Company · CIK 0000820027 · SIC 6282 — Investment Advice · NYSE
AMERIPRISE FINANCIAL INC · AMP
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2018 FForm 4 → | Feb 5, 4:59 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 172 | $171.08 | $29,426 | 13,472 | — | plan? |
| Feb 1, 2018 FForm 4 → | Feb 5, 4:59 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 217 | $171.08 | $37,124 | 10,134 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:24 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 2,213 | — | — | 10,351 | — | plan? |
| Jan 26, 2018 SForm 4 → | Jan 30, 4:24 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 5,500 | $174.04 | $957,220 | 8,138 | −40.3% | plan? |
| Jan 26, 2018 SForm 4 → | Jan 30, 4:23 pm EST | William F TruscottCEO, Global Asset Management | 31,379 | $173.64 | $5,448,706 | 29,856 | −51.2% | plan? |
| Jan 26, 2018 AFMForm 4 → | Jan 30, 4:23 pm EST | William F TruscottCEO, Global Asset Management | 99,095 | $107.46 | $10,000,763 | 16,397 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:22 pm EST | James M CracchioloChairman and CEO, Director | 23,331 | — | — | 225,544 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:22 pm EST | Walter Stanley BermanExecutive VP and CFO | 7,862 | — | — | 18,243 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:21 pm EST | Colin MooreEVP & Global CIO | 5,443 | — | — | 60,757 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:21 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 3,547 | — | — | 17,376 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:21 pm EST | William Jerryl WilliamsEVP, AMP Franchise Group | 3,030 | — | — | 14,480 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:20 pm EST | Randy KupperEVP Technology and CIO | 3,024 | — | — | 24,720 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:20 pm EST | Patrick H. O'ConnellEVP, AMP Advisor Group | 2,618 | — | — | 8,037 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:20 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 2,313 | — | — | 13,644 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:19 pm EST | Kelli A HunterExec VP of Human Resources | 2,224 | — | — | 29,580 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:19 pm EST | Karen Wilson ThissenExecutive VP and GC | 1,501 | — | — | 8,203 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:18 pm EST | David Kent StewartSr Vice Pres and Controller | 334 | — | — | 18,187 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:18 pm EST | Michelle ScrimgeourCEO, Global Asset Mgmt., EMEA | 632 | — | — | 5,253 | — | plan? |
| Jan 26, 2018 AForm 4 → | Jan 30, 4:17 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 3,419 | — | — | 23,684 | — | plan? |
| Dec 22, 2017 SForm 4 → | Dec 27, 4:07 pm EST | David Kent StewartSr Vice Pres and Controller | 4,817 | $171.51 | $826,140 | 17,853 | −21.2% | plan? |
| Dec 22, 2017 FMForm 4 → | Dec 27, 4:07 pm EST | David Kent StewartSr Vice Pres and Controller | 18,931 | $87.36 | $1,653,756 | 22,670 | — | plan? |
| Dec 8, 2017 SForm 4 → | Dec 12, 4:10 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 7,329 | $169.47 | $1,242,034 | 13,829 | −34.6% | plan? |
| Dec 8, 2017 FMForm 4 → | Dec 12, 4:10 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 40,995 | $107.31 | $4,399,231 | 21,158 | — | plan? |
| Nov 27, 2017 SForm 4 → | Nov 29, 6:42 pm EST | David Kent StewartSr Vice Pres and Controller | 603 | $160.72 | $96,912 | 17,853 | −3.27% | plan? |
| Nov 27, 2017 FMForm 4 → | Nov 29, 6:42 pm EST | David Kent StewartSr Vice Pres and Controller | 7,147 | $133.42 | $953,548 | 18,456 | — | plan? |
| Nov 7, 2017 SForm 4 → | Nov 9, 5:44 pm EST | James M CracchioloChairman and CEO, Director | 42,228 | $159.33 | $6,728,164 | 202,213 | −17.3% | plan? |
| Oct 27, 2017 SForm 4 → | Oct 31, 5:24 pm EDT | Joseph Edward SweeneyPres-AWM Products & Services | 1,904 | $161.58 | $307,648 | 13,829 | −12.1% | plan? |
| Oct 27, 2017 SForm 4 → | Oct 31, 5:24 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 1,754 | $161.01 | $282,412 | 11,331 | −13.4% | plan? |
| Oct 27, 2017 FMForm 4 → | Oct 31, 5:24 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 15,960 | $125.35 | $2,000,639 | 13,085 | — | plan? |
| Oct 27, 2017 SForm 4 → | Oct 31, 5:24 pm EDT | Randy KupperEVP Technology and CIO | 2,460 | $161.06 | $396,205 | 21,696 | −10.2% | plan? |
| Oct 27, 2017 FMForm 4 → | Oct 31, 5:24 pm EDT | Randy KupperEVP Technology and CIO | 23,540 | $132.32 | $3,114,842 | 24,156 | — | plan? |
| Oct 26, 2017 SForm 4 → | Oct 30, 4:34 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 9,022 | $160.91 | $1,451,730 | 20,265 | −30.8% | plan? |
| Oct 26, 2017 FMForm 4 → | Oct 30, 4:34 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 33,782 | $103.01 | $3,479,792 | 29,287 | — | plan? |
| Oct 26, 2017 GForm 4 → | Oct 30, 4:33 pm EDT | H Jay SarlesDirector | 2,000 | — | — | 6,609 | — | plan? amended |
| Oct 26, 2017 SForm 4 → | Oct 30, 4:33 pm EDT | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 1,000 | $160.77 | $160,772 | 13,638 | −6.83% | plan? |
| Oct 26, 2017 SForm 4 → | Oct 30, 4:32 pm EDT | Colin MooreEVP & Global CIO | 4,285 | $161.09 | $690,271 | 55,314 | −7.19% | plan? |
| Oct 26, 2017 FMForm 4 → | Oct 30, 4:32 pm EDT | Colin MooreEVP & Global CIO | 32,467 | $117.85 | $3,826,362 | 59,599 | — | plan? |
| Aug 16, 2017 FMForm 4 → | Aug 18, 4:13 pm EDT | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 9,955 | $113.62 | $1,131,116 | 14,638 | — | plan? |
| Aug 14, 2017 SForm 4 → | Aug 16, 5:08 pm EDT | James M CracchioloChairman and CEO, Director | 39,450 | $144.50 | $5,700,612 | 244,441 | −13.9% | plan? |
| Aug 10, 2017 SForm 4 → | Aug 14, 4:45 pm EDT | Karen Wilson ThissenExecutive VP and GC | 425 | $145.15 | $61,690 | 6,702 | −5.96% | plan? |
| Aug 10, 2017 FMForm 4 → | Aug 14, 4:45 pm EDT | Karen Wilson ThissenExecutive VP and GC | 9,361 | $99.11 | $927,795 | 7,127 | — | plan? |
| Aug 10, 2017 SForm 4 → | Aug 14, 4:44 pm EDT | Walter Stanley BermanExecutive VP and CFO | 37,917 | $145.80 | $5,528,262 | 10,381 | −78.5% | plan? |
| Aug 10, 2017 SForm 4 → | Aug 14, 4:43 pm EDT | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 1,200 | $145.06 | $174,072 | 13,689 | −8.06% | plan? |
| Aug 3, 2017 SForm 4 → | Aug 7, 4:34 pm EDT | James M CracchioloChairman and CEO, Director | 13,418 | $146.25 | $1,962,344 | 283,891 | −4.51% | plan? |
| Jul 31, 2017 SForm 4 → | Aug 2, 4:40 pm EDT | James M CracchioloChairman and CEO, Director | 97,545 | $144.67 | $14,112,127 | 297,309 | −24.7% | plan? |
| Jul 31, 2017 FMForm 4 → | Aug 2, 4:40 pm EDT | James M CracchioloChairman and CEO, Director | 590,049 | $95.35 | $56,263,033 | 341,730 | — | plan? |
| Jul 31, 2017 FMForm 4 → | Aug 2, 4:40 pm EDT | Walter Stanley BermanExecutive VP and CFO | 217,819 | $94.96 | $20,684,267 | 48,298 | — | plan? |
| Jul 31, 2017 SForm 4 → | Aug 2, 4:40 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 4,728 | $144.57 | $683,532 | 11,331 | −29.4% | plan? |
| Jul 31, 2017 FMForm 4 → | Aug 2, 4:40 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 18,912 | $124.83 | $2,360,860 | 16,059 | — | plan? |
| Jul 31, 2017 SForm 4 → | Aug 2, 4:40 pm EDT | William F TruscottCEO, Global Asset Management | 19,768 | $144.43 | $2,855,112 | 40,927 | −32.6% | plan? |
| Jul 31, 2017 FMForm 4 → | Aug 2, 4:40 pm EDT | William F TruscottCEO, Global Asset Management | 100,878 | $90.56 | $9,135,518 | 10,370 | — | plan? |
| Jul 27, 2017 SForm 4 → | Jul 31, 5:13 pm EDT | Joseph Edward SweeneyPres-AWM Products & Services | 7,090 | $143.96 | $1,020,683 | 15,733 | −31.1% | plan? |
| Jul 27, 2017 SForm 4 → | Jul 31, 5:12 pm EDT | Kelli A HunterExec VP of Human Resources | 1,500 | $144.59 | $216,885 | 27,356 | −5.20% | plan? |
| Jul 27, 2017 SForm 4 → | Jul 31, 5:12 pm EDT | David Kent StewartSr Vice Pres and Controller | 4,945 | $144.21 | $713,123 | 17,853 | −21.7% | plan? |
| Jul 27, 2017 FMForm 4 → | Jul 31, 5:12 pm EDT | David Kent StewartSr Vice Pres and Controller | 25,997 | $97.71 | $2,540,106 | 22,798 | — | plan? |
| Jul 6, 2017 FMForm 4 → | Jul 31, 5:13 pm EDT | Joseph Edward SweeneyPres-AWM Products & Services | 39,801 | $91.57 | $3,570,806 | 22,823 | — | plan? late |
| Jul 6, 2017 FMForm 4 → | Jul 10, 5:09 pm EDT | Karen Wilson ThissenExecutive VP and GC | 167 | $129.15 | $4,326 | 5,424 | — | plan? |
| Jul 6, 2017 FMForm 4 → | Jul 10, 5:09 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 933 | $129.15 | $34,230 | 23,265 | — | plan? |
| Jul 6, 2017 FMForm 4 → | Jul 10, 5:09 pm EDT | Kelli A HunterExec VP of Human Resources | 648 | $129.15 | $23,740 | 28,856 | — | plan? |
| Jul 6, 2017 FMForm 4 → | Jul 10, 5:08 pm EDT | William F TruscottCEO, Global Asset Management | 2,487 | $129.15 | $91,192 | 10,370 | — | plan? |
| Jul 6, 2017 FMForm 4 → | Jul 10, 5:08 pm EDT | Walter Stanley BermanExecutive VP and CFO | 748 | $129.15 | $27,432 | 12,159 | — | plan? |
| Jul 6, 2017 FMForm 4 → | Jul 10, 5:08 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 599 | $129.15 | $21,964 | 14,831 | — | plan? |
| Jul 6, 2017 FMForm 4 → | Jul 10, 5:07 pm EDT | David Kent StewartSr Vice Pres and Controller | 643 | $129.15 | $16,786 | 17,853 | — | plan? |
| Jun 29, 2017 SForm 4 → | Jun 30, 4:12 pm EDT | Randy KupperEVP Technology and CIO | 2,987 | $130.24 | $389,030 | 21,696 | −12.1% | plan? |
| Jun 29, 2017 FMForm 4 → | Jun 30, 4:12 pm EDT | Randy KupperEVP Technology and CIO | 15,559 | $84.26 | $1,310,987 | 24,683 | — | plan? |
| May 8, 2017 SForm 4 → | May 10, 5:28 pm EDT | Kelli A HunterExec VP of Human Resources | 943 | $128.80 | $121,458 | 28,576 | −3.19% | plan? |
| May 8, 2017 FMForm 4 → | May 10, 5:28 pm EDT | Kelli A HunterExec VP of Human Resources | 24,572 | $92.19 | $2,265,301 | 29,519 | — | plan? |
| Mar 31, 2017 SForm 4 → | Apr 4, 4:13 pm EDT | Colin MooreEVP & Global CIO | 20,233 | $129.08 | $2,611,603 | 55,314 | −26.8% | plan? |
| Mar 16, 2017 SForm 4 → | Mar 20, 4:35 pm EDT | William F TruscottCEO, Global Asset Management | 8,000 | $134.63 | $1,077,026 | 39,852 | −16.7% | plan? |
| Mar 1, 2017 SForm 4 → | Mar 3, 4:29 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 5,337 | $134.57 | $718,216 | 22,862 | −18.9% | plan? |
| Mar 1, 2017 FMForm 4 → | Mar 3, 4:29 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 31,885 | $89.01 | $2,837,997 | 28,199 | — | plan? |
| Feb 28, 2017 GForm 4 → | Mar 6, 4:27 pm EST | H Jay SarlesDirector | 2,000 | — | — | 8,609 | — | plan? late |
| Feb 22, 2017 SForm 4 → | Feb 23, 4:52 pm EST | Karen Wilson ThissenExecutive VP and GC | 535 | $131.17 | $70,178 | 5,324 | −9.13% | plan? |
| Feb 22, 2017 FMForm 4 → | Feb 23, 4:52 pm EST | Karen Wilson ThissenExecutive VP and GC | 8,898 | $83.35 | $741,643 | 5,859 | — | plan? |
| Feb 21, 2017 SForm 4 → | Feb 23, 4:52 pm EST | Randy KupperEVP Technology and CIO | 3,327 | $129.71 | $431,529 | 21,696 | −13.3% | plan? |
| Feb 16, 2017 SForm 4 → | Feb 21, 4:56 pm EST | Kelli A HunterExec VP of Human Resources | 3,916 | $128.88 | $504,702 | 25,747 | −13.2% | plan? |
| Feb 14, 2017 SForm 4 → | Feb 16, 4:46 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 2,100 | $128.01 | $268,827 | 14,889 | −12.4% | plan? |
| Feb 10, 2017 SForm 4 → | Feb 14, 4:13 pm EST | James M CracchioloChairman and CEO, Director | 54,110 | $123.79 | $6,698,545 | 297,309 | −15.4% | plan? |
| Feb 9, 2017 SForm 4 → | Feb 13, 4:37 pm EST | Walter Stanley BermanExecutive VP and CFO | 19,000 | $123.03 | $2,337,585 | 11,836 | −61.6% | plan? |
| Feb 9, 2017 FMForm 4 → | Feb 13, 4:36 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 5,564 | $90.24 | $502,090 | 16,989 | — | plan? |
| Feb 9, 2017 SForm 4 → | Feb 13, 4:36 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 2,440 | $123.70 | $301,818 | 15,314 | −13.7% | plan? |
| Feb 7, 2017 SForm 4 → | Feb 8, 4:50 pm EST | Kelli A HunterExec VP of Human Resources | 4,152 | $123.36 | $512,195 | 29,913 | −12.2% | plan? |
| Feb 7, 2017 SForm 4 → | Feb 8, 4:50 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 3,823 | $123.53 | $472,239 | 14,856 | −20.5% | plan? |
| Feb 6, 2017 AFMForm 4 → | Feb 8, 4:52 pm EST | James M CracchioloChairman and CEO, Director | 324,685 | $86.76 | $27,027,732 | 351,419 | — | plan? |
| Feb 6, 2017 AFForm 4 → | Feb 8, 4:52 pm EST | Walter Stanley BermanExecutive VP and CFO | 5,406 | $123.18 | $132,788 | 30,836 | — | plan? |
| Feb 6, 2017 AFMForm 4 → | Feb 8, 4:52 pm EST | Colin MooreEVP & Global CIO | 92,166 | $85.79 | $7,585,024 | 75,547 | — | plan? |
| Feb 6, 2017 AFForm 4 → | Feb 8, 4:51 pm EST | William F TruscottCEO, Global Asset Management | 4,523 | $123.18 | $121,825 | 10,370 | — | plan? |
| Feb 6, 2017 AFForm 4 → | Feb 8, 4:51 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 2,400 | $123.18 | $56,047 | 17,754 | — | plan? |
| Feb 6, 2017 AFForm 4 → | Feb 8, 4:50 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 2,318 | $123.18 | $48,902 | 22,862 | — | plan? |
| Feb 6, 2017 AFForm 4 → | Feb 8, 4:50 pm EST | Randy KupperEVP Technology and CIO | 1,977 | $123.18 | $29,933 | 25,023 | — | plan? |
| Feb 6, 2017 AFMForm 4 → | Feb 8, 4:50 pm EST | Kelli A HunterExec VP of Human Resources | 24,822 | $83.14 | $1,960,516 | 29,663 | — | plan? |
| Feb 6, 2017 AFMForm 4 → | Feb 8, 4:50 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 23,657 | $91.30 | $2,048,265 | 14,572 | — | plan? |
| Feb 6, 2017 AFForm 4 → | Feb 8, 4:49 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 1,453 | $123.18 | $26,237 | 16,355 | — | plan? |
| Feb 6, 2017 AFForm 4 → | Feb 8, 4:49 pm EST | Karen Wilson ThissenExecutive VP and GC | 893 | $123.18 | $9,731 | 3,717 | — | plan? |
| Feb 6, 2017 AFForm 4 → | Feb 8, 4:49 pm EST | David Kent StewartSr Vice Pres and Controller | 570 | $123.18 | $7,268 | 17,470 | — | plan? |
| Feb 6, 2017 SForm 4 → | Feb 7, 5:00 pm EST | Kelli A HunterExec VP of Human Resources | 6,464 | $122.53 | $792,062 | 28,673 | −18.4% | plan? |
| Feb 6, 2017 SForm 4 → | Feb 7, 4:59 pm EST | William F TruscottCEO, Global Asset Management | 16,831 | $122.95 | $2,069,405 | 46,651 | −26.5% | plan? |
| Feb 6, 2017 SForm 4 → | Feb 7, 4:58 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 5,889 | $122.82 | $723,299 | 16,264 | −26.6% | plan? |
| Feb 6, 2017 SForm 4 → | Feb 7, 4:57 pm EST | Randy KupperEVP Technology and CIO | 3,591 | $122.88 | $441,244 | 23,532 | −13.2% | plan? |
| Feb 3, 2017 AFMForm 4 → | Feb 7, 5:00 pm EST | Kelli A HunterExec VP of Human Resources | 27,413 | $86.43 | $2,098,272 | 35,137 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 26, 2017 AForm 4 → | Apr 28, 4:21 pm EDT | Jeffrey NoddleDirector | 1,163 | — | — | 27,556 | — | |
| Apr 26, 2017 AForm 4 → | Apr 28, 4:18 pm EDT | H Jay SarlesDirector | 1,304 | $128.46 | $18,125 | 981 | — | |
| Apr 26, 2017 AForm 4 → | Apr 28, 4:14 pm EDT | Christopher J WilliamsDirector | 1,319 | $128.46 | $20,125 | 321 | — | |
| Apr 26, 2017 AForm 4 → | Apr 28, 4:11 pm EDT | Robert Francis Sharpe Jr.Director | 1,163 | — | — | 27,556 | — | |
| Mar 1, 2017 MForm 4 → | Mar 3, 4:29 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 18,611 | — | — | 0 | — | |
| Feb 22, 2017 MForm 4 → | Feb 23, 4:52 pm EST | Karen Wilson ThissenExecutive VP and GC | 5,520 | — | — | 0 | — | |
| Feb 9, 2017 MForm 4 → | Feb 13, 4:36 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 3,099 | — | — | 0 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:53 pm EST | H Jay SarlesDirector | 147 | $123.37 | $18,125 | 835 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:53 pm EST | Christopher J WilliamsDirector | 163 | $123.37 | $20,125 | 163 | — | |
| Feb 6, 2017 AMForm 4 → | Feb 8, 4:52 pm EST | James M CracchioloChairman and CEO, Director | 284,677 | — | — | 0 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:52 pm EST | Walter Stanley BermanExecutive VP and CFO | 37,723 | — | — | 37,723 | — | |
| Feb 6, 2017 AMForm 4 → | Feb 8, 4:52 pm EST | Colin MooreEVP & Global CIO | 83,503 | — | — | 12,713 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:51 pm EST | William F TruscottCEO, Global Asset Management | 30,841 | — | — | 30,841 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:51 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 16,938 | — | — | 16,938 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:50 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 16,761 | — | — | 16,761 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:50 pm EST | Randy KupperEVP Technology and CIO | 15,103 | — | — | 15,103 | — | |
| Feb 6, 2017 AMForm 4 → | Feb 8, 4:50 pm EST | Kelli A HunterExec VP of Human Resources | 24,504 | — | — | 0 | — | |
| Feb 6, 2017 AMForm 4 → | Feb 8, 4:50 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 23,047 | — | — | 0 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:49 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 10,762 | — | — | 10,762 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:49 pm EST | Karen Wilson ThissenExecutive VP and GC | 4,728 | — | — | 4,728 | — | |
| Feb 6, 2017 AForm 4 → | Feb 8, 4:49 pm EST | David Kent StewartSr Vice Pres and Controller | 2,965 | — | — | 2,965 | — | |
| Feb 3, 2017 AMForm 4 → | Feb 7, 5:00 pm EST | Kelli A HunterExec VP of Human Resources | 13,780 | $121.26 | $32,200 | 2,192 | — | |
| Feb 3, 2017 AMForm 4 → | Feb 7, 4:59 pm EST | William F TruscottCEO, Global Asset Management | 63,716 | $121.26 | $88,200 | 0 | — | |
| Feb 3, 2017 AForm 4 → | Feb 7, 4:59 pm EST | James M CracchioloChairman and CEO, Director | 2,580 | $121.26 | $312,900 | 131,419 | — | |
| Feb 3, 2017 AForm 4 → | Feb 7, 4:58 pm EST | Walter Stanley BermanExecutive VP and CFO | 925 | $121.26 | $112,150 | 40,439 | — | |
| Feb 3, 2017 AForm 4 → | Feb 7, 4:58 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 284 | $121.26 | $34,380 | 938 | — | |
| Feb 3, 2017 AMForm 4 → | Feb 7, 4:58 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 23,138 | $121.26 | $50,000 | 0 | — | |
| Feb 3, 2017 AForm 4 → | Feb 7, 4:57 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 412 | $121.26 | $50,000 | 2,307 | — | |
| Feb 3, 2017 AForm 4 → | Feb 7, 4:57 pm EST | Randy KupperEVP Technology and CIO | 376 | $121.26 | $45,600 | 1,865 | — | |
| Feb 3, 2017 AForm 4 → | Feb 7, 4:57 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 263 | $121.26 | $31,900 | 1,484 | — | |
| Feb 3, 2017 AForm 4 → | Feb 7, 4:50 pm EST | David Kent StewartSr Vice Pres and Controller | 87 | $121.26 | $10,500 | 11,569 | — | |
| Feb 3, 2017 AForm 4 → | Feb 7, 4:50 pm EST | Karen Wilson ThissenExecutive VP and GC | 130 | $121.26 | $15,750 | 543 | — | |
| Oct 28, 2016 AForm 4 → | Nov 1, 6:07 pm EDT | H Jay SarlesDirector | 175 | $89.23 | $15,625 | 684 | — | |
| Oct 28, 2016 AForm 4 → | Nov 1, 6:06 pm EDT | Christopher J WilliamsDirector | 890 | — | — | 890 | — | |
| Sep 7, 2016 MForm 4 → | Sep 9, 4:21 pm EDT | John Carl JunekExec VP and General Counsel | 14,347 | — | — | 0 | — | |
| Sep 7, 2016 MForm 4 → | Sep 9, 4:21 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 18,930 | — | — | 0 | — | |
| Jul 29, 2016 AForm 4 → | Aug 1, 4:18 pm EDT | H Jay SarlesDirector | 163 | $95.84 | $15,625 | 505 | — | |
| Jul 7, 2016 MForm 4 → | Jul 11, 4:26 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 732 | — | — | 1,867 | — | |
| Jul 7, 2016 MForm 4 → | Jul 11, 4:25 pm EDT | William F TruscottCEO, Global Asset Management | 2,085 | — | — | 4,542 | — | |
| Jul 7, 2016 MForm 4 → | Jul 11, 4:23 pm EDT | Joseph Edward SweeneyPres-AWM Products & Services | 889 | — | — | 2,144 | — | |
| Jul 7, 2016 MForm 4 → | Jul 11, 4:22 pm EDT | David Kent StewartSr Vice Pres and Controller | 500 | — | — | 11,319 | — | |
| Jul 7, 2016 MForm 4 → | Jul 11, 4:21 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 456 | — | — | 1,203 | — | |
| Jul 7, 2016 MForm 4 → | Jul 11, 4:19 pm EDT | John Carl JunekExec VP and General Counsel | 820 | — | — | 13,876 | — | |
| Jul 7, 2016 MForm 4 → | Jul 11, 4:18 pm EDT | Kelli A HunterExec VP of Human Resources | 521 | — | — | 1,899 | — | |
| Jul 7, 2016 MForm 4 → | Jul 11, 4:17 pm EDT | Walter Stanley BermanExecutive VP and CFO | 521 | — | — | 38,953 | — | |
| May 2, 2016 AForm 4 → | May 4, 3:57 pm EDT | H Jay SarlesDirector | 160 | $97.82 | $15,625 | 339 | — | |
| Apr 27, 2016 AForm 4 → | Apr 29, 5:16 pm EDT | Robert Francis Sharpe Jr.Director | 1,237 | — | — | 25,673 | — | |
| Apr 27, 2016 AForm 4 → | Apr 29, 5:16 pm EDT | Blixt Dianne NealDirector | 1,237 | — | — | 3,664 | — | |
| Apr 27, 2016 AForm 4 → | Apr 29, 5:16 pm EDT | Amy DiGesoDirector | 1,237 | — | — | 3,664 | — | |
| Apr 27, 2016 AForm 4 → | Apr 29, 5:15 pm EDT | Lon R GreenbergDirector | 1,237 | — | — | 9,636 | — | |
| Apr 27, 2016 AForm 4 → | Apr 29, 5:15 pm EDT | Siri S MarshallDirector | 1,237 | — | — | 25,673 | — | |
| Apr 27, 2016 AForm 4 → | Apr 29, 5:15 pm EDT | Jeffrey NoddleDirector | 1,237 | — | — | 25,673 | — | |
| Apr 27, 2016 AForm 4 → | Apr 29, 5:14 pm EDT | H Jay SarlesDirector | 1,237 | — | — | 25,673 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:28 pm EST | James M CracchioloChairman and CEO, Director | 4,921 | $82.79 | $407,400 | 125,072 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:28 pm EST | William F TruscottCEO, Global Asset Management | 1,364 | $82.79 | $112,900 | 6,526 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:27 pm EST | Walter Stanley BermanExecutive VP and CFO | 1,616 | $82.79 | $133,750 | 38,873 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:27 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 685 | $82.79 | $56,700 | 2,987 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:27 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 655 | $82.79 | $54,250 | 2,560 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:27 pm EST | Kelli A HunterExec VP of Human Resources | 420 | $82.79 | $34,800 | 2,383 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:27 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 423 | $82.79 | $35,000 | 1,634 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:26 pm EST | John Carl JunekExec VP and General Counsel | 635 | $82.79 | $52,600 | 14,473 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:26 pm EST | Randy KupperEVP Technology and CIO | 550 | $82.79 | $45,550 | 1,445 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:26 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 251 | $82.79 | $20,790 | 636 | — | |
| Feb 5, 2016 AForm 4 → | Feb 8, 4:26 pm EST | David Kent StewartSr Vice Pres and Controller | 138 | $82.79 | $11,400 | 11,639 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:06 pm EST | James M CracchioloChairman and CEO, Director | 191,808 | — | — | 191,808 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:06 pm EST | Walter Stanley BermanExecutive VP and CFO | 62,955 | — | — | 62,955 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:06 pm EST | Colin MooreEVP & Global CIO | 55,130 | — | — | 55,130 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:05 pm EST | William F TruscottCEO, Global Asset Management | 53,129 | — | — | 53,129 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:05 pm EST | Joseph Edward SweeneyPres-AWM Products & Services | 26,711 | — | — | 26,711 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:05 pm EST | John Robert WoernerPres Ins & Chief Strat Officer | 25,535 | — | — | 25,535 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:05 pm EST | John Carl JunekExec VP and General Counsel | 24,711 | — | — | 24,711 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:05 pm EST | Randy KupperEVP Technology and CIO | 21,416 | — | — | 21,416 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:05 pm EST | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 16,474 | — | — | 16,474 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:04 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 16,356 | — | — | 16,356 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:04 pm EST | Kelli A HunterExec VP of Human Resources | 16,356 | — | — | 16,356 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:04 pm EST | David Kent StewartSr Vice Pres and Controller | 4,943 | — | — | 4,943 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 4:25 pm EST | H Jay SarlesDirector | 178 | $87.79 | $15,625 | 178 | — | |
| Jul 9, 2015 MForm 4 → | Jul 13, 5:05 pm EDT | Walter Stanley BermanExecutive VP and CFO | 508 | — | — | 36,481 | — | |
| Jul 9, 2015 MForm 4 → | Jul 13, 5:04 pm EDT | David Kent StewartSr Vice Pres and Controller | 486 | — | — | 11,259 | — | |
| Jul 9, 2015 MForm 4 → | Jul 13, 5:04 pm EDT | Joseph Edward SweeneyPres-AWM Products & Services | 1,032 | — | — | 2,244 | — | |
| Jul 9, 2015 MForm 4 → | Jul 13, 5:04 pm EDT | William F TruscottCEO, Global Asset Management | 2,727 | — | — | 5,029 | — | |
| Jul 9, 2015 MForm 4 → | Jul 13, 5:04 pm EDT | John Robert WoernerPres Ins & Chief Strat Officer | 855 | — | — | 1,857 | — | |
| Jul 9, 2015 MForm 4 → | Jul 13, 5:04 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 474 | — | — | 1,181 | — | |
| Jun 11, 2015 MForm 4 → | Jun 15, 5:02 pm EDT | James M CracchioloChairman and CEO, Director | 100,000 | — | — | 0 | — | |
| Jun 11, 2015 MForm 4 → | Jun 15, 5:02 pm EDT | Walter Stanley BermanExecutive VP and CFO | 87,633 | — | — | 15,273 | — | |
| May 19, 2015 MForm 4 → | May 21, 4:46 pm EDT | David Kent StewartSr Vice Pres and Controller | 1,035 | — | — | 2,072 | — | |
| Apr 29, 2015 AForm 4 → | May 1, 4:53 pm EDT | Amy DiGesoDirector | 980 | — | — | 2,369 | — | |
| Apr 29, 2015 AForm 4 → | May 1, 4:53 pm EDT | Blixt Dianne NealDirector | 980 | — | — | 2,369 | — | |
| Apr 29, 2015 AForm 4 → | May 1, 4:53 pm EDT | Lon R GreenbergDirector | 980 | — | — | 8,197 | — | |
| Apr 29, 2015 AForm 4 → | May 1, 4:53 pm EDT | Siri S MarshallDirector | 980 | — | — | 23,850 | — | |
| Apr 29, 2015 AForm 4 → | May 1, 4:52 pm EDT | Jeffrey NoddleDirector | 980 | — | — | 23,850 | — | |
| Apr 29, 2015 AForm 4 → | May 1, 4:52 pm EDT | H Jay SarlesDirector | 980 | — | — | 23,850 | — | |
| Apr 29, 2015 AForm 4 → | May 1, 4:52 pm EDT | Robert Francis Sharpe Jr.Director | 980 | — | — | 23,850 | — | |
| Apr 29, 2015 AForm 4 → | May 1, 4:52 pm EDT | William H TurnerDirector | 980 | — | — | 23,850 | — | |
| Apr 13, 2015 MForm 4 → | Apr 15, 6:11 pm EDT | John Carl JunekExec VP and General Counsel | 9,564 | — | — | 14,347 | — | |
| Mar 31, 2015 MForm 4 → | Apr 2, 4:50 pm EDT | Robert Francis Sharpe Jr.Director | 2,725 | — | — | 3,747 | — | |
| Mar 31, 2015 MForm 4 → | Apr 2, 4:44 pm EDT | Charles Neal MaglaquePres. Advice & Wealth Mgt, COO | 14,044 | — | — | 0 | — | |
| Mar 20, 2015 MForm 4 → | Mar 20, 4:30 pm EDT | James M CracchioloChairman and CEO, Director | 37,994 | — | — | 100,000 | — | |
| Feb 12, 2015 MForm 4 → | Feb 13, 5:52 pm EST | James M CracchioloChairman and CEO, Director | 50,000 | — | — | 137,994 | — | |
| Feb 12, 2015 MForm 4 → | Feb 13, 5:51 pm EST | Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns | 6,060 | — | — | 3,099 | — |