SEC Form 4 · accession 0000898432-18-001578
Neuberger High Yield Strategies Fund Inc. · NHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Tank
Other
Period of report
Dec 26, 2018
Accepted (ET)
Dec 28, 2018 · 9:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 26, 2018 | P | 3,626 | $9.5768 | A | 62,492 | D | |
| Common StockF1,F2 | Dec 26, 2018 | P | 3,650 | $9.5768 | A | 34,216 | I | By Indian Hill II LLC |
| Common StockF1,F2 | Dec 26, 2018 | P | 1,424 | $9.5768 | A | 1,424 | I | By Brad C Tank 1999 Trust |
| Common StockF1 | Dec 27, 2018 | P | 4,333 | $9.5662 | A | 66,825 | D | |
| Common StockF1,F2 | Dec 27, 2018 | P | 4,300 | $9.5662 | A | 38,516 | I | By Indian Hill II LLC |
| Common StockF1,F2 | Dec 27, 2018 | P | 1,731 | $9.5662 | A | 3,155 | I | By Brad C Tank 1999 Trust |
| Common StockF1 | Dec 28, 2018 | P | 8,246 | $9.5935 | A | 75,071 | D | |
| Common StockF1,F2 | Dec 28, 2018 | P | 8,250 | $9.5935 | A | 46,766 | I | By Indian Hill II LLC |
| Common StockF1,F2 | Dec 28, 2018 | P | 3,307 | $9.5935 | A | 6,462 | I | By Brad C Tank 1999 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.