Form4insider filings, from the source

Insider · CIK 0000898860

Phillip Md Et Al Frost

Files at: NNUP, COCP, OPK, ROX, NIMU, LTS, BCDA, VGR and 3 more. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $136.5M · 513sales $155.7M · 6net −$19.1M
$100k$100k$10M$10M$1B$1BbuyssalesDec 2014Dec 2016Nov 2018Oct 2020Sep 2022Aug 2024Aug 2026

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 8, 2016 PForm 4 →Jan 12, 7:37 am ESTIDI, Inc.IDI20,000$5.98$119,6544,891,615+0.41% plan?
Jan 8, 2016 PForm 4 →Jan 11, 8:12 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS10,000$2.44$24,39612,671,199+0.08% plan?
Jan 8, 2016 PForm 4 →Jan 11, 7:27 am ESTOpko Health, Inc.OPK10,000$8.79$87,897158,558,843+0.01% plan?
Jan 7, 2016 PForm 4 →Jan 8, 7:30 am ESTOpko Health, Inc.OPK25,000$8.86$221,495158,548,843+0.02% plan?
Jan 6, 2016 PForm 4 →Jan 7, 7:27 am ESTOpko Health, Inc.OPK50,000$9.23$461,607158,523,843+0.03% plan?
Jan 5, 2016 PForm 4 →Jan 6, 7:22 am ESTOpko Health, Inc.OPK30,000$9.83$294,920158,473,843+0.02% plan?
Dec 31, 2015 PForm 4 →Jan 4, 2016, 7:11 am ESTOpko Health, Inc.OPK19,600$10.09$197,675158,443,843+0.01% plan?
Dec 30, 2015 PForm 4 →Dec 31, 9:17 am ESTOpko Health, Inc.OPK20,000$10.12$202,378158,424,243+0.01% plan?
Dec 24, 2015 PForm 4 →Dec 28, 8:06 am ESTOpko Health, Inc.OPK9,900$10.16$100,615158,404,243+0.01% plan?
Dec 23, 2015 PForm 4 →Dec 24, 7:30 am ESTOpko Health, Inc.OPK18,000$10.11$182,065158,394,343+0.01% plan?
Dec 22, 2015 PForm 4 →Dec 23, 7:28 am ESTOpko Health, Inc.OPK20,000$9.99$199,878158,376,343+0.01% plan?
Dec 21, 2015 GForm 5 →Jan 12, 2016, 7:36 am ESTIDI, Inc.IDI15,073——4,871,615— plan?
Dec 18, 2015 PForm 4 →Dec 21, 6:36 am ESTOpko Health, Inc.OPK21,800$10.00$218,013158,356,343+0.01% plan?
Dec 14, 2015 PForm 4 →Dec 15, 8:23 am ESTOpko Health, Inc.OPK106,000$9.72$1,029,811158,334,543+0.07% plan?
Dec 11, 2015 PForm 4 →Dec 14, 7:24 am ESTOpko Health, Inc.OPK20,000$10.47$209,380158,228,543+0.01% plan?
Dec 10, 2015 PForm 4 →Dec 11, 4:12 pm ESTTiger X Medical, Inc.CDOM100,000$0.08$8,00034,797,456+0.29% plan?
Dec 9, 2015 PForm 4 →Dec 10, 7:10 am ESTOpko Health, Inc.OPK30,000$10.86$325,926158,208,543+0.02% plan?
Dec 9, 2015 PForm 4 →Dec 10, 7:03 am ESTTiger X Medical, Inc.CDOM18,579$0.073$1,35634,697,456+0.05% plan?
Dec 7, 2015 PForm 4 →Dec 8, 7:10 am ESTOpko Health, Inc.OPK20,000$10.99$219,793158,178,543+0.01% plan?
Dec 4, 2015 PForm 4 →Dec 8, 5:24 pm ESTTiger X Medical, Inc.CDOM500,000$0.071$35,48334,678,877+1.46% plan?
Nov 30, 2015 PForm 4 →Dec 1, 7:42 am ESTOpko Health, Inc.OPK5,000$10.94$54,696158,158,543+0.00% plan?
Nov 27, 2015 PForm 4 →Nov 30, 9:09 am ESTOpko Health, Inc.OPK1,800$11.06$19,911158,153,543+0.00% plan?
Nov 25, 2015 PForm 4 →Nov 27, 9:27 am ESTOpko Health, Inc.OPK17,000$11.03$187,432158,151,743+0.01% plan?
Nov 24, 2015 PForm 4 →Nov 25, 7:03 am ESTOpko Health, Inc.OPK18,000$10.76$193,706158,134,743+0.01% plan?
Nov 20, 2015 PForm 4 →Nov 23, 7:36 am ESTOpko Health, Inc.OPK2,300$10.89$25,048158,116,743+0.00% plan?
Nov 19, 2015 PForm 4 →Nov 20, 6:56 am ESTOpko Health, Inc.OPK30,000$10.73$321,819158,114,443+0.02% plan?
Nov 16, 2015 PForm 4 →Nov 17, 7:05 am ESTOpko Health, Inc.OPK30,000$10.52$315,637158,084,443+0.02% plan?
Nov 6, 2015 PForm 4 →Nov 9, 7:40 am ESTOpko Health, Inc.OPK25,000$9.83$245,813158,054,443+0.02% plan?
Nov 5, 2015 PForm 4 →Nov 6, 7:26 am ESTOpko Health, Inc.OPK15,000$9.63$144,459158,029,443+0.01% plan?
Nov 4, 2015 PForm 4 →Nov 5, 8:43 am ESTOpko Health, Inc.OPK15,000$9.68$145,200158,014,443+0.01% plan?
Nov 3, 2015 PForm 4 →Nov 4, 7:27 am ESTOpko Health, Inc.OPK15,000$9.76$146,442157,999,443+0.01% plan?
Nov 2, 2015 PForm 4 →Nov 3, 8:27 am ESTOpko Health, Inc.OPK15,000$9.76$146,399157,984,443+0.01% plan?
Oct 30, 2015 PForm 4 →Nov 2, 7:05 am ESTOpko Health, Inc.OPK20,000$9.39$187,754157,969,443+0.01% plan?
Oct 29, 2015 PForm 4 →Oct 30, 8:35 am EDTOpko Health, Inc.OPK25,000$9.42$235,449157,949,443+0.02% plan?
Oct 28, 2015 PForm 4 →Oct 29, 9:01 am EDTOpko Health, Inc.OPK25,000$9.46$236,491157,924,443+0.02% plan?
Oct 22, 2015 PForm 4 →Oct 23, 7:05 am EDTOpko Health, Inc.OPK31,800$8.90$283,101157,899,443+0.02% plan?
Oct 13, 2015 PForm 4 →Oct 14, 7:16 am EDTOpko Health, Inc.OPK20,000$8.54$170,866157,867,643+0.01% plan?
Oct 2, 2015 PForm 4 →Oct 5, 8:52 am EDTOpko Health, Inc.OPK1,800$8.40$15,127157,847,643+0.00% plan?
Oct 1, 2015 PForm 4 →Oct 2, 7:19 am EDTOpko Health, Inc.OPK52,500$8.33$437,153157,845,843+0.03% plan?
Sep 30, 2015 PForm 4 →Oct 1, 7:14 am EDTOpko Health, Inc.OPK70,000$8.35$584,204157,793,343+0.04% plan?
Sep 30, 2015 PForm 4 →Oct 1, 7:06 am EDTIDI, Inc.IDI2,100$5.77$12,1214,886,688+0.04% plan?
Sep 29, 2015 PForm 4 →Oct 1, 4:47 pm EDTSevion Therapeutics, Inc.SVON35,000$0.61$21,3501,598,170+2.24% plan?
Sep 29, 2015 PForm 4 →Sep 30, 7:37 am EDTOpko Health, Inc.OPK30,000$8.38$251,442157,723,343+0.02% plan?
Sep 25, 2015 PForm 4 →Sep 28, 8:42 am EDTOpko Health, Inc.OPK202,900$9.08$1,841,480157,693,343+0.13% plan?
Sep 23, 2015 PForm 4 →Sep 24, 6:54 am EDTOpko Health, Inc.OPK50,000$9.56$478,172157,490,443+0.03% plan?
Sep 22, 2015 PForm 4 →Sep 23, 6:35 am EDTOpko Health, Inc.OPK43,200$9.74$420,819157,440,443+0.03% plan?
Sep 21, 2015 PForm 4 →Sep 22, 6:04 am EDTOpko Health, Inc.OPK27,000$10.02$270,550157,397,243+0.02% plan?
Sep 18, 2015 PForm 4 →Sep 21, 6:04 am EDTOpko Health, Inc.OPK12,600$10.41$131,192157,370,243+0.01% plan?
Sep 17, 2015 PForm 4 →Sep 18, 7:36 am EDTOpko Health, Inc.OPK5,400$10.34$55,833157,357,643+0.00% plan?
Sep 16, 2015 PForm 4 →Sep 17, 7:52 am EDTOpko Health, Inc.OPK32,400$10.16$329,102157,352,243+0.02% plan?
Sep 14, 2015 PForm 4 →Sep 15, 7:07 am EDTOpko Health, Inc.OPK15,000$10.03$150,400157,319,843+0.01% plan?
Sep 11, 2015 PForm 4 →Sep 14, 7:09 am EDTOpko Health, Inc.OPK110,600$10.03$1,109,628157,304,843+0.07% plan?
Sep 9, 2015 PForm 4 →Sep 10, 7:01 am EDTOpko Health, Inc.OPK27,200$10.46$284,541157,194,243+0.02% plan?
Sep 8, 2015 PForm 4 →Sep 9, 8:07 am EDTOpko Health, Inc.OPK7,200$10.64$76,590157,167,043+0.00% plan?
Sep 4, 2015 PForm 4 →Sep 8, 8:51 am EDTOpko Health, Inc.OPK16,200$10.67$172,887157,159,843+0.01% plan?
Sep 3, 2015 PForm 4 →Sep 4, 7:08 am EDTOpko Health, Inc.OPK9,000$10.96$98,621157,143,643+0.01% plan?
Aug 31, 2015 PForm 4 →Sep 1, 7:12 am EDTOpko Health, Inc.OPK73,200$10.83$792,544157,134,643+0.05% plan?
Aug 28, 2015 PForm 4 →Aug 31, 7:21 am EDTOpko Health, Inc.OPK12,600$11.32$142,637157,061,443+0.01% plan?
Aug 27, 2015 PForm 4 →Aug 28, 7:56 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS5,000$2.51$12,56512,661,199+0.04% plan?
Aug 27, 2015 PForm 4 →Aug 28, 7:33 am EDTIDI, Inc.IDI5,000$6.32$31,6174,884,588+0.10% plan?
Aug 27, 2015 PForm 4 →Aug 28, 7:20 am EDTOpko Health, Inc.OPK46,800$11.05$517,325157,048,843+0.03% plan?
Aug 24, 2015 PForm 4 →Aug 25, 7:41 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS10,000$2.46$24,55012,656,199+0.08% plan?
Aug 24, 2015 PForm 4 →Aug 25, 7:04 am EDTOpko Health, Inc.OPK223,600$10.99$2,458,078157,002,043+0.14% plan?
Aug 21, 2015 PForm 4 →Aug 24, 7:53 am EDTOpko Health, Inc.OPK185,000$12.24$2,264,345156,778,443+0.12% plan?
Aug 21, 2015 PForm 4 →Aug 24, 7:32 am EDTIDI, Inc.IDI10,000$6.44$64,4494,879,588+0.21% plan?
Aug 20, 2015 AForm 4 →Aug 24, 7:53 am EDTOpko Health, Inc.OPK34,375——156,593,443— plan?
Aug 20, 2015 PForm 4 →Aug 20, 5:09 pm EDTOpko Health, Inc.OPK544,000$12.32$6,702,134156,559,068+0.35% plan?
Aug 19, 2015 PForm 4 →Aug 20, 8:18 am EDTIDI, Inc.IDI5,000$7.10$35,4994,869,588+0.10% plan?
Aug 19, 2015 PForm 4 →Aug 20, 8:00 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS10,000$2.69$26,90912,646,199+0.08% plan?
Aug 14, 2015 PForm 4 →Aug 17, 8:14 am EDTIDI, Inc.IDI5,000$7.13$35,6414,864,588+0.10% plan?
Aug 13, 2015 PForm 4 →Aug 14, 8:05 am EDTIDI, Inc.IDI5,000$7.91$39,5384,859,588+0.10% plan?
Aug 13, 2015 PForm 4 →Aug 14, 7:59 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS7,500$2.64$19,80012,636,199+0.06% plan?
Aug 12, 2015 PForm 4 →Aug 13, 8:05 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS10,000$2.70$27,00012,628,699+0.08% plan?
Aug 12, 2015 PForm 4 →Aug 13, 7:22 am EDTIDI, Inc.IDI5,000$7.58$37,8954,854,588+0.10% plan?
Aug 11, 2015 PForm 4 →Aug 12, 6:52 am EDTIDI, Inc.IDI5,000$7.66$38,2974,849,588+0.10% plan?
Aug 7, 2015 PForm 4 →Aug 11, 8:00 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000$2.68$133,79512,618,699+0.40% plan?
Aug 7, 2015 MForm 4 →Aug 10, 8:49 am EDTOpko Health, Inc.OPK1,056,574$5.56$5,878,6863,068,951— plan?
Aug 6, 2015 CForm 4 →Aug 7, 8:49 am EDTOpko Health, Inc.OPK1,049,971$7.07$7,423,295156,015,068— plan?
Jul 29, 2015 PForm 4 →Jul 30, 7:33 am EDTIDI, Inc.IDI10,000$10.41$104,0534,844,588+0.21% plan?
Jul 27, 2015 PForm 4 →Jul 28, 8:04 am EDTIDI, Inc.IDI5,000$8.96$44,8164,834,588+0.10% plan?
Jul 22, 2015 PForm 4 →Jul 23, 7:58 am EDTIDI, Inc.IDI25,000$7.04$175,9584,829,588+0.52% plan?
Jul 16, 2015 PForm 4 →Jul 20, 5:12 pm EDTTiger X Medical, Inc.CDOM56,100$0.0949$5,32434,178,877+0.16% plan?
Jul 8, 2015 PForm 4 →Jul 9, 7:05 am EDTOpko Health, Inc.OPK7,200$16.56$119,197154,965,097+0.00% plan?
Jul 7, 2015 PForm 4 →Jul 8, 7:01 am EDTOpko Health, Inc.OPK5,400$16.64$89,838154,957,897+0.00% plan?
Jul 6, 2015 PForm 4 →Jul 7, 6:46 am EDTOpko Health, Inc.OPK3,600$16.07$57,860154,952,497+0.00% plan?
Jul 2, 2015 PForm 4 →Jul 6, 6:40 am EDTOpko Health, Inc.OPK9,000$16.13$145,167154,948,897+0.01% plan?
Jul 1, 2015 PForm 4 →Jul 6, 8:02 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS10,000$3.43$34,26912,568,699+0.08% plan?
Jun 29, 2015 PForm 4 →Jun 30, 6:41 am EDTOpko Health, Inc.OPK7,200$15.62$112,471154,939,897+0.00% plan?
Jun 26, 2015 PForm 4 →Jun 29, 6:58 am EDTOpko Health, Inc.OPK5,400$16.07$86,779154,932,697+0.00% plan?
Jun 25, 2015 PForm 4 →Jun 26, 9:14 am EDTOpko Health, Inc.OPK7,200$15.39$110,774154,927,297+0.00% plan?
Jun 24, 2015 PForm 4 →Jun 25, 9:00 am EDTOpko Health, Inc.OPK57,200$15.33$876,775154,920,097+0.04% plan?
Jun 23, 2015 PForm 4 →Jun 24, 6:49 am EDTOpko Health, Inc.OPK9,000$15.60$140,428154,862,897+0.01% plan?
Jun 22, 2015 PForm 4 →Jun 23, 8:55 am EDTOpko Health, Inc.OPK23,400$15.53$363,351154,853,897+0.02% plan?
Jun 19, 2015 PForm 4 →Jun 22, 6:15 am EDTOpko Health, Inc.OPK7,200$15.33$110,363154,830,497+0.00% plan?
Jun 17, 2015 PForm 4 →Jun 18, 7:13 am EDTOpko Health, Inc.OPK15,400$15.35$236,416154,823,297+0.01% plan?
Jun 16, 2015 PForm 4 →Jun 17, 6:54 am EDTOpko Health, Inc.OPK10,000$15.36$153,628154,807,897+0.01% plan?
Jun 12, 2015 PForm 4 →Jun 15, 6:43 am EDTOpko Health, Inc.OPK10,000$15.51$155,099154,797,897+0.01% plan?
Jun 9, 2015 PForm 4 →Jun 10, 7:21 am EDTOpko Health, Inc.OPK15,000$15.95$239,280154,787,897+0.01% plan?
May 13, 2015 PForm 4 →May 14, 7:08 am EDTOpko Health, Inc.OPK6,000$15.55$93,318154,772,897+0.00% plan?
May 12, 2015 PForm 4 →May 13, 6:18 am EDTOpko Health, Inc.OPK6,000$14.76$88,535154,766,897+0.00% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 24, 2019 CForm 4 →Jan 28, 4:29 pm ESTNON INVASIVE MONITORING SYSTEMS INC /FL/NIMU1,267——0—
Dec 24, 2018 HForm 4 →Dec 27, 4:32 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS3,610,000——0—
Dec 24, 2018 PForm 4 →Dec 27, 3:13 pm ESTBioCardia, Inc.BCDA1,000,000——1,000,000—
Sep 24, 2018 MForm 4 →Sep 25, 8:01 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS600,000——0—
Sep 21, 2018 AForm 4 →Sep 24, 4:46 pm EDTCocrystal Pharma, Inc.COCP50,000——50,000—
Jun 21, 2018 AForm 4 →Jun 22, 4:11 pm EDTOpko Health, Inc.OPK500,000——500,000—
May 22, 2018 MForm 4 →May 23, 7:33 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 27, 2018 AForm 4 →Mar 1, 4:11 pm ESTOpko Health, Inc.OPK—————
Jan 18, 2018 MForm 4 →Jan 19, 9:10 am ESTCastle Brands IncROX———0—
Dec 19, 2017 AForm 4 →Dec 21, 8:18 pm ESTSevion Therapeutics, Inc.SVOND3,621——3,621—
Oct 17, 2017 MForm 4 →Oct 18, 8:00 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS2,000,000——0—
Jun 30, 2017 MForm 4 →Jul 5, 7:51 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS1,200,000——0—
Jun 28, 2017 MForm 4 →Jun 29, 7:35 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 28, 2017 AForm 4 →Mar 1, 5:02 pm ESTCastle Brands IncROX20,000——20,000—
Feb 14, 2017 AForm 4 →Feb 16, 6:32 pm ESTSevion Therapeutics, Inc.SVON109,091$0.11$12,000109,091—
Oct 26, 2016 MForm 4 →Oct 28, 7:43 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS9,000,000——0—
Aug 18, 2016 XForm 4 →Aug 22, 4:30 pm EDTVECTOR GROUP LTDVGR513——0—
Jul 19, 2016 XForm 4 →Jul 20, 5:31 pm EDTVECTOR GROUP LTDVGR141——13—
Jun 27, 2016 XForm 4 →Jun 29, 5:15 pm EDTVECTOR GROUP LTDVGR346——154—
Jun 13, 2016 AForm 4 →Jun 15, 5:11 pm EDTSevion Therapeutics, Inc.SVON78,409$0.11$8,62578,409—
May 18, 2016 AForm 4 →May 20, 5:06 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 1, 2016 AForm 4 →Apr 1, 5:55 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 17, 2016 AForm 4 →Mar 21, 4:35 pm EDTCastle Brands IncROX20,000——20,000—
Mar 11, 2016 CForm 4 →Mar 15, 7:23 pm EDTIDI, Inc.IDI524,750——0—
Feb 22, 2016 CForm 4 →Feb 24, 5:40 pm ESTIDI, Inc.IDI141,430——0—
Feb 19, 2016 MForm 4 →Feb 22, 8:11 am ESTCastle Brands IncROX180,000——0—
Feb 5, 2016 MForm 4/A →Feb 8, 5:55 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Feb 4, 2016 MForm 4 →Feb 8, 7:28 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Jan 14, 2016 AForm 4 →Jan 19, 5:09 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 8, 2016 SForm 4 →Jan 12, 5:20 pm ESTVECTOR GROUP LTDVGR1,000$2.48$2,475500—
Dec 8, 2015 PForm 4 →Dec 10, 6:31 pm ESTIDI, Inc.IDI120,440$333.50$39,999,990141,430—
Nov 19, 2015 AForm 4 →Nov 23, 8:11 pm ESTSevion Therapeutics, Inc.SVON32,500$0.25$8,12532,500—
Nov 16, 2015 PForm 4 →Nov 18, 6:19 pm ESTIDI, Inc.IDI665,680$333.50$47,000,155524,750—
Aug 7, 2015 MForm 4 →Aug 10, 8:49 am EDTOpko Health, Inc.OPK1,056,574——300,000—
Aug 6, 2015 CForm 4 →Aug 7, 8:49 am EDTOpko Health, Inc.OPK———0—
May 18, 2015 AForm 4 →May 19, 4:12 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 13, 2015 AForm 4 →Apr 15, 4:31 pm EDTCocrystal Pharma, Inc.COCP350,000——350,000—
Mar 26, 2015 AForm 4 →Mar 27, 4:15 pm EDTCastle Brands IncROX20,000——20,000—
Mar 18, 2015 AForm 4 →Mar 19, 4:16 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 3, 2015 MForm 4 →Mar 5, 4:30 pm ESTCocrystal Pharma, Inc.COCP427,760——0—
Feb 3, 2015 CForm 4 →Feb 4, 6:04 am ESTVECTOR GROUP LTDVGR25,000,000$25,000,000.00$625,000,000,000,0000—
Jan 31, 2015 MForm 4 →Feb 2, 6:00 am ESTOpko Health, Inc.OPK14,144,217$0.7181$399,2590—
Jan 20, 2015 AForm 4 →Jan 22, 5:24 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 6, 2015 MForm 4 →Jan 7, 7:55 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS20,000——0—