Form4insider filings, from the source

Insider · CIK 0000898860

Phillip Md Et Al Frost

Files at: NNUP, COCP, OPK, ROX, NIMU, LTS, BCDA, VGR and 3 more. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $136.5M · 513sales $155.7M · 6net −$19.1M
$100k$100k$10M$10M$1B$1BbuyssalesDec 2014Dec 2016Nov 2018Oct 2020Sep 2022Aug 2024Aug 2026

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Aug 19, 2016 PForm 4 →Aug 22, 7:09 am EDTOpko Health, Inc.OPK15,000$9.82$147,236160,007,343+0.01% plan?
Aug 18, 2016 XForm 4 →Aug 22, 4:30 pm EDTVECTOR GROUP LTDVGR51,300$22.56$1,157,50014,185,808— plan?
Aug 18, 2016 PForm 4 →Aug 19, 7:23 am EDTOpko Health, Inc.OPK10,000$9.87$98,717159,992,343+0.01% plan?
Aug 17, 2016 PForm 4 →Aug 18, 6:07 am EDTOpko Health, Inc.OPK10,000$9.90$98,953159,982,343+0.01% plan?
Aug 16, 2016 PForm 4 →Aug 17, 6:29 am EDTOpko Health, Inc.OPK10,000$10.02$100,183159,972,343+0.01% plan?
Aug 15, 2016 PForm 4 →Aug 16, 6:23 am EDTOpko Health, Inc.OPK10,000$10.07$100,665159,962,343+0.01% plan?
Aug 10, 2016 PForm 4 →Aug 11, 6:29 am EDTOpko Health, Inc.OPK10,000$9.98$99,763159,952,343+0.01% plan?
Aug 9, 2016 PForm 4 →Aug 10, 6:28 am EDTOpko Health, Inc.OPK10,000$10.21$102,140159,942,343+0.01% plan?
Aug 2, 2016 PForm 4 →Aug 3, 7:21 am EDTOpko Health, Inc.OPK10,000$9.88$98,802159,932,343+0.01% plan?
Jul 27, 2016 PForm 4 →Jul 28, 6:22 am EDTOpko Health, Inc.OPK10,000$9.91$99,142159,922,343+0.01% plan?
Jul 19, 2016 XForm 4 →Jul 20, 5:31 pm EDTVECTOR GROUP LTDVGR14,100$25.00$352,50014,134,508— plan?
Jul 13, 2016 PForm 4 →Jul 14, 6:05 am EDTOpko Health, Inc.OPK15,800$9.65$152,453159,912,343+0.01% plan?
Jul 11, 2016 PForm 4 →Jul 12, 6:18 am EDTOpko Health, Inc.OPK10,000$9.82$98,182159,896,543+0.01% plan?
Jun 30, 2016 PForm 4 →Jul 1, 10:34 am EDTOpko Health, Inc.OPK18,000$9.27$166,844159,886,543+0.01% plan?
Jun 29, 2016 PForm 4 →Jun 30, 7:11 am EDTOpko Health, Inc.OPK12,800$9.24$118,304159,868,543+0.01% plan?
Jun 27, 2016 XForm 4 →Jun 29, 5:15 pm EDTVECTOR GROUP LTDVGR34,600$25.00$865,00014,120,408— plan?
Jun 27, 2016 PForm 4 →Jun 28, 6:55 am EDTOpko Health, Inc.OPK21,000$8.88$186,384159,855,743+0.01% plan?
Jun 27, 2016 PForm 4 →Jun 28, 6:24 am EDTIDI, Inc.IDI5,000$4.35$21,75015,639,773+0.03% plan?
Jun 24, 2016 PForm 4 →Jun 27, 6:46 am EDTOpko Health, Inc.OPK18,000$9.40$169,245159,834,743+0.01% plan?
Jun 22, 2016 PForm 4 →Jun 23, 6:31 am EDTOpko Health, Inc.OPK18,000$9.42$169,581159,816,743+0.01% plan?
Jun 20, 2016 PForm 4 →Jun 21, 7:40 am EDTIDI, Inc.IDI5,000$4.65$23,25015,634,773+0.03% plan?
Jun 20, 2016 PForm 4 →Jun 21, 6:49 am EDTOpko Health, Inc.OPK10,000$9.19$91,892159,798,743+0.01% plan?
Jun 17, 2016 PForm 4 →Jun 20, 6:02 am EDTOpko Health, Inc.OPK18,000$9.07$163,231159,788,743+0.01% plan?
Jun 16, 2016 PForm 4 →Jun 17, 6:14 am EDTOpko Health, Inc.OPK10,000$9.23$92,335159,770,743+0.01% plan?
Jun 14, 2016 PForm 4 →Jun 15, 6:13 am EDTOpko Health, Inc.OPK16,000$9.01$144,177159,760,743+0.01% plan?
Jun 10, 2016 PForm 4 →Jun 13, 7:31 am EDTOpko Health, Inc.OPK10,000$9.36$93,579159,744,743+0.01% plan?
Jun 9, 2016 PForm 4 →Jun 10, 6:17 am EDTOpko Health, Inc.OPK5,000$9.74$48,677159,734,743+0.00% plan?
Jun 8, 2016 PForm 4 →Jun 9, 6:18 am EDTOpko Health, Inc.OPK11,200$9.80$109,752159,729,743+0.01% plan?
Jun 7, 2016 PForm 4 →Jun 8, 6:53 am EDTOpko Health, Inc.OPK5,000$9.90$49,499159,718,543+0.00% plan?
Jun 6, 2016 PForm 4 →Jun 7, 6:01 am EDTOpko Health, Inc.OPK17,800$9.97$177,385159,713,543+0.01% plan?
Jun 3, 2016 PForm 4 →Jun 6, 6:23 am EDTOpko Health, Inc.OPK18,600$10.07$187,362159,695,743+0.01% plan?
Jun 1, 2016 AForm 4 →Jun 3, 6:44 pm EDTIDI, Inc.IDI3,000,000——3,000,000— plan?
Jun 1, 2016 PForm 4 →Jun 2, 8:08 am EDTIDI, Inc.IDI10,000$4.78$47,80015,629,773+0.06% plan?
Jun 1, 2016 PForm 4 →Jun 2, 6:37 am EDTOpko Health, Inc.OPK10,800$10.49$113,262159,677,143+0.01% plan?
May 27, 2016 PForm 4 →May 31, 6:06 am EDTOpko Health, Inc.OPK20,000$10.35$207,014159,666,343+0.01% plan?
May 26, 2016 PForm 4 →May 27, 6:00 am EDTOpko Health, Inc.OPK12,000$10.45$125,436159,646,343+0.01% plan?
May 24, 2016 PForm 4 →May 25, 6:54 am EDTIDI, Inc.IDI11,800$4.94$58,29215,619,773+0.08% plan?
May 12, 2016 PForm 4 →May 13, 6:04 am EDTOpko Health, Inc.OPK30,600$9.56$292,656159,634,343+0.02% plan?
May 11, 2016 PForm 4 →May 12, 7:06 am EDTOpko Health, Inc.OPK19,400$10.05$194,980159,603,743+0.01% plan?
May 10, 2016 PForm 4 →May 11, 5:04 pm EDTTiger X Medical, Inc.CDOM114,937,148$0.10$11,493,715149,734,604+330% plan?
May 9, 2016 PForm 4 →May 11, 6:58 am EDTIDI, Inc.IDI2,190,000$4.80$10,512,00015,607,973+16.3% plan?
May 4, 2016 PForm 4 →May 5, 6:15 am EDTOpko Health, Inc.OPK29,800$9.91$295,333159,584,343+0.02% plan?
May 3, 2016 PForm 4 →May 4, 6:05 am EDTOpko Health, Inc.OPK8,100$10.25$83,017159,554,543+0.01% plan?
May 2, 2016 PForm 4 →May 3, 6:10 am EDTOpko Health, Inc.OPK11,800$10.33$121,926159,546,443+0.01% plan?
Apr 29, 2016 PForm 4 →May 2, 6:06 am EDTOpko Health, Inc.OPK10,000$10.70$107,049159,534,643+0.01% plan?
Apr 28, 2016 PForm 4 →Apr 29, 6:31 am EDTOpko Health, Inc.OPK10,000$10.83$108,325159,524,643+0.01% plan?
Apr 27, 2016 PForm 4 →Apr 28, 7:01 am EDTOpko Health, Inc.OPK11,800$10.95$129,157159,514,643+0.01% plan?
Apr 25, 2016 PForm 4 →Apr 26, 6:50 am EDTOpko Health, Inc.OPK15,000$11.12$166,735159,502,843+0.01% plan?
Apr 19, 2016 PForm 4 →Apr 20, 6:50 am EDTOpko Health, Inc.OPK7,400$11.00$81,373159,487,843+0.00% plan?
Apr 15, 2016 PForm 4 →Apr 18, 6:44 am EDTOpko Health, Inc.OPK7,600$10.78$81,926159,480,443+0.00% plan?
Apr 6, 2016 PForm 4 →Apr 7, 7:10 am EDTOpko Health, Inc.OPK20,000$10.61$212,157159,472,843+0.01% plan?
Apr 5, 2016 PForm 4 →Apr 6, 7:21 am EDTOpko Health, Inc.OPK20,000$10.28$205,646159,452,843+0.01% plan?
Apr 1, 2016 PForm 4 →Apr 1, 5:55 pm EDTOpko Health, Inc.OPK23,600$10.35$244,254159,432,843+0.01% plan?
Mar 31, 2016 PForm 4 →Apr 1, 8:11 am EDTOpko Health, Inc.OPK25,000$10.26$256,498159,409,243+0.02% plan?
Mar 30, 2016 PForm 4 →Mar 31, 6:05 am EDTOpko Health, Inc.OPK85,600$10.10$864,320159,384,243+0.05% plan?
Mar 24, 2016 PForm 4 →Mar 25, 8:42 am EDTOpko Health, Inc.OPK20,000$11.14$222,787159,298,643+0.01% plan?
Mar 22, 2016 PForm 4 →Mar 23, 8:46 am EDTIDI, Inc.IDI20,000$4.98$99,60013,417,973+0.15% plan?
Mar 22, 2016 PForm 4 →Mar 23, 8:06 am EDTCastle Brands IncROX25,000$0.862$21,55043,192,540+0.06% plan?
Mar 15, 2016 PForm 4 →Mar 17, 4:05 pm EDTCocrystal Pharma, Inc.COCP2,941,177$0.51$1,500,000106,500,147+2.84% plan?
Mar 15, 2016 PForm 4 →Mar 16, 6:06 am EDTOpko Health, Inc.OPK30,000$9.96$298,762159,278,643+0.02% plan?
Mar 11, 2016 ACForm 4 →Mar 15, 7:23 pm EDTIDI, Inc.IDI1,424,858——13,397,973— plan?
Mar 10, 2016 PForm 4 →Mar 11, 6:49 am ESTOpko Health, Inc.OPK23,600$9.89$233,396159,248,643+0.01% plan?
Mar 8, 2016 PForm 4 →Mar 9, 6:55 am ESTOpko Health, Inc.OPK5,400$10.00$53,997159,225,043+0.00% plan?
Mar 4, 2016 PForm 4 →Mar 7, 6:46 am ESTOpko Health, Inc.OPK11,900$9.66$114,906159,219,643+0.01% plan?
Mar 3, 2016 PForm 4 →Mar 4, 7:04 am ESTOpko Health, Inc.OPK7,200$9.61$69,198159,207,743+0.00% plan?
Mar 1, 2016 PForm 4 →Mar 2, 7:14 am ESTOpko Health, Inc.OPK64,800$9.08$588,125159,200,543+0.04% plan?
Feb 26, 2016 PForm 4 →Feb 29, 7:28 am ESTOpko Health, Inc.OPK4,800$9.27$44,507159,135,743+0.00% plan?
Feb 24, 2016 PForm 4 →Feb 25, 6:51 am ESTOpko Health, Inc.OPK7,200$8.70$62,607159,130,943+0.00% plan?
Feb 23, 2016 PForm 4 →Feb 24, 6:07 am ESTOpko Health, Inc.OPK27,800$8.92$248,096159,123,743+0.02% plan?
Feb 22, 2016 CForm 4 →Feb 24, 5:40 pm ESTIDI, Inc.IDI7,071,500——11,973,115— plan?
Feb 19, 2016 MForm 4 →Feb 22, 8:11 am ESTCastle Brands IncROX180,000$0.3144$56,600779,776— plan?
Feb 18, 2016 PForm 4 →Feb 19, 7:21 am ESTOpko Health, Inc.OPK13,000$8.74$113,652159,095,943+0.01% plan?
Feb 17, 2016 PForm 4 →Feb 18, 6:54 am ESTOpko Health, Inc.OPK2,000$8.01$16,030159,082,943+0.00% plan?
Feb 16, 2016 PForm 4 →Feb 17, 6:10 am ESTOpko Health, Inc.OPK15,000$7.92$118,731159,080,943+0.01% plan?
Feb 12, 2016 PForm 4 →Feb 16, 6:04 am ESTOpko Health, Inc.OPK11,000$7.88$86,706159,065,943+0.01% plan?
Feb 11, 2016 PForm 4 →Feb 12, 7:05 am ESTOpko Health, Inc.OPK21,800$7.92$172,671159,054,943+0.01% plan?
Feb 8, 2016 PForm 4 →Feb 9, 6:44 am ESTOpko Health, Inc.OPK45,300$7.68$348,123159,033,143+0.03% plan?
Feb 5, 2016 MForm 4/A →Feb 8, 5:55 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000$0.8687$1,059,8001,240,000— plan?
Feb 5, 2016 PForm 4 →Feb 8, 7:00 am ESTOpko Health, Inc.OPK18,000$8.24$148,233158,987,843+0.01% plan?
Feb 4, 2016 MForm 4 →Feb 8, 7:28 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000$0.8687$1,059,8001,240,000— plan?
Feb 4, 2016 PForm 4 →Feb 5, 8:04 am ESTOpko Health, Inc.OPK5,400$7.91$42,739158,969,843+0.00% plan?
Feb 3, 2016 PForm 4 →Feb 4, 7:15 am ESTOpko Health, Inc.OPK15,400$7.70$118,592158,964,443+0.01% plan?
Feb 2, 2016 PForm 4 →Feb 3, 9:24 am ESTOpko Health, Inc.OPK35,800$7.74$277,135158,949,043+0.02% plan?
Feb 1, 2016 PForm 4 →Feb 2, 8:45 am ESTOpko Health, Inc.OPK16,200$7.86$127,288158,913,243+0.01% plan?
Jan 28, 2016 PForm 4 →Jan 29, 7:24 am ESTOpko Health, Inc.OPK32,800$7.71$252,797158,897,043+0.02% plan?
Jan 27, 2016 PForm 4 →Jan 28, 7:58 am ESTIDI, Inc.IDI5,000$4.55$22,7674,901,615+0.10% plan?
Jan 27, 2016 PForm 4 →Jan 28, 7:25 am ESTOpko Health, Inc.OPK39,800$7.85$312,267158,864,243+0.03% plan?
Jan 26, 2016 PForm 4 →Jan 27, 7:12 am ESTIDI, Inc.IDI5,000$4.36$21,8034,896,615+0.10% plan?
Jan 26, 2016 PForm 4 →Jan 27, 7:09 am ESTOpko Health, Inc.OPK15,000$7.83$117,513158,824,443+0.01% plan?
Jan 25, 2016 PForm 4 →Jan 26, 7:37 am ESTOpko Health, Inc.OPK25,200$7.99$201,278158,809,443+0.02% plan?
Jan 21, 2016 PForm 4 →Jan 22, 7:47 am ESTOpko Health, Inc.OPK20,000$7.85$156,994158,784,243+0.01% plan?
Jan 20, 2016 PForm 4 →Jan 21, 7:12 am ESTOpko Health, Inc.OPK58,600$7.55$442,250158,764,243+0.04% plan?
Jan 19, 2016 PForm 4 →Jan 20, 7:46 am ESTOpko Health, Inc.OPK23,400$7.80$182,589158,705,643+0.01% plan?
Jan 15, 2016 PForm 4 →Jan 19, 8:56 am ESTOpko Health, Inc.OPK65,400$7.87$515,020158,682,243+0.04% plan?
Jan 15, 2016 PForm 4 →Jan 19, 7:45 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS10,000$2.11$21,14612,691,199+0.08% plan?
Jan 14, 2016 PForm 4 →Jan 15, 7:02 am ESTOpko Health, Inc.OPK10,000$7.93$79,314158,616,843+0.01% plan?
Jan 13, 2016 PForm 4 →Jan 14, 9:45 am ESTOpko Health, Inc.OPK18,000$8.29$149,173158,606,843+0.01% plan?
Jan 13, 2016 PForm 4 →Jan 14, 9:10 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS10,000$2.25$22,50912,681,199+0.08% plan?
Jan 12, 2016 PForm 4 →Jan 13, 7:45 am ESTOpko Health, Inc.OPK20,000$8.58$171,535158,588,843+0.01% plan?
Jan 11, 2016 PForm 4 →Jan 12, 6:57 am ESTOpko Health, Inc.OPK10,000$8.51$85,104158,568,843+0.01% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 24, 2019 CForm 4 →Jan 28, 4:29 pm ESTNON INVASIVE MONITORING SYSTEMS INC /FL/NIMU1,267——0—
Dec 24, 2018 HForm 4 →Dec 27, 4:32 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS3,610,000——0—
Dec 24, 2018 PForm 4 →Dec 27, 3:13 pm ESTBioCardia, Inc.BCDA1,000,000——1,000,000—
Sep 24, 2018 MForm 4 →Sep 25, 8:01 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS600,000——0—
Sep 21, 2018 AForm 4 →Sep 24, 4:46 pm EDTCocrystal Pharma, Inc.COCP50,000——50,000—
Jun 21, 2018 AForm 4 →Jun 22, 4:11 pm EDTOpko Health, Inc.OPK500,000——500,000—
May 22, 2018 MForm 4 →May 23, 7:33 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 27, 2018 AForm 4 →Mar 1, 4:11 pm ESTOpko Health, Inc.OPK—————
Jan 18, 2018 MForm 4 →Jan 19, 9:10 am ESTCastle Brands IncROX———0—
Dec 19, 2017 AForm 4 →Dec 21, 8:18 pm ESTSevion Therapeutics, Inc.SVOND3,621——3,621—
Oct 17, 2017 MForm 4 →Oct 18, 8:00 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS2,000,000——0—
Jun 30, 2017 MForm 4 →Jul 5, 7:51 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS1,200,000——0—
Jun 28, 2017 MForm 4 →Jun 29, 7:35 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 28, 2017 AForm 4 →Mar 1, 5:02 pm ESTCastle Brands IncROX20,000——20,000—
Feb 14, 2017 AForm 4 →Feb 16, 6:32 pm ESTSevion Therapeutics, Inc.SVON109,091$0.11$12,000109,091—
Oct 26, 2016 MForm 4 →Oct 28, 7:43 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS9,000,000——0—
Aug 18, 2016 XForm 4 →Aug 22, 4:30 pm EDTVECTOR GROUP LTDVGR513——0—
Jul 19, 2016 XForm 4 →Jul 20, 5:31 pm EDTVECTOR GROUP LTDVGR141——13—
Jun 27, 2016 XForm 4 →Jun 29, 5:15 pm EDTVECTOR GROUP LTDVGR346——154—
Jun 13, 2016 AForm 4 →Jun 15, 5:11 pm EDTSevion Therapeutics, Inc.SVON78,409$0.11$8,62578,409—
May 18, 2016 AForm 4 →May 20, 5:06 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 1, 2016 AForm 4 →Apr 1, 5:55 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 17, 2016 AForm 4 →Mar 21, 4:35 pm EDTCastle Brands IncROX20,000——20,000—
Mar 11, 2016 CForm 4 →Mar 15, 7:23 pm EDTIDI, Inc.IDI524,750——0—
Feb 22, 2016 CForm 4 →Feb 24, 5:40 pm ESTIDI, Inc.IDI141,430——0—
Feb 19, 2016 MForm 4 →Feb 22, 8:11 am ESTCastle Brands IncROX180,000——0—
Feb 5, 2016 MForm 4/A →Feb 8, 5:55 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Feb 4, 2016 MForm 4 →Feb 8, 7:28 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Jan 14, 2016 AForm 4 →Jan 19, 5:09 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 8, 2016 SForm 4 →Jan 12, 5:20 pm ESTVECTOR GROUP LTDVGR1,000$2.48$2,475500—
Dec 8, 2015 PForm 4 →Dec 10, 6:31 pm ESTIDI, Inc.IDI120,440$333.50$39,999,990141,430—
Nov 19, 2015 AForm 4 →Nov 23, 8:11 pm ESTSevion Therapeutics, Inc.SVON32,500$0.25$8,12532,500—
Nov 16, 2015 PForm 4 →Nov 18, 6:19 pm ESTIDI, Inc.IDI665,680$333.50$47,000,155524,750—
Aug 7, 2015 MForm 4 →Aug 10, 8:49 am EDTOpko Health, Inc.OPK1,056,574——300,000—
Aug 6, 2015 CForm 4 →Aug 7, 8:49 am EDTOpko Health, Inc.OPK———0—
May 18, 2015 AForm 4 →May 19, 4:12 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 13, 2015 AForm 4 →Apr 15, 4:31 pm EDTCocrystal Pharma, Inc.COCP350,000——350,000—
Mar 26, 2015 AForm 4 →Mar 27, 4:15 pm EDTCastle Brands IncROX20,000——20,000—
Mar 18, 2015 AForm 4 →Mar 19, 4:16 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 3, 2015 MForm 4 →Mar 5, 4:30 pm ESTCocrystal Pharma, Inc.COCP427,760——0—
Feb 3, 2015 CForm 4 →Feb 4, 6:04 am ESTVECTOR GROUP LTDVGR25,000,000$25,000,000.00$625,000,000,000,0000—
Jan 31, 2015 MForm 4 →Feb 2, 6:00 am ESTOpko Health, Inc.OPK14,144,217$0.7181$399,2590—
Jan 20, 2015 AForm 4 →Jan 22, 5:24 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 6, 2015 MForm 4 →Jan 7, 7:55 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS20,000——0—