Form4insider filings, from the source

Insider · CIK 0000898860

Phillip Md Et Al Frost

Files at: NNUP, COCP, OPK, ROX, NIMU, LTS, BCDA, VGR and 3 more. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $136.5M · 513sales $155.7M · 6net −$19.1M
$100k$100k$10M$10M$1B$1BbuyssalesDec 2014Dec 2016Nov 2018Oct 2020Sep 2022Aug 2024Aug 2026

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Mar 7, 2018 PForm 4 →Mar 8, 6:51 am ESTOpko Health, Inc.OPK75,000$3.29$246,9461,950,300+4.00% plan?
Mar 2, 2018 PForm 4 →Mar 5, 6:29 am ESTOpko Health, Inc.OPK364,800$2.94$1,073,7161,875,300+24.2% plan?
Mar 1, 2018 AForm 4 →Mar 5, 5:01 pm ESTCastle Brands IncROX15,000——794,776— plan?
Feb 21, 2018 PForm 4 →Feb 22, 6:12 am ESTOpko Health, Inc.OPK172,500$3.63$625,9551,510,500+12.9% plan?
Feb 9, 2018 PForm 4 →Feb 12, 6:24 am ESTOpko Health, Inc.OPK185,000$3.83$708,2911,338,000+16.0% plan?
Feb 8, 2018 PForm 4 →Feb 9, 6:09 am ESTOpko Health, Inc.OPK20,000$4.04$80,8321,153,000+1.77% plan?
Feb 7, 2018 PForm 4 →Feb 8, 7:55 am ESTOpko Health, Inc.OPK78,000$4.22$329,2511,133,000+7.39% plan?
Feb 6, 2018 PForm 4 →Feb 7, 7:16 am ESTOpko Health, Inc.OPK60,000$4.22$252,9411,055,000+6.03% plan?
Feb 5, 2018 PForm 4 →Feb 6, 6:04 am ESTOpko Health, Inc.OPK50,000$4.14$206,836995,000+5.29% plan?
Feb 2, 2018 PForm 4 →Feb 5, 7:09 am ESTOpko Health, Inc.OPK55,000$4.30$236,680945,000+6.18% plan?
Jan 31, 2018 PForm 4 →Feb 1, 6:10 am ESTOpko Health, Inc.OPK65,000$4.47$290,416890,000+7.88% plan?
Jan 26, 2018 PForm 4 →Jan 29, 6:37 am ESTOpko Health, Inc.OPK55,000$4.90$269,712825,000+7.14% plan?
Jan 25, 2018 PForm 4 →Jan 26, 6:55 am ESTOpko Health, Inc.OPK75,000$4.99$374,204770,000+10.8% plan?
Jan 24, 2018 PForm 4 →Jan 25, 7:23 am ESTOpko Health, Inc.OPK100,000$4.89$488,829695,000+16.8% plan?
Jan 23, 2018 PForm 4 →Jan 24, 7:24 am ESTOpko Health, Inc.OPK100,000$4.76$476,070595,000+20.2% plan?
Jan 22, 2018 PForm 4 →Jan 23, 7:39 am ESTOpko Health, Inc.OPK100,000$4.40$439,675495,000+25.3% plan?
Jan 18, 2018 MForm 4 →Jan 19, 9:10 am ESTCastle Brands IncROX558,179$0.90$502,36143,900,719— plan?
Dec 29, 2017 GForm 4 →Dec 29, 8:00 pm ESTVECTOR GROUP LTDVGR314,000——15,325,850— plan?
Dec 8, 2017 PForm 4 →Dec 11, 12:00 pm ESTCogint, Inc.COGT10,000$3.95$39,50015,734,874+0.06% plan?
Nov 15, 2017 PForm 4 →Nov 16, 6:53 am ESTCogint, Inc.COGT20,000$4.11$82,20015,724,874+0.13% plan?
Oct 17, 2017 MForm 4 →Oct 18, 8:00 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS2,000,000$1.91$3,820,00054,013,431— plan?
Sep 19, 2017 PForm 4 →Sep 20, 6:12 am EDTOpko Health, Inc.OPK15,000$6.01$90,099395,000+3.95% plan?
Sep 18, 2017 PForm 4 →Sep 19, 6:26 am EDTOpko Health, Inc.OPK40,000$6.00$240,000380,000+11.8% plan?
Sep 15, 2017 PForm 4 →Sep 18, 6:08 am EDTOpko Health, Inc.OPK80,000$6.01$480,411340,000+30.8% plan?
Sep 14, 2017 PForm 4 →Sep 15, 8:30 am EDTOpko Health, Inc.OPK260,000$5.98$1,555,624260,000— plan?
Aug 25, 2017 PForm 4 →Aug 28, 6:06 am EDTOpko Health, Inc.OPK25,000$6.17$154,236164,234,443+0.02% plan?
Aug 24, 2017 PForm 4 →Aug 25, 6:02 am EDTOpko Health, Inc.OPK10,000$6.24$62,353164,209,443+0.01% plan?
Aug 23, 2017 PForm 4 →Aug 24, 7:12 am EDTOpko Health, Inc.OPK12,000$6.13$73,554164,199,443+0.01% plan?
Aug 22, 2017 PForm 4 →Aug 23, 6:03 am EDTOpko Health, Inc.OPK1,800$6.13$11,034164,187,443+0.00% plan?
Aug 21, 2017 PForm 4 →Aug 22, 6:02 am EDTOpko Health, Inc.OPK25,000$6.10$152,539164,185,643+0.02% plan?
Aug 17, 2017 PForm 4 →Aug 18, 7:05 am EDTOpko Health, Inc.OPK50,000$5.96$298,048164,160,643+0.03% plan?
Aug 16, 2017 PForm 4 →Aug 17, 7:19 am EDTOpko Health, Inc.OPK40,000$6.04$241,734164,110,643+0.02% plan?
Aug 15, 2017 PForm 4 →Aug 16, 7:18 am EDTOpko Health, Inc.OPK25,000$6.08$152,074164,070,643+0.02% plan?
Aug 14, 2017 PForm 4 →Aug 15, 7:05 am EDTOpko Health, Inc.OPK10,000$6.15$61,527164,045,643+0.01% plan?
Aug 11, 2017 PForm 4 →Aug 14, 6:53 am EDTOpko Health, Inc.OPK10,000$6.19$61,895164,035,643+0.01% plan?
Aug 10, 2017 PForm 4 →Aug 11, 7:03 am EDTOpko Health, Inc.OPK39,000$6.23$242,794164,025,643+0.02% plan?
Aug 9, 2017 PForm 4 →Aug 10, 6:28 am EDTOpko Health, Inc.OPK18,000$6.35$114,227163,986,643+0.01% plan?
Aug 8, 2017 PForm 4 →Aug 9, 6:54 am EDTOpko Health, Inc.OPK5,000$6.05$30,250163,968,643+0.00% plan?
Aug 2, 2017 PForm 4 →Aug 3, 7:25 am EDTOpko Health, Inc.OPK25,000$6.15$153,740163,963,643+0.02% plan?
Aug 1, 2017 PForm 4 →Aug 2, 7:08 am EDTOpko Health, Inc.OPK46,600$6.25$291,046163,938,643+0.03% plan?
Jul 28, 2017 PForm 4 →Jul 31, 6:18 am EDTOpko Health, Inc.OPK35,100$6.30$221,012163,892,043+0.02% plan?
Jul 27, 2017 PForm 4 →Jul 28, 6:41 am EDTOpko Health, Inc.OPK23,600$6.34$149,687163,856,943+0.01% plan?
Jul 26, 2017 PForm 4 →Jul 27, 6:21 am EDTOpko Health, Inc.OPK36,200$6.39$231,214163,833,343+0.02% plan?
Jul 25, 2017 PForm 4 →Jul 26, 7:10 am EDTOpko Health, Inc.OPK39,800$6.41$255,170163,797,143+0.02% plan?
Jul 24, 2017 PForm 4 →Jul 25, 6:09 am EDTOpko Health, Inc.OPK45,000$6.42$289,050163,757,343+0.03% plan?
Jul 20, 2017 PForm 4 →Jul 21, 6:47 am EDTOpko Health, Inc.OPK5,400$6.46$34,872163,712,343+0.00% plan?
Jul 17, 2017 PForm 4 →Jul 18, 7:30 am EDTOpko Health, Inc.OPK1,800$6.04$10,871163,706,943+0.00% plan?
Jul 14, 2017 PForm 4 →Jul 17, 7:14 am EDTOpko Health, Inc.OPK12,600$6.16$77,564163,705,143+0.01% plan?
Jul 12, 2017 PForm 4 →Jul 13, 6:57 am EDTOpko Health, Inc.OPK3,600$6.12$22,050163,692,543+0.00% plan?
Jul 10, 2017 PForm 4 →Jul 11, 6:38 am EDTOpko Health, Inc.OPK50,000$6.19$309,570163,688,943+0.03% plan?
Jul 6, 2017 PForm 4 →Jul 7, 6:26 am EDTOpko Health, Inc.OPK25,000$6.29$157,141163,638,943+0.02% plan?
Jul 3, 2017 PForm 4 →Jul 5, 6:46 am EDTOpko Health, Inc.OPK60,800$6.44$391,396163,613,943+0.04% plan?
Jun 30, 2017 MForm 4 →Jul 5, 7:51 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS1,200,000$2.30$2,760,0002,490,000— plan?
Jun 30, 2017 PForm 4 →Jul 3, 8:09 am EDTOpko Health, Inc.OPK3,600$6.58$23,700163,553,143+0.00% plan?
Jun 29, 2017 PForm 4 →Jun 30, 7:31 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS100,000$2.47$247,46012,816,199+0.79% plan?
Jun 28, 2017 MForm 4 →Jun 29, 7:35 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000$2.30$46,0001,290,000— plan?
Jun 28, 2017 PForm 4 →Jun 29, 6:11 am EDTOpko Health, Inc.OPK1,800$6.87$12,366163,549,543+0.00% plan?
Jun 27, 2017 PForm 4 →Jun 28, 7:09 am EDTOpko Health, Inc.OPK21,800$6.77$147,541163,547,743+0.01% plan?
Jun 26, 2017 PForm 4 →Jun 27, 7:00 am EDTOpko Health, Inc.OPK1,800$6.97$12,543163,525,943+0.00% plan?
Jun 22, 2017 PForm 4 →Jun 23, 6:31 am EDTOpko Health, Inc.OPK131,000$6.72$880,268163,524,143+0.08% plan?
Jun 15, 2017 PForm 4 →Jun 16, 6:17 am EDTOpko Health, Inc.OPK200,000$6.43$1,285,692163,393,143+0.12% plan?
Jun 13, 2017 PForm 4 →Jun 14, 6:33 am EDTOpko Health, Inc.OPK7,200$6.51$46,901163,193,143+0.00% plan?
Jun 12, 2017 PForm 4 →Jun 13, 6:22 am EDTOpko Health, Inc.OPK1,800$6.37$11,458163,185,943+0.00% plan?
Jun 9, 2017 PForm 4 →Jun 12, 6:05 am EDTOpko Health, Inc.OPK25,000$6.39$159,643163,184,143+0.02% plan?
Jun 7, 2017 PForm 4 →Jun 8, 7:39 am EDTOpko Health, Inc.OPK55,600$6.27$348,785163,159,143+0.03% plan?
Jun 6, 2017 PForm 4 →Jun 7, 7:26 am EDTOpko Health, Inc.OPK30,000$6.30$189,147163,103,543+0.02% plan?
Jun 5, 2017 PForm 4 →Jun 6, 7:17 am EDTOpko Health, Inc.OPK55,000$6.31$347,135163,073,543+0.03% plan?
May 31, 2017 PForm 4 →Jun 1, 6:45 am EDTOpko Health, Inc.OPK207,700$6.11$1,269,461163,018,543+0.13% plan?
May 30, 2017 PForm 4 →May 31, 6:48 am EDTOpko Health, Inc.OPK18,600$6.28$116,773162,810,843+0.01% plan?
May 26, 2017 PForm 4 →May 30, 7:02 am EDTOpko Health, Inc.OPK64,600$6.31$407,432162,792,243+0.04% plan?
May 25, 2017 PForm 4 →May 26, 7:13 am EDTOpko Health, Inc.OPK26,000$6.38$165,786162,727,643+0.02% plan?
May 24, 2017 AForm 4 →May 26, 5:02 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS30,000——1,270,000— plan?
May 24, 2017 PForm 4 →May 25, 6:20 am EDTOpko Health, Inc.OPK42,200$6.42$270,959162,701,643+0.03% plan?
May 22, 2017 PForm 4 →May 23, 7:03 am EDTOpko Health, Inc.OPK120,000$6.43$772,174162,659,443+0.07% plan?
May 19, 2017 PForm 4 →May 22, 6:49 am EDTOpko Health, Inc.OPK9,200$6.60$60,685162,539,443+0.01% plan?
May 18, 2017 PForm 4 →May 19, 6:49 am EDTOpko Health, Inc.OPK20,000$6.59$131,808162,530,243+0.01% plan?
May 17, 2017 PForm 4 →May 18, 7:00 am EDTOpko Health, Inc.OPK70,800$6.54$463,256162,510,243+0.04% plan?
May 16, 2017 PForm 4 →May 17, 6:45 am EDTOpko Health, Inc.OPK27,800$6.61$183,634162,439,443+0.02% plan?
May 10, 2017 PForm 4 →May 11, 6:41 am EDTOpko Health, Inc.OPK1,125,000$6.96$7,829,775162,411,643+0.70% plan?
May 8, 2017 PForm 4 →May 9, 6:46 am EDTOpko Health, Inc.OPK100,000$7.22$722,248161,286,643+0.06% plan?
May 5, 2017 PForm 4 →May 8, 6:54 am EDTOpko Health, Inc.OPK10,000$7.52$75,234161,186,643+0.01% plan?
May 4, 2017 PForm 4 →May 5, 6:41 am EDTOpko Health, Inc.OPK11,800$7.51$88,592161,176,643+0.01% plan?
May 3, 2017 PForm 4 →May 4, 6:41 am EDTOpko Health, Inc.OPK11,000$7.53$82,784161,164,843+0.01% plan?
May 2, 2017 PForm 4 →May 2, 6:56 pm EDTOpko Health, Inc.OPK15,000$7.58$113,760161,153,843+0.01% plan?
May 1, 2017 PForm 4 →May 2, 7:03 am EDTOpko Health, Inc.OPK4,700$7.68$36,104161,138,843+0.00% plan?
Apr 28, 2017 PForm 4 →May 1, 7:10 am EDTOpko Health, Inc.OPK9,000$7.78$70,010161,134,143+0.01% plan?
Apr 27, 2017 PForm 4 →Apr 28, 7:05 am EDTOpko Health, Inc.OPK22,500$7.81$175,787161,125,143+0.01% plan?
Apr 26, 2017 PForm 4 →Apr 27, 7:12 am EDTOpko Health, Inc.OPK5,000$7.84$39,196161,102,643+0.00% plan?
Apr 21, 2017 PForm 4 →Apr 24, 7:32 am EDTOpko Health, Inc.OPK19,000$7.48$142,197161,097,643+0.01% plan?
Apr 19, 2017 PForm 4 →Apr 20, 7:27 am EDTOpko Health, Inc.OPK15,000$7.49$112,291161,078,643+0.01% plan?
Apr 18, 2017 PForm 4 →Apr 19, 7:32 am EDTOpko Health, Inc.OPK27,800$7.26$201,790161,063,643+0.02% plan?
Apr 17, 2017 PForm 4 →Apr 18, 7:04 am EDTOpko Health, Inc.OPK13,600$7.48$101,676161,035,843+0.01% plan?
Apr 13, 2017 AForm 4 →Apr 17, 4:48 pm EDTCogint, Inc.COGT50,000——50,000— plan?
Apr 13, 2017 PForm 4 →Apr 14, 7:45 am EDTOpko Health, Inc.OPK30,800$7.58$233,400161,022,243+0.02% plan?
Apr 11, 2017 PForm 4 →Apr 12, 6:12 am EDTOpko Health, Inc.OPK18,000$7.49$134,909160,991,443+0.01% plan?
Apr 10, 2017 PForm 4 →Apr 11, 7:00 am EDTOpko Health, Inc.OPK33,000$7.60$250,842160,973,443+0.02% plan?
Apr 7, 2017 PForm 4 →Apr 10, 8:23 am EDTOpko Health, Inc.OPK28,000$7.58$212,220160,940,443+0.02% plan?
Apr 6, 2017 PForm 4 →Apr 7, 8:28 am EDTOpko Health, Inc.OPK28,600$7.58$216,881160,912,443+0.02% plan?
Apr 5, 2017 PForm 4 →Apr 6, 7:31 am EDTOpko Health, Inc.OPK44,500$7.69$342,042160,883,843+0.03% plan?
Apr 4, 2017 PForm 4 →Apr 5, 7:10 am EDTOpko Health, Inc.OPK7,400$7.69$56,943160,839,343+0.00% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 24, 2019 CForm 4 →Jan 28, 4:29 pm ESTNON INVASIVE MONITORING SYSTEMS INC /FL/NIMU1,267——0—
Dec 24, 2018 HForm 4 →Dec 27, 4:32 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS3,610,000——0—
Dec 24, 2018 PForm 4 →Dec 27, 3:13 pm ESTBioCardia, Inc.BCDA1,000,000——1,000,000—
Sep 24, 2018 MForm 4 →Sep 25, 8:01 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS600,000——0—
Sep 21, 2018 AForm 4 →Sep 24, 4:46 pm EDTCocrystal Pharma, Inc.COCP50,000——50,000—
Jun 21, 2018 AForm 4 →Jun 22, 4:11 pm EDTOpko Health, Inc.OPK500,000——500,000—
May 22, 2018 MForm 4 →May 23, 7:33 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 27, 2018 AForm 4 →Mar 1, 4:11 pm ESTOpko Health, Inc.OPK—————
Jan 18, 2018 MForm 4 →Jan 19, 9:10 am ESTCastle Brands IncROX———0—
Dec 19, 2017 AForm 4 →Dec 21, 8:18 pm ESTSevion Therapeutics, Inc.SVOND3,621——3,621—
Oct 17, 2017 MForm 4 →Oct 18, 8:00 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS2,000,000——0—
Jun 30, 2017 MForm 4 →Jul 5, 7:51 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS1,200,000——0—
Jun 28, 2017 MForm 4 →Jun 29, 7:35 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 28, 2017 AForm 4 →Mar 1, 5:02 pm ESTCastle Brands IncROX20,000——20,000—
Feb 14, 2017 AForm 4 →Feb 16, 6:32 pm ESTSevion Therapeutics, Inc.SVON109,091$0.11$12,000109,091—
Oct 26, 2016 MForm 4 →Oct 28, 7:43 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS9,000,000——0—
Aug 18, 2016 XForm 4 →Aug 22, 4:30 pm EDTVECTOR GROUP LTDVGR513——0—
Jul 19, 2016 XForm 4 →Jul 20, 5:31 pm EDTVECTOR GROUP LTDVGR141——13—
Jun 27, 2016 XForm 4 →Jun 29, 5:15 pm EDTVECTOR GROUP LTDVGR346——154—
Jun 13, 2016 AForm 4 →Jun 15, 5:11 pm EDTSevion Therapeutics, Inc.SVON78,409$0.11$8,62578,409—
May 18, 2016 AForm 4 →May 20, 5:06 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 1, 2016 AForm 4 →Apr 1, 5:55 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 17, 2016 AForm 4 →Mar 21, 4:35 pm EDTCastle Brands IncROX20,000——20,000—
Mar 11, 2016 CForm 4 →Mar 15, 7:23 pm EDTIDI, Inc.IDI524,750——0—
Feb 22, 2016 CForm 4 →Feb 24, 5:40 pm ESTIDI, Inc.IDI141,430——0—
Feb 19, 2016 MForm 4 →Feb 22, 8:11 am ESTCastle Brands IncROX180,000——0—
Feb 5, 2016 MForm 4/A →Feb 8, 5:55 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Feb 4, 2016 MForm 4 →Feb 8, 7:28 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Jan 14, 2016 AForm 4 →Jan 19, 5:09 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 8, 2016 SForm 4 →Jan 12, 5:20 pm ESTVECTOR GROUP LTDVGR1,000$2.48$2,475500—
Dec 8, 2015 PForm 4 →Dec 10, 6:31 pm ESTIDI, Inc.IDI120,440$333.50$39,999,990141,430—
Nov 19, 2015 AForm 4 →Nov 23, 8:11 pm ESTSevion Therapeutics, Inc.SVON32,500$0.25$8,12532,500—
Nov 16, 2015 PForm 4 →Nov 18, 6:19 pm ESTIDI, Inc.IDI665,680$333.50$47,000,155524,750—
Aug 7, 2015 MForm 4 →Aug 10, 8:49 am EDTOpko Health, Inc.OPK1,056,574——300,000—
Aug 6, 2015 CForm 4 →Aug 7, 8:49 am EDTOpko Health, Inc.OPK———0—
May 18, 2015 AForm 4 →May 19, 4:12 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 13, 2015 AForm 4 →Apr 15, 4:31 pm EDTCocrystal Pharma, Inc.COCP350,000——350,000—
Mar 26, 2015 AForm 4 →Mar 27, 4:15 pm EDTCastle Brands IncROX20,000——20,000—
Mar 18, 2015 AForm 4 →Mar 19, 4:16 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 3, 2015 MForm 4 →Mar 5, 4:30 pm ESTCocrystal Pharma, Inc.COCP427,760——0—
Feb 3, 2015 CForm 4 →Feb 4, 6:04 am ESTVECTOR GROUP LTDVGR25,000,000$25,000,000.00$625,000,000,000,0000—
Jan 31, 2015 MForm 4 →Feb 2, 6:00 am ESTOpko Health, Inc.OPK14,144,217$0.7181$399,2590—
Jan 20, 2015 AForm 4 →Jan 22, 5:24 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 6, 2015 MForm 4 →Jan 7, 7:55 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS20,000——0—