SEC Form 4 · accession 0001179110-17-003992
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Jay Sarles
Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 6, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2017 | G | 2,000 | $0.00 | D | 8,609 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person made an in-kind charitable gift to a not for profit charitable organization.
- F2The reporting person's Form 4 filed on November 15, 2016 inadvertently understated the reporting person's holdings by 2,000 shares, all of which shares are held indirectly by trust.