Form4insider filings, from the source

Insider · CIK 0000898860

Phillip Md Et Al Frost

Files at: NNUP, COCP, OPK, ROX, NIMU, LTS, BCDA, VGR and 3 more. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $136.5M · 513sales $155.7M · 6net −$19.1M
$100k$100k$10M$10M$1B$1BbuyssalesDec 2014Dec 2016Nov 2018Oct 2020Sep 2022Aug 2024Aug 2026

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
May 11, 2015 PForm 4 →May 12, 8:04 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS20,000$3.40$68,04812,558,699+0.16% plan?
May 11, 2015 PForm 4 →May 12, 6:28 am EDTOpko Health, Inc.OPK6,000$14.30$85,825154,760,897+0.00% plan?
May 8, 2015 PForm 4 →May 11, 6:01 am EDTOpko Health, Inc.OPK9,000$14.14$127,268154,754,897+0.01% plan?
May 7, 2015 PForm 4 →May 8, 7:11 am EDTOpko Health, Inc.OPK9,000$14.06$126,521154,745,897+0.01% plan?
May 6, 2015 PForm 4 →May 7, 7:06 am EDTOpko Health, Inc.OPK12,600$13.93$175,463154,736,897+0.01% plan?
May 5, 2015 PForm 4 →May 6, 6:42 am EDTOpko Health, Inc.OPK9,000$13.93$125,401154,724,297+0.01% plan?
May 4, 2015 PForm 4 →May 5, 7:13 am EDTOpko Health, Inc.OPK7,200$14.27$102,777154,715,297+0.00% plan?
May 1, 2015 PForm 4 →May 4, 6:12 am EDTOpko Health, Inc.OPK6,700$14.03$94,017154,708,097+0.00% plan?
Apr 30, 2015 PForm 4 →May 1, 9:40 am EDTOpko Health, Inc.OPK31,300$13.95$436,669154,701,397+0.02% plan?
Apr 29, 2015 PForm 4 →Apr 30, 6:06 am EDTOpko Health, Inc.OPK15,500$14.37$222,680154,670,097+0.01% plan?
Apr 28, 2015 PForm 4 →Apr 29, 7:04 am EDTOpko Health, Inc.OPK8,000$14.45$115,637154,654,597+0.01% plan?
Apr 27, 2015 PForm 4 →Apr 28, 6:04 am EDTOpko Health, Inc.OPK8,800$14.47$127,358154,646,597+0.01% plan?
Apr 24, 2015 PForm 4 →Apr 27, 6:29 am EDTOpko Health, Inc.OPK4,100$14.80$60,696154,637,797+0.00% plan?
Apr 21, 2015 PForm 4 →Apr 22, 6:50 am EDTOpko Health, Inc.OPK5,700$14.30$81,526154,633,697+0.00% plan?
Apr 17, 2015 PForm 4 →Apr 20, 6:44 am EDTOpko Health, Inc.OPK19,800$14.29$282,973154,627,997+0.01% plan?
Apr 16, 2015 PForm 4 →Apr 17, 7:22 am EDTOpko Health, Inc.OPK10,800$14.63$158,013154,608,197+0.01% plan?
Apr 10, 2015 PForm 4 →Apr 13, 7:17 am EDTOpko Health, Inc.OPK7,200$14.22$102,392154,597,397+0.00% plan?
Apr 9, 2015 PForm 4 →Apr 10, 7:10 am EDTOpko Health, Inc.OPK12,600$14.26$179,669154,590,197+0.01% plan?
Apr 8, 2015 PForm 4 →Apr 9, 6:57 am EDTOpko Health, Inc.OPK10,800$14.26$154,016154,577,597+0.01% plan?
Apr 7, 2015 PForm 4 →Apr 8, 6:15 am EDTOpko Health, Inc.OPK5,400$14.29$77,141154,566,797+0.00% plan?
Apr 6, 2015 PForm 4 →Apr 7, 7:08 am EDTOpko Health, Inc.OPK10,800$14.21$153,498154,561,397+0.01% plan?
Apr 2, 2015 PForm 4 →Apr 3, 7:12 am EDTOpko Health, Inc.OPK3,600$14.34$51,620154,550,597+0.00% plan?
Apr 1, 2015 PForm 4 →Apr 2, 7:11 am EDTOpko Health, Inc.OPK9,000$14.14$127,295154,546,997+0.01% plan?
Mar 31, 2015 PForm 4 →Apr 1, 6:37 am EDTOpko Health, Inc.OPK23,400$14.29$334,307154,537,997+0.02% plan?
Mar 25, 2015 PForm 4 →Mar 27, 4:23 pm EDTCocrystal Pharma, Inc.COCP3,464,855$0.92$3,187,667103,558,969+3.46% plan?
Mar 25, 2015 PForm 4 →Mar 26, 7:10 am EDTOpko Health, Inc.OPK32,400$14.15$458,366154,514,597+0.02% plan?
Mar 21, 2015 AForm 4 →Mar 24, 5:59 pm EDTTiger Media, Inc.IDI2,660,309——4,804,588— plan?
Mar 20, 2015 PForm 4 →Mar 23, 8:31 am EDTOpko Health, Inc.OPK14,400$14.50$208,831154,482,197+0.01% plan?
Mar 10, 2015 PForm 4 →Mar 11, 9:21 am EDTOpko Health, Inc.OPK5,400$13.86$74,828154,467,797+0.00% plan?
Mar 9, 2015 PForm 4 →Mar 10, 7:14 am EDTOpko Health, Inc.OPK10,800$13.98$151,002154,462,397+0.01% plan?
Mar 6, 2015 PForm 4 →Mar 9, 7:08 am EDTOpko Health, Inc.OPK12,600$14.17$178,503154,451,597+0.01% plan?
Mar 5, 2015 PForm 4 →Mar 6, 6:45 am ESTOpko Health, Inc.OPK5,400$14.34$77,423154,438,997+0.00% plan?
Mar 4, 2015 PForm 4 →Mar 5, 6:03 am ESTOpko Health, Inc.OPK10,800$14.35$154,932154,433,597+0.01% plan?
Mar 3, 2015 MForm 4 →Mar 5, 4:30 pm ESTCocrystal Pharma, Inc.COCP87,726,389——100,094,114— plan?
Mar 3, 2015 PForm 4 →Mar 4, 6:13 am ESTOpko Health, Inc.OPK18,200$14.12$256,906154,422,797+0.01% plan?
Mar 2, 2015 PForm 4 →Mar 3, 6:25 am ESTOpko Health, Inc.OPK44,800$13.98$626,481154,404,597+0.03% plan?
Feb 13, 2015 PForm 4 →Feb 17, 7:19 am ESTOpko Health, Inc.OPK25,000$13.61$340,231154,359,797+0.02% plan?
Feb 3, 2015 PForm 4 →Feb 4, 9:13 am ESTOpko Health, Inc.OPK25,000$12.16$304,082154,334,797+0.02% plan?
Feb 3, 2015 CForm 4 →Feb 4, 6:04 am ESTVECTOR GROUP LTDVGR2,227,552——4,455,104— plan?
Jan 31, 2015 FMForm 4 →Feb 2, 6:00 am ESTOpko Health, Inc.OPK15,692,576$1.83$16,380,49220,091,062— plan?
Jan 28, 2015 PForm 4 →Jan 29, 8:51 am ESTOpko Health, Inc.OPK15,000$11.27$169,097145,030,029+0.01% plan?
Jan 23, 2015 PForm 4 →Jan 26, 9:28 am ESTOpko Health, Inc.OPK10,000$10.84$108,397145,015,029+0.01% plan?
Jan 22, 2015 PForm 4 →Jan 23, 9:27 am ESTOpko Health, Inc.OPK28,000$10.52$294,581145,005,029+0.02% plan?
Jan 21, 2015 PForm 4 →Jan 22, 7:45 am ESTOpko Health, Inc.OPK41,700$10.23$426,666144,977,029+0.03% plan?
Jan 20, 2015 PForm 4 →Jan 21, 9:26 am ESTOpko Health, Inc.OPK45,000$10.11$455,026144,935,329+0.03% plan?
Jan 16, 2015 PForm 4 →Jan 20, 7:10 am ESTOpko Health, Inc.OPK25,000$10.01$250,193144,890,329+0.02% plan?
Jan 15, 2015 PForm 4 →Jan 16, 8:27 am ESTOpko Health, Inc.OPK44,000$10.00$439,912144,865,329+0.03% plan?
Jan 13, 2015 PForm 4 →Jan 14, 8:42 am ESTOpko Health, Inc.OPK25,000$10.15$253,714144,821,329+0.02% plan?
Jan 9, 2015 PForm 4 →Jan 12, 8:00 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS10,000$3.91$39,14912,538,699+0.08% plan?
Jan 9, 2015 PForm 4 →Jan 12, 7:37 am ESTOpko Health, Inc.OPK9,200$10.10$92,928144,796,329+0.01% plan?
Jan 8, 2015 PForm 4 →Jan 9, 9:54 am ESTOpko Health, Inc.OPK22,300$10.03$223,718144,787,129+0.02% plan?
Jan 6, 2015 MForm 4 →Jan 7, 7:55 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS20,000$0.48$9,60020,000— plan?
Jan 6, 2015 PForm 4 →Jan 7, 7:24 am ESTOpko Health, Inc.OPK26,000$9.92$257,913144,764,829+0.02% plan?
Jan 2, 2015 PForm 4 →Jan 5, 9:17 am ESTOpko Health, Inc.OPK28,000$9.92$277,715144,738,829+0.02% plan?
Dec 31, 2014 PForm 4 →Jan 5, 2015, 8:02 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS100,000$4.09$408,64012,528,699+0.80% plan?
Dec 31, 2014 PForm 4 →Jan 2, 2015, 9:23 am ESTOpko Health, Inc.OPK92,500$9.99$924,110144,710,829+0.06% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 24, 2019 CForm 4 →Jan 28, 4:29 pm ESTNON INVASIVE MONITORING SYSTEMS INC /FL/NIMU1,267——0—
Dec 24, 2018 HForm 4 →Dec 27, 4:32 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS3,610,000——0—
Dec 24, 2018 PForm 4 →Dec 27, 3:13 pm ESTBioCardia, Inc.BCDA1,000,000——1,000,000—
Sep 24, 2018 MForm 4 →Sep 25, 8:01 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS600,000——0—
Sep 21, 2018 AForm 4 →Sep 24, 4:46 pm EDTCocrystal Pharma, Inc.COCP50,000——50,000—
Jun 21, 2018 AForm 4 →Jun 22, 4:11 pm EDTOpko Health, Inc.OPK500,000——500,000—
May 22, 2018 MForm 4 →May 23, 7:33 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 27, 2018 AForm 4 →Mar 1, 4:11 pm ESTOpko Health, Inc.OPK—————
Jan 18, 2018 MForm 4 →Jan 19, 9:10 am ESTCastle Brands IncROX———0—
Dec 19, 2017 AForm 4 →Dec 21, 8:18 pm ESTSevion Therapeutics, Inc.SVOND3,621——3,621—
Oct 17, 2017 MForm 4 →Oct 18, 8:00 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS2,000,000——0—
Jun 30, 2017 MForm 4 →Jul 5, 7:51 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS1,200,000——0—
Jun 28, 2017 MForm 4 →Jun 29, 7:35 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 28, 2017 AForm 4 →Mar 1, 5:02 pm ESTCastle Brands IncROX20,000——20,000—
Feb 14, 2017 AForm 4 →Feb 16, 6:32 pm ESTSevion Therapeutics, Inc.SVON109,091$0.11$12,000109,091—
Oct 26, 2016 MForm 4 →Oct 28, 7:43 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS9,000,000——0—
Aug 18, 2016 XForm 4 →Aug 22, 4:30 pm EDTVECTOR GROUP LTDVGR513——0—
Jul 19, 2016 XForm 4 →Jul 20, 5:31 pm EDTVECTOR GROUP LTDVGR141——13—
Jun 27, 2016 XForm 4 →Jun 29, 5:15 pm EDTVECTOR GROUP LTDVGR346——154—
Jun 13, 2016 AForm 4 →Jun 15, 5:11 pm EDTSevion Therapeutics, Inc.SVON78,409$0.11$8,62578,409—
May 18, 2016 AForm 4 →May 20, 5:06 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 1, 2016 AForm 4 →Apr 1, 5:55 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 17, 2016 AForm 4 →Mar 21, 4:35 pm EDTCastle Brands IncROX20,000——20,000—
Mar 11, 2016 CForm 4 →Mar 15, 7:23 pm EDTIDI, Inc.IDI524,750——0—
Feb 22, 2016 CForm 4 →Feb 24, 5:40 pm ESTIDI, Inc.IDI141,430——0—
Feb 19, 2016 MForm 4 →Feb 22, 8:11 am ESTCastle Brands IncROX180,000——0—
Feb 5, 2016 MForm 4/A →Feb 8, 5:55 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Feb 4, 2016 MForm 4 →Feb 8, 7:28 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Jan 14, 2016 AForm 4 →Jan 19, 5:09 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 8, 2016 SForm 4 →Jan 12, 5:20 pm ESTVECTOR GROUP LTDVGR1,000$2.48$2,475500—
Dec 8, 2015 PForm 4 →Dec 10, 6:31 pm ESTIDI, Inc.IDI120,440$333.50$39,999,990141,430—
Nov 19, 2015 AForm 4 →Nov 23, 8:11 pm ESTSevion Therapeutics, Inc.SVON32,500$0.25$8,12532,500—
Nov 16, 2015 PForm 4 →Nov 18, 6:19 pm ESTIDI, Inc.IDI665,680$333.50$47,000,155524,750—
Aug 7, 2015 MForm 4 →Aug 10, 8:49 am EDTOpko Health, Inc.OPK1,056,574——300,000—
Aug 6, 2015 CForm 4 →Aug 7, 8:49 am EDTOpko Health, Inc.OPK———0—
May 18, 2015 AForm 4 →May 19, 4:12 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 13, 2015 AForm 4 →Apr 15, 4:31 pm EDTCocrystal Pharma, Inc.COCP350,000——350,000—
Mar 26, 2015 AForm 4 →Mar 27, 4:15 pm EDTCastle Brands IncROX20,000——20,000—
Mar 18, 2015 AForm 4 →Mar 19, 4:16 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 3, 2015 MForm 4 →Mar 5, 4:30 pm ESTCocrystal Pharma, Inc.COCP427,760——0—
Feb 3, 2015 CForm 4 →Feb 4, 6:04 am ESTVECTOR GROUP LTDVGR25,000,000$25,000,000.00$625,000,000,000,0000—
Jan 31, 2015 MForm 4 →Feb 2, 6:00 am ESTOpko Health, Inc.OPK14,144,217$0.7181$399,2590—
Jan 20, 2015 AForm 4 →Jan 22, 5:24 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 6, 2015 MForm 4 →Jan 7, 7:55 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS20,000——0—