Form4insider filings, from the source

Insider · CIK 0000898860

Phillip Md Et Al Frost

Files at: NNUP, COCP, OPK, ROX, NIMU, LTS, BCDA, VGR and 3 more. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $136.5M · 513sales $155.7M · 6net −$19.1M
$100k$100k$10M$10M$1B$1BbuyssalesDec 2014Dec 2016Nov 2018Oct 2020Sep 2022Aug 2024Aug 2026

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Apr 3, 2017 PForm 4 →Apr 4, 7:36 am EDTOpko Health, Inc.OPK21,600$7.82$168,908160,831,943+0.01% plan?
Mar 31, 2017 PForm 4 →Apr 3, 7:34 am EDTOpko Health, Inc.OPK1,800$8.00$14,400160,810,343+0.00% plan?
Mar 30, 2017 PForm 4 →Mar 31, 7:40 am EDTOpko Health, Inc.OPK10,600$8.02$85,043160,808,543+0.01% plan?
Mar 29, 2017 PForm 4 →Mar 30, 7:14 am EDTOpko Health, Inc.OPK9,200$8.14$74,847160,797,943+0.01% plan?
Mar 28, 2017 PForm 4 →Mar 29, 8:01 am EDTOpko Health, Inc.OPK3,600$8.03$28,895160,788,743+0.00% plan?
Mar 24, 2017 PForm 4 →Mar 27, 6:26 am EDTOpko Health, Inc.OPK3,600$7.75$27,917160,785,143+0.00% plan?
Mar 23, 2017 PForm 4 →Mar 24, 7:25 am EDTOpko Health, Inc.OPK12,200$7.71$94,024160,781,543+0.01% plan?
Mar 21, 2017 PForm 4 →Mar 22, 7:28 am EDTOpko Health, Inc.OPK5,800$7.85$45,531160,769,343+0.00% plan?
Mar 20, 2017 PForm 4 →Mar 21, 7:32 am EDTOpko Health, Inc.OPK11,000$7.99$87,924160,763,543+0.01% plan?
Mar 17, 2017 PForm 4 →Mar 20, 7:30 am EDTOpko Health, Inc.OPK9,000$8.19$73,710160,752,543+0.01% plan?
Mar 15, 2017 PForm 4 →Mar 16, 7:10 am EDTOpko Health, Inc.OPK1,800$8.03$14,453160,743,543+0.00% plan?
Mar 10, 2017 PForm 4 →Mar 13, 7:22 am EDTOpko Health, Inc.OPK1,800$7.97$14,345160,741,743+0.00% plan?
Mar 9, 2017 PForm 4 →Mar 10, 7:22 am ESTOpko Health, Inc.OPK3,600$7.84$28,209160,739,943+0.00% plan?
Mar 8, 2017 PForm 4 →Mar 9, 7:07 am ESTOpko Health, Inc.OPK1,800$7.92$14,256160,736,343+0.00% plan?
Mar 3, 2017 PForm 4 →Mar 6, 7:03 am ESTOpko Health, Inc.OPK8,600$7.43$63,895160,734,543+0.01% plan?
Mar 2, 2017 PForm 4 →Mar 3, 8:05 am ESTOpko Health, Inc.OPK94,800$7.53$713,787160,725,943+0.06% plan?
Feb 24, 2017 PForm 4 →Feb 27, 7:01 am ESTOpko Health, Inc.OPK3,600$8.45$30,436160,631,143+0.00% plan?
Feb 23, 2017 PForm 4 →Feb 24, 6:11 am ESTOpko Health, Inc.OPK1,800$8.39$15,102160,627,543+0.00% plan?
Feb 22, 2017 PForm 4 →Feb 23, 7:08 am ESTOpko Health, Inc.OPK1,800$8.54$15,371160,625,743+0.00% plan?
Feb 21, 2017 PForm 4 →Feb 22, 7:21 am ESTOpko Health, Inc.OPK3,600$8.80$31,680160,623,943+0.00% plan?
Feb 17, 2017 PForm 4 →Feb 21, 6:36 am ESTOpko Health, Inc.OPK1,800$8.80$15,836160,620,343+0.00% plan?
Feb 16, 2017 PForm 4 →Feb 17, 7:33 am ESTOpko Health, Inc.OPK1,800$8.65$15,570160,618,543+0.00% plan?
Feb 15, 2017 PForm 4 →Feb 16, 6:25 am ESTOpko Health, Inc.OPK1,800$8.46$15,228160,616,743+0.00% plan?
Feb 14, 2017 PForm 4 →Feb 15, 7:41 am ESTOpko Health, Inc.OPK1,800$8.41$15,138160,614,943+0.00% plan?
Feb 13, 2017 PForm 4 →Feb 14, 7:20 am ESTOpko Health, Inc.OPK1,800$8.36$15,046160,613,143+0.00% plan?
Feb 10, 2017 PForm 4 →Feb 13, 7:27 am ESTOpko Health, Inc.OPK1,800$8.14$14,656160,611,343+0.00% plan?
Feb 9, 2017 PForm 4 →Feb 10, 7:06 am ESTOpko Health, Inc.OPK10,000$8.07$80,696160,609,543+0.01% plan?
Feb 8, 2017 PForm 4 →Feb 9, 7:49 am ESTOpko Health, Inc.OPK15,600$8.13$126,891160,599,543+0.01% plan?
Feb 7, 2017 PForm 4 →Feb 8, 7:36 am ESTOpko Health, Inc.OPK5,400$8.27$44,671160,583,943+0.00% plan?
Feb 6, 2017 PForm 4 →Feb 7, 10:06 am ESTOpko Health, Inc.OPK20,600$8.32$171,435160,578,543+0.01% plan?
Feb 2, 2017 PForm 4 →Feb 3, 6:03 am ESTOpko Health, Inc.OPK6,000$8.53$51,156160,557,943+0.00% plan?
Feb 1, 2017 PForm 4 →Feb 2, 6:03 am ESTOpko Health, Inc.OPK9,000$8.59$77,341160,551,943+0.01% plan?
Jan 31, 2017 PForm 4 →Feb 1, 6:02 am ESTOpko Health, Inc.OPK12,000$8.60$103,179160,542,943+0.01% plan?
Jan 30, 2017 PForm 4 →Jan 31, 6:03 am ESTOpko Health, Inc.OPK10,000$8.49$84,860160,530,943+0.01% plan?
Jan 27, 2017 PForm 4 →Jan 30, 7:02 am ESTOpko Health, Inc.OPK12,000$8.67$103,984160,520,943+0.01% plan?
Jan 25, 2017 PForm 4 →Jan 26, 6:03 am ESTOpko Health, Inc.OPK10,000$8.55$85,507160,508,943+0.01% plan?
Jan 24, 2017 PForm 4 →Jan 25, 6:03 am ESTOpko Health, Inc.OPK10,000$8.46$84,572160,498,943+0.01% plan?
Jan 23, 2017 PForm 4 →Jan 24, 6:35 am ESTOpko Health, Inc.OPK12,000$8.48$101,779160,488,943+0.01% plan?
Jan 20, 2017 PForm 4 →Jan 23, 6:03 am ESTOpko Health, Inc.OPK8,600$8.72$74,978160,476,943+0.01% plan?
Jan 19, 2017 PForm 4 →Jan 20, 6:02 am ESTOpko Health, Inc.OPK20,000$8.75$175,038160,468,343+0.01% plan?
Jan 18, 2017 PForm 4 →Jan 19, 6:03 am ESTOpko Health, Inc.OPK10,700$8.87$94,860160,448,343+0.01% plan?
Jan 13, 2017 PForm 4 →Jan 17, 6:09 am ESTOpko Health, Inc.OPK15,000$9.15$137,225160,437,643+0.01% plan?
Jan 3, 2017 PForm 4 →Jan 4, 6:02 am ESTOpko Health, Inc.OPK20,000$9.04$180,794160,422,643+0.01% plan?
Dec 30, 2016 PForm 4 →Jan 3, 2017, 6:02 am ESTOpko Health, Inc.OPK25,000$9.42$235,515160,402,643+0.02% plan?
Dec 23, 2016 PForm 4 →Dec 28, 8:24 pm ESTCastle Brands IncROX150,000$0.69$103,50043,342,540+0.35% plan?
Dec 21, 2016 SForm 4 →Dec 23, 6:02 am ESTBioCardia, Inc.BCDA19,230,769$0.13$2,500,000130,503,835−12.8% plan?
Dec 2, 2016 PForm 4 →Dec 5, 6:08 am ESTOpko Health, Inc.OPK1,000$10.49$10,488160,377,643+0.00% plan?
Dec 1, 2016 PForm 4 →Dec 2, 7:46 am ESTOpko Health, Inc.OPK3,800$10.27$39,035160,376,643+0.00% plan?
Nov 30, 2016 PForm 4 →Dec 1, 6:07 am ESTOpko Health, Inc.OPK1,800$10.40$18,720160,372,843+0.00% plan?
Nov 28, 2016 PForm 4 →Nov 29, 7:37 am ESTOpko Health, Inc.OPK5,600$10.61$59,411160,371,043+0.00% plan?
Nov 23, 2016 PForm 4 →Nov 25, 7:06 am ESTOpko Health, Inc.OPK4,300$10.09$43,387160,365,443+0.00% plan?
Nov 22, 2016 PForm 4 →Nov 23, 7:04 am ESTOpko Health, Inc.OPK5,400$10.28$55,523160,361,143+0.00% plan?
Nov 21, 2016 PForm 4 →Nov 22, 6:43 am ESTOpko Health, Inc.OPK3,600$10.41$37,468160,355,743+0.00% plan?
Nov 18, 2016 PForm 4 →Nov 21, 7:09 am ESTOpko Health, Inc.OPK1,800$10.38$18,692160,352,143+0.00% plan?
Nov 16, 2016 PForm 4 →Nov 17, 6:07 am ESTOpko Health, Inc.OPK4,300$10.13$43,565160,350,343+0.00% plan?
Nov 10, 2016 PForm 4 →Nov 14, 6:23 am ESTOpko Health, Inc.OPK14,600$9.46$138,143160,346,043+0.01% plan?
Nov 9, 2016 PForm 4 →Nov 10, 7:46 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS25,000$1.95$48,63812,716,199+0.20% plan?
Nov 9, 2016 PForm 4 →Nov 10, 6:06 am ESTOpko Health, Inc.OPK5,400$9.33$50,382160,331,443+0.00% plan?
Nov 8, 2016 PForm 4 →Nov 9, 6:01 am ESTOpko Health, Inc.OPK23,100$9.22$213,054160,326,043+0.01% plan?
Nov 4, 2016 PForm 4 →Nov 8, 8:10 am ESTCogint, Inc.COGT35,000$3.17$111,05015,704,874+0.22% plan?
Nov 2, 2016 PForm 4 →Nov 3, 6:19 am EDTOpko Health, Inc.OPK10,000$9.48$94,845160,302,943+0.01% plan?
Nov 1, 2016 PForm 4 →Nov 2, 6:13 am EDTOpko Health, Inc.OPK10,000$9.49$94,878160,292,943+0.01% plan?
Oct 31, 2016 PForm 4 →Nov 1, 6:10 am EDTOpko Health, Inc.OPK11,800$9.43$111,279160,282,943+0.01% plan?
Oct 28, 2016 PForm 4 →Oct 31, 6:23 am EDTOpko Health, Inc.OPK10,000$9.46$94,566160,271,143+0.01% plan?
Oct 27, 2016 PForm 4 →Oct 28, 6:17 am EDTOpko Health, Inc.OPK10,000$9.36$93,568160,261,143+0.01% plan?
Oct 26, 2016 MForm 4 →Oct 28, 7:43 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS9,000,000$1.68$15,120,00052,013,431— plan?
Oct 26, 2016 PForm 4 →Oct 27, 7:03 am EDTOpko Health, Inc.OPK5,600$9.27$51,940160,251,143+0.00% plan?
Oct 25, 2016 PForm 4 →Oct 26, 7:57 am EDTOpko Health, Inc.OPK3,600$9.38$33,750160,245,543+0.00% plan?
Oct 25, 2016 PForm 4 →Oct 26, 7:39 am EDTCogint, Inc.COGT5,000$3.42$17,10315,669,874+0.03% plan?
Oct 24, 2016 PForm 4 →Oct 25, 6:05 am EDTOpko Health, Inc.OPK1,800$9.50$17,091160,241,943+0.00% plan?
Oct 21, 2016 PForm 4 →Oct 24, 6:06 am EDTOpko Health, Inc.OPK1,800$9.38$16,884160,240,143+0.00% plan?
Oct 20, 2016 PForm 4 →Oct 21, 6:04 am EDTOpko Health, Inc.OPK2,700$9.26$24,989160,238,343+0.00% plan?
Oct 19, 2016 PForm 4 →Oct 20, 7:49 am EDTOpko Health, Inc.OPK14,700$9.26$136,131160,235,643+0.01% plan?
Oct 19, 2016 PForm 4 →Oct 20, 7:12 am EDTCogint, Inc.COGT25,000$3.46$86,55015,664,874+0.16% plan?
Oct 18, 2016 PForm 4 →Oct 19, 7:45 am EDTOpko Health, Inc.OPK1,800$9.29$16,722160,220,943+0.00% plan?
Oct 17, 2016 PForm 4 →Oct 18, 6:05 am EDTOpko Health, Inc.OPK3,600$9.34$33,642160,219,143+0.00% plan?
Oct 14, 2016 PForm 4 →Oct 17, 6:01 am EDTOpko Health, Inc.OPK1,800$9.48$17,064160,215,543+0.00% plan?
Oct 13, 2016 PForm 4 →Oct 14, 6:17 am EDTOpko Health, Inc.OPK5,400$9.52$51,432160,213,743+0.00% plan?
Oct 11, 2016 PForm 4 →Oct 12, 6:07 am EDTOpko Health, Inc.OPK7,200$9.78$70,432160,208,343+0.00% plan?
Oct 7, 2016 PForm 4 →Oct 11, 6:02 am EDTOpko Health, Inc.OPK24,800$9.82$243,597160,201,143+0.02% plan?
Oct 6, 2016 PForm 4 →Oct 7, 6:06 am EDTOpko Health, Inc.OPK4,200$10.53$44,242160,176,343+0.00% plan?
Oct 4, 2016 PForm 4 →Oct 5, 6:10 am EDTOpko Health, Inc.OPK3,600$10.57$38,056160,172,143+0.00% plan?
Sep 30, 2016 PForm 4 →Oct 3, 6:00 am EDTOpko Health, Inc.OPK1,800$10.54$18,972160,168,543+0.00% plan?
Sep 29, 2016 PForm 4 →Sep 30, 6:03 am EDTOpko Health, Inc.OPK3,600$10.67$38,418160,166,743+0.00% plan?
Sep 28, 2016 PForm 4 →Sep 29, 6:30 am EDTOpko Health, Inc.OPK5,400$11.01$59,448160,163,143+0.00% plan?
Sep 27, 2016 PForm 4 →Sep 28, 6:17 am EDTOpko Health, Inc.OPK1,800$11.16$20,086160,157,743+0.00% plan?
Sep 26, 2016 PForm 4 →Sep 27, 6:02 am EDTOpko Health, Inc.OPK1,800$11.04$19,880160,155,943+0.00% plan?
Sep 23, 2016 PForm 4 →Sep 26, 6:07 am EDTOpko Health, Inc.OPK1,800$10.95$19,710160,154,143+0.00% plan?
Sep 22, 2016 PForm 4 →Sep 23, 6:04 am EDTOpko Health, Inc.OPK1,800$10.63$19,131160,152,343+0.00% plan?
Sep 21, 2016 PForm 4 →Sep 22, 7:27 am EDTOpko Health, Inc.OPK1,800$10.46$18,828160,150,543+0.00% plan?
Sep 20, 2016 PForm 4 →Sep 21, 6:26 am EDTOpko Health, Inc.OPK1,800$10.36$18,648160,148,743+0.00% plan?
Sep 19, 2016 PForm 4 →Sep 20, 6:52 am EDTOpko Health, Inc.OPK1,800$10.18$18,324160,146,943+0.00% plan?
Sep 13, 2016 PForm 4 →Sep 14, 6:05 am EDTOpko Health, Inc.OPK10,000$9.95$99,530160,145,143+0.01% plan?
Sep 12, 2016 PForm 4 →Sep 13, 6:04 am EDTOpko Health, Inc.OPK10,000$9.79$97,869160,135,143+0.01% plan?
Sep 9, 2016 PForm 4 →Sep 12, 6:06 am EDTOpko Health, Inc.OPK3,600$9.87$35,535160,125,143+0.00% plan?
Sep 2, 2016 PForm 4 →Sep 6, 11:00 am EDTOpko Health, Inc.OPK10,000$9.28$92,800160,121,543+0.01% plan?
Aug 25, 2016 PForm 4 →Aug 26, 6:26 am EDTOpko Health, Inc.OPK48,400$9.06$438,293160,111,543+0.03% plan?
Aug 24, 2016 PForm 4 →Aug 25, 6:26 am EDTOpko Health, Inc.OPK15,000$9.24$138,586160,063,143+0.01% plan?
Aug 23, 2016 PForm 4 →Aug 24, 7:31 am EDTOpko Health, Inc.OPK29,000$9.53$276,464160,048,143+0.02% plan?
Aug 22, 2016 PForm 4 →Aug 23, 7:06 am EDTOpko Health, Inc.OPK11,800$9.76$115,214160,019,143+0.01% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 24, 2019 CForm 4 →Jan 28, 4:29 pm ESTNON INVASIVE MONITORING SYSTEMS INC /FL/NIMU1,267——0—
Dec 24, 2018 HForm 4 →Dec 27, 4:32 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS3,610,000——0—
Dec 24, 2018 PForm 4 →Dec 27, 3:13 pm ESTBioCardia, Inc.BCDA1,000,000——1,000,000—
Sep 24, 2018 MForm 4 →Sep 25, 8:01 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS600,000——0—
Sep 21, 2018 AForm 4 →Sep 24, 4:46 pm EDTCocrystal Pharma, Inc.COCP50,000——50,000—
Jun 21, 2018 AForm 4 →Jun 22, 4:11 pm EDTOpko Health, Inc.OPK500,000——500,000—
May 22, 2018 MForm 4 →May 23, 7:33 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 27, 2018 AForm 4 →Mar 1, 4:11 pm ESTOpko Health, Inc.OPK—————
Jan 18, 2018 MForm 4 →Jan 19, 9:10 am ESTCastle Brands IncROX———0—
Dec 19, 2017 AForm 4 →Dec 21, 8:18 pm ESTSevion Therapeutics, Inc.SVOND3,621——3,621—
Oct 17, 2017 MForm 4 →Oct 18, 8:00 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS2,000,000——0—
Jun 30, 2017 MForm 4 →Jul 5, 7:51 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS1,200,000——0—
Jun 28, 2017 MForm 4 →Jun 29, 7:35 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 28, 2017 AForm 4 →Mar 1, 5:02 pm ESTCastle Brands IncROX20,000——20,000—
Feb 14, 2017 AForm 4 →Feb 16, 6:32 pm ESTSevion Therapeutics, Inc.SVON109,091$0.11$12,000109,091—
Oct 26, 2016 MForm 4 →Oct 28, 7:43 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS9,000,000——0—
Aug 18, 2016 XForm 4 →Aug 22, 4:30 pm EDTVECTOR GROUP LTDVGR513——0—
Jul 19, 2016 XForm 4 →Jul 20, 5:31 pm EDTVECTOR GROUP LTDVGR141——13—
Jun 27, 2016 XForm 4 →Jun 29, 5:15 pm EDTVECTOR GROUP LTDVGR346——154—
Jun 13, 2016 AForm 4 →Jun 15, 5:11 pm EDTSevion Therapeutics, Inc.SVON78,409$0.11$8,62578,409—
May 18, 2016 AForm 4 →May 20, 5:06 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 1, 2016 AForm 4 →Apr 1, 5:55 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 17, 2016 AForm 4 →Mar 21, 4:35 pm EDTCastle Brands IncROX20,000——20,000—
Mar 11, 2016 CForm 4 →Mar 15, 7:23 pm EDTIDI, Inc.IDI524,750——0—
Feb 22, 2016 CForm 4 →Feb 24, 5:40 pm ESTIDI, Inc.IDI141,430——0—
Feb 19, 2016 MForm 4 →Feb 22, 8:11 am ESTCastle Brands IncROX180,000——0—
Feb 5, 2016 MForm 4/A →Feb 8, 5:55 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Feb 4, 2016 MForm 4 →Feb 8, 7:28 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Jan 14, 2016 AForm 4 →Jan 19, 5:09 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 8, 2016 SForm 4 →Jan 12, 5:20 pm ESTVECTOR GROUP LTDVGR1,000$2.48$2,475500—
Dec 8, 2015 PForm 4 →Dec 10, 6:31 pm ESTIDI, Inc.IDI120,440$333.50$39,999,990141,430—
Nov 19, 2015 AForm 4 →Nov 23, 8:11 pm ESTSevion Therapeutics, Inc.SVON32,500$0.25$8,12532,500—
Nov 16, 2015 PForm 4 →Nov 18, 6:19 pm ESTIDI, Inc.IDI665,680$333.50$47,000,155524,750—
Aug 7, 2015 MForm 4 →Aug 10, 8:49 am EDTOpko Health, Inc.OPK1,056,574——300,000—
Aug 6, 2015 CForm 4 →Aug 7, 8:49 am EDTOpko Health, Inc.OPK———0—
May 18, 2015 AForm 4 →May 19, 4:12 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 13, 2015 AForm 4 →Apr 15, 4:31 pm EDTCocrystal Pharma, Inc.COCP350,000——350,000—
Mar 26, 2015 AForm 4 →Mar 27, 4:15 pm EDTCastle Brands IncROX20,000——20,000—
Mar 18, 2015 AForm 4 →Mar 19, 4:16 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 3, 2015 MForm 4 →Mar 5, 4:30 pm ESTCocrystal Pharma, Inc.COCP427,760——0—
Feb 3, 2015 CForm 4 →Feb 4, 6:04 am ESTVECTOR GROUP LTDVGR25,000,000$25,000,000.00$625,000,000,000,0000—
Jan 31, 2015 MForm 4 →Feb 2, 6:00 am ESTOpko Health, Inc.OPK14,144,217$0.7181$399,2590—
Jan 20, 2015 AForm 4 →Jan 22, 5:24 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 6, 2015 MForm 4 →Jan 7, 7:55 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS20,000——0—