQT | Philip G BehrmanDirector | 5,331 | $19.37 | $103,261 | 11,940 | +80.7% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 28, 7:29 pm EST | Neuberger Berman High Yield Strategies Fund Inc.NHS | Joseph LindOther | 10,000 | $9.63 | $96,339 | 10,000 | — | plan? |
| Dec 26, 2018 PForm 4 → | Dec 28, 5:30 pm EST | Molecular Templates, Inc.MTEM | CDK ASSOCIATES, L.L.C. +3Director | 25,000 | $3.45 | $86,250 | 1,584,241 | +1.60% | plan? |
| Dec 28, 2018 PForm 4 → | Dec 28, 4:34 pm EST | CSI Compressco LPCCLP | Christopher LiddleVP Manufacturing | 34,403 | $2.28 | $78,439 | 34,403 | — | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 11:22 am EST | HYSTER-YALE MATERIALS HANDLING, INC.HY | Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther | 1,291 | $59.46 | $76,759 | 530 | — | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 11:58 am EST | HYSTER-YALE MATERIALS HANDLING, INC.HY | Bruce T RankinOther | 1,291 | $59.46 | $76,759 | 530 | — | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 11:37 am EST | HYSTER-YALE MATERIALS HANDLING, INC.HY | Corbin RankinOther | 1,126 | $58.29 | $65,637 | 530 | — | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 11:24 am EST | HYSTER-YALE MATERIALS HANDLING, INC.HY | Chloe O RankinOther | 913 | $58.02 | $52,968 | 528 | — | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 11:28 am EST | HYSTER-YALE MATERIALS HANDLING, INC.HY | Claiborne R RankinDirector | 913 | $58.02 | $52,968 | 528 | — | plan? |
| Dec 28, 2018 PForm 4 → | Dec 28, 5:21 pm EST | ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK | Derek MedinaDirector | 4,099 | $12.56 | $51,473 | 7,000 | +141% | plan? |