Form4insider filings, from the source

Company · CIK 0001563407 · SIC 5411 — Retail-Grocery Stores

Smart & Final Stores, Inc. · SFS

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $35k · 1sales $220.0M · 41net −$220.0M
$100k$100k$10M$10M$1B$1BbuyssalesApr 2015Nov 2015Jul 2016Feb 2017Sep 2017Apr 2018Dec 2018

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Feb 1, 2017 SForm 4 →Feb 3, 4:30 pm ESTScott R. DrewEVP, Operations11,200$14.24$159,48824,333−31.5% plan?
Feb 1, 2017 MForm 4 →Feb 3, 4:30 pm ESTScott R. DrewEVP, Operations11,200$2.09$23,40835,533— plan?
Feb 1, 2017 SForm 4 →Feb 3, 4:30 pm ESTDavid G. HirzPresident & CEO, Director110,975$14.16$1,571,887260,562−29.9% plan?
Feb 1, 2017 MForm 4 →Feb 3, 4:30 pm ESTDavid G. HirzPresident & CEO, Director132,397$2.09$276,710291,997— plan?
Jan 17, 2017 SForm 4 →Jan 18, 4:30 pm ESTMichael A. MortensenSVP Sales & Merchandising26,980$15.02$405,2409,584−73.8% plan?
Jan 17, 2017 MForm 4 →Jan 18, 4:30 pm ESTMichael A. MortensenSVP Sales & Merchandising26,980$2.09$56,38836,564— plan?
Jan 3, 2017 SForm 4 →Jan 5, 4:32 pm ESTScott R. DrewEVP, Operations11,240$14.11$158,59624,333−31.6% plan?
Jan 3, 2017 MForm 4 →Jan 5, 4:32 pm ESTScott R. DrewEVP, Operations11,240$2.09$23,49235,573— plan?
Jan 3, 2017 SForm 4 →Jan 5, 4:30 pm ESTDavid G. HirzPresident & CEO, Director106,163$14.39$1,527,457239,140−30.7% plan?
Jan 3, 2017 MForm 4 →Jan 5, 4:30 pm ESTDavid G. HirzPresident & CEO, Director132,397$2.09$276,710265,763— plan?
Dec 5, 2016 SForm 4 →Dec 6, 4:30 pm ESTDavid G. HirzPresident & CEO, Director17,143$13.15$225,430212,906−7.45% plan?
Dec 5, 2016 MForm 4 →Dec 6, 4:30 pm ESTDavid G. HirzPresident & CEO, Director17,143$2.09$35,829230,049— plan?
Dec 1, 2016 SForm 4 →Dec 5, 4:30 pm ESTScott R. DrewEVP, Operations56,500$13.31$752,01524,333−69.9% plan?
Dec 1, 2016 MForm 4 →Dec 5, 4:30 pm ESTScott R. DrewEVP, Operations56,500$2.09$118,08535,633— plan?
Dec 1, 2016 SForm 4 →Dec 5, 4:30 pm ESTDavid G. HirzPresident & CEO, Director94,040$13.28$1,248,657212,906−30.6% plan?
Dec 1, 2016 MForm 4 →Dec 5, 4:30 pm ESTDavid G. HirzPresident & CEO, Director115,254$2.09$240,881257,406— plan?
Nov 21, 2016 SForm 4 →Nov 23, 4:30 pm ESTDavid G. HirzPresident & CEO, Director111,153$13.47$1,497,741191,692−36.7% plan?
Nov 21, 2016 MForm 4 →Nov 23, 4:30 pm ESTDavid G. HirzPresident & CEO, Director132,397$2.09$276,710234,705— plan?
Oct 3, 2016 SForm 4 →Oct 5, 4:31 pm EDTDavid G. HirzPresident & CEO, Director111,390$12.79$1,424,218170,448−39.5% plan?
Oct 3, 2016 MForm 4 →Oct 5, 4:31 pm EDTDavid G. HirzPresident & CEO, Director132,397$2.09$276,710233,210— plan?
Sep 12, 2016 SForm 4 →Sep 13, 11:47 am EDTDavid G. HirzPresident & CEO, Director5,029$12.74$64,069149,441−3.26% plan?
Sep 12, 2016 MForm 4 →Sep 13, 11:47 am EDTDavid G. HirzPresident & CEO, Director5,029$2.09$10,511154,470— plan?
Sep 8, 2016 SForm 4 →Sep 12, 4:31 pm EDTDavid G. HirzPresident & CEO, Director106,312$12.92$1,373,707149,441−41.6% plan?
Sep 8, 2016 MForm 4 →Sep 12, 4:31 pm EDTDavid G. HirzPresident & CEO, Director127,368$2.09$266,199189,197— plan?
Jul 27, 2016 FForm 4 →Jul 29, 4:36 pm EDTScott R. DrewEVP, Operations768$15.17$11,65124,333— plan?
Jul 1, 2016 SForm 4 →Jul 6, 5:52 pm EDTScott R. DrewEVP, Operations25,000$14.97$374,19325,101−49.9% plan?
Jul 1, 2016 MForm 4 →Jul 6, 5:52 pm EDTScott R. DrewEVP, Operations25,000$2.09$52,25027,017— plan?
Jun 2, 2016 SForm 4 →Jun 6, 4:30 pm EDTDavid G. HirzPresident & CEO, Director36,647$16.28$596,527128,385−22.2% plan?
Jun 2, 2016 MForm 4 →Jun 6, 4:30 pm EDTDavid G. HirzPresident & CEO, Director36,647$2.09$76,592162,175— plan?
May 6, 2016 AForm 4 →May 10, 5:51 pm EDTKenneth I TuchmanDirector6,389——8,126— plan?
May 6, 2016 AForm 4 →May 10, 5:50 pm EDTJoseph S. TesorieroDirector6,389——7,389— plan?
May 6, 2016 AForm 4 →May 10, 5:50 pm EDTLeland SmithSenior VP, Secretary & GC11,181——11,181— plan?
May 6, 2016 AForm 4 →May 10, 5:50 pm EDTEugene M. SmithVP and Treasurer2,236——32,736— plan?
May 6, 2016 AForm 4 →May 10, 5:50 pm EDTPaul N HopkinsDirector6,389——10,626— plan?
May 6, 2016 AForm 4 →May 10, 5:50 pm EDTMichael A. MortensenSVP Sales & Merchandising9,584——9,584— plan?
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTRichard A LinkGroup VP, Controller, CAO3,194——136,194— plan?
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTAndrew A. GiancamilliDirector6,389——44,389— plan?
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTRichard N PhegleySenior VP & CFO15,974——856,402— plan?
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTScott R. DrewEVP, Operations15,974——25,101— plan?
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTDavid G. HirzPresident & CEO, Director79,872——128,385— plan?
May 6, 2016 AForm 4 →May 10, 5:48 pm EDTNorman AxelrodDirector6,389——82,627— plan?
May 6, 2016 AForm 4 →May 10, 5:47 pm EDTEdward WongSVP, Supply Chain & CIO9,584——9,584— plan?
May 6, 2016 AForm 4 →May 10, 5:46 pm EDTJeffrey D WhynotSVP, Human Resources9,584——140,584— plan?
Apr 25, 2016 SForm 4 →Apr 27, 6:19 pm EDTDavid G. HirzPresident & CEO, Director226$16.25$3,67348,513−0.46% plan?
Apr 25, 2016 MForm 4 →Apr 27, 6:19 pm EDTDavid G. HirzPresident & CEO, Director226$2.09$47248,739— plan?
Mar 29, 2016 SForm 4 →Mar 31, 8:31 pm EDTDavid G. HirzPresident & CEO, Director43,358$16.25$704,56848,513−47.2% plan? amended
Mar 29, 2016 MForm 4 →Mar 31, 8:31 pm EDTDavid G. HirzPresident & CEO, Director47,986$2.09$100,29155,332— plan? amended
Mar 3, 2016 AFForm 4 →May 10, 5:49 pm EDTEleanor HongSenior VP and CMO14,034$16.27$72,40260,510— plan? late
Feb 1, 2016 SForm 4 →Feb 3, 5:01 pm ESTDavid G. HirzPresident & CEO, Director1,400$16.26$22,76043,885−3.09% plan?
Feb 1, 2016 MForm 4 →Feb 3, 5:01 pm ESTDavid G. HirzPresident & CEO, Director2,069$2.09$4,32445,285— plan?
Jan 11, 2016 SForm 4 →Jan 13, 5:15 pm ESTDavid G. HirzPresident & CEO, Director49,365$18.22$899,40843,216−53.3% plan?
Jan 11, 2016 MForm 4 →Jan 13, 5:15 pm ESTDavid G. HirzPresident & CEO, Director67,581$2.09$141,24458,040— plan?
Dec 23, 2015 SForm 4 →Dec 28, 8:02 am ESTEleanor HongSenior VP and CMO18,415$18.00$331,48055,376−25.0% plan?
Dec 23, 2015 MForm 4 →Dec 28, 8:02 am ESTEleanor HongSenior VP and CMO13,228$12.00$158,73657,163— plan?
Dec 21, 2015 SForm 4 →Dec 23, 5:00 pm ESTEleanor HongSenior VP and CMO18,414$17.54$322,96660,563−23.3% plan? amended
Dec 21, 2015 MForm 4 →Dec 23, 5:00 pm ESTEleanor HongSenior VP and CMO13,227$12.00$158,72466,393— plan? amended
Nov 16, 2015 AForm 4 →Nov 17, 4:52 pm ESTKenneth I TuchmanDirector1,737——1,737— plan?
Nov 16, 2015 AForm 4 →Nov 17, 4:50 pm ESTPaul N HopkinsDirector1,737——4,237— plan?
Jul 27, 2015 AForm 4 →Jul 29, 5:15 pm EDTScott R. DrewEVP, Operations, Smart & Final6,127——9,127— plan?
Apr 24, 2015 SForm 4 →Apr 24, 4:31 pm EDTNorman AxelrodDirector1,550$18.50$28,67576,238−1.99% plan?
Apr 24, 2015 SForm 4 →Apr 24, 4:30 pm EDTARES CORPORATE OPPORTUNITIES FUND III LP +910% Owner898,450$18.50$16,621,32544,218,762−1.99% plan?
Apr 20, 2015 SForm 4 →Apr 20, 4:32 pm EDTNorman AxelrodDirector17,212$18.50$318,42277,788−18.1% plan?
Apr 20, 2015 SForm 4 →Apr 20, 4:30 pm EDTARES CORPORATE OPPORTUNITIES FUND III LP +910% Owner9,982,788$18.50$184,681,57845,117,212−18.1% plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 3, 2018 MForm 4 →Dec 4, 5:15 pm ESTMichael A. MortensenSVP Sales & Merchandising21,977——0—
Nov 26, 2018 MForm 4 →Dec 4, 5:15 pm ESTDavid G. HirzPresident & CEO, Director559,500——0— late
Nov 2, 2018 MForm 4 →Nov 6, 4:30 pm ESTMichael A. MortensenSVP Sales & Merchandising21,977——21,977—
Oct 1, 2018 MForm 4 →Oct 3, 4:31 pm EDTMichael A. MortensenSVP Sales & Merchandising21,976——43,954—
May 16, 2018 MForm 4 →May 17, 4:30 pm EDTDavid G. HirzPresident & CEO, Director200,000——559,500—
Apr 16, 2018 MForm 4 →Apr 18, 4:31 pm EDTDavid G. HirzPresident & CEO, Director200,000——759,500—
Apr 9, 2018 MForm 4 →Apr 11, 4:30 pm EDTScott R. DrewEVP, Operations35,930——0—
Mar 8, 2018 MForm 4 →Mar 9, 4:30 pm ESTScott R. DrewEVP, Operations30,000——35,930—
Jan 16, 2018 MForm 4 →Jan 18, 4:30 pm ESTScott R. DrewEVP, Operations36,560——0—
Dec 20, 2017 MForm 4 →Dec 21, 4:30 pm ESTScott R. DrewEVP, Operations36,560——36,560—
Dec 1, 2017 MForm 4 →Dec 5, 4:30 pm ESTMichael A. MortensenSVP Sales & Merchandising9,652——0—
Nov 20, 2017 MForm 4 →Nov 22, 4:31 pm ESTScott R. DrewEVP, Operations54,840——73,120—
Nov 1, 2017 MForm 4 →Nov 3, 4:30 pm EDTMichael A. MortensenSVP Sales & Merchandising19,304——9,652—
Oct 2, 2017 MForm 4 →Oct 4, 4:30 pm EDTMichael A. MortensenSVP Sales & Merchandising19,304——28,956—
Jul 6, 2017 MForm 4 →Jul 10, 4:31 pm EDTMichael A. MortensenSVP Sales & Merchandising26,980——0—
Jul 3, 2017 MForm 4 →Jul 6, 7:00 pm EDTMichael A. MortensenSVP Sales & Merchandising26,980——26,980—
Jun 12, 2017 MForm 4 →Jun 13, 4:30 pm EDTScott R. DrewEVP, Operations21,000——127,960—
Jun 1, 2017 MForm 4 →Jun 2, 4:30 pm EDTMichael A. MortensenSVP Sales & Merchandising26,980——53,960—
May 8, 2017 AForm 4 →May 10, 4:33 pm EDTEugene M. SmithVP and Treasurer6,782——6,782—
May 8, 2017 AForm 4 →May 10, 4:33 pm EDTEleanor HongSenior VP and CMO29,069——29,069—
May 8, 2017 AForm 4 →May 10, 4:33 pm EDTEdward WongSVP, Supply Chain & CIO29,069——29,069—
May 8, 2017 AForm 4 →May 10, 4:32 pm EDTDavid G. HirzPresident & CEO, Director242,248——242,248—
May 8, 2017 AForm 4 →May 10, 4:31 pm EDTRichard A LinkGroup VP, Controller, CAO14,534——14,534—
May 8, 2017 AForm 4 →May 10, 4:31 pm EDTScott R. DrewEVP, Operations53,294——53,294—
May 8, 2017 AForm 4 →May 10, 4:31 pm EDTDerek R JonesPresident, Cash & Carry62,984——62,984—
May 8, 2017 AForm 4 →May 10, 4:31 pm EDTJeffrey D WhynotSVP, Human Resources29,069——29,069—
May 8, 2017 AForm 4 →May 10, 4:30 pm EDTLeland SmithSenior VP, Secretary & GC29,069——29,069—
May 8, 2017 AForm 4 →May 10, 4:30 pm EDTMichael A. MortensenSVP Sales & Merchandising29,069——29,069—
May 8, 2017 AForm 4 →May 10, 4:30 pm EDTRichard N PhegleySenior Vice President & CFO53,294——53,294—
May 1, 2017 MForm 4 →May 3, 5:30 pm EDTMichael A. MortensenSVP Sales & Merchandising26,980——80,940—
Apr 3, 2017 MForm 4 →Apr 5, 4:30 pm EDTMichael A. MortensenSVP Sales & Merchandising53,960——107,920—
Mar 20, 2017 MForm 4 →Mar 22, 4:31 pm EDTDavid G. HirzPresident & CEO, Director132,399——0—
Mar 1, 2017 MForm 4 →Mar 3, 4:32 pm ESTScott R. DrewEVP, Operations11,200——0—
Feb 9, 2017 MForm 4 →Feb 13, 4:31 pm ESTMichael A. MortensenSVP Sales & Merchandising26,980——161,880—
Feb 1, 2017 MForm 4 →Feb 3, 4:30 pm ESTScott R. DrewEVP, Operations11,200——11,200—
Feb 1, 2017 MForm 4 →Feb 3, 4:30 pm ESTDavid G. HirzPresident & CEO, Director132,397——132,399—
Jan 17, 2017 MForm 4 →Jan 18, 4:30 pm ESTMichael A. MortensenSVP Sales & Merchandising26,980——188,860—
Jan 3, 2017 MForm 4 →Jan 5, 4:32 pm ESTScott R. DrewEVP, Operations11,240——22,400—
Jan 3, 2017 MForm 4 →Jan 5, 4:30 pm ESTDavid G. HirzPresident & CEO, Director132,397——264,796—
Dec 5, 2016 MForm 4 →Dec 6, 4:30 pm ESTDavid G. HirzPresident & CEO, Director17,143——397,193—
Dec 1, 2016 MForm 4 →Dec 5, 4:30 pm ESTScott R. DrewEVP, Operations56,500——33,640—
Dec 1, 2016 MForm 4 →Dec 5, 4:30 pm ESTDavid G. HirzPresident & CEO, Director115,254——414,336—
Nov 21, 2016 MForm 4 →Nov 23, 4:30 pm ESTDavid G. HirzPresident & CEO, Director132,397——529,590—
Oct 3, 2016 MForm 4 →Oct 5, 4:31 pm EDTDavid G. HirzPresident & CEO, Director132,397——661,987—
Sep 12, 2016 MForm 4 →Sep 13, 11:47 am EDTDavid G. HirzPresident & CEO, Director5,029——794,384—
Sep 8, 2016 MForm 4 →Sep 12, 4:31 pm EDTDavid G. HirzPresident & CEO, Director127,368——799,413—
Jul 1, 2016 MForm 4 →Jul 6, 5:52 pm EDTScott R. DrewEVP, Operations25,000——90,140—
Jun 2, 2016 MForm 4 →Jun 6, 4:30 pm EDTDavid G. HirzPresident & CEO, Director36,647——926,781—
May 6, 2016 AForm 4 →May 10, 5:50 pm EDTLeland SmithSenior VP, Secretary & GC31,382——3,993—
May 6, 2016 AForm 4 →May 10, 5:50 pm EDTEugene M. SmithVP and Treasurer5,591——5,591—
May 6, 2016 AForm 4 →May 10, 5:50 pm EDTMichael A. MortensenSVP Sales & Merchandising23,961——23,961—
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTRichard A LinkGroup VP, Controller, CAO7,987——7,987—
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTEleanor HongSenior VP and CMO23,961——23,961—
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTRichard N PhegleySenior VP & CFO39,936——39,936—
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTScott R. DrewEVP, Operations39,936——39,936—
May 6, 2016 AForm 4 →May 10, 5:49 pm EDTDavid G. HirzPresident & CEO, Director199,680——199,680—
May 6, 2016 AForm 4 →May 10, 5:47 pm EDTEdward WongSVP, Supply Chain & CIO23,961——23,961—
May 6, 2016 AForm 4 →May 10, 5:46 pm EDTJeffrey D WhynotSVP, Human Resources23,961——23,961—
Apr 25, 2016 MForm 4 →Apr 27, 6:19 pm EDTDavid G. HirzPresident & CEO, Director226——963,428—
Mar 29, 2016 MForm 4/A →Apr 4, 9:33 pm EDTDavid G. HirzPresident & CEO, Director47,986——963,654—
Mar 29, 2016 MForm 4 →Mar 31, 8:31 pm EDTDavid G. HirzPresident & CEO, Director47,986——963,654— amended
Feb 1, 2016 MForm 4 →Feb 3, 5:01 pm ESTDavid G. HirzPresident & CEO, Director2,069——1,011,640—
Jan 11, 2016 MForm 4 →Jan 13, 5:15 pm ESTDavid G. HirzPresident & CEO, Director67,581——1,013,709—
Dec 23, 2015 MForm 4 →Dec 28, 8:02 am ESTEleanor HongSenior VP and CMO13,228——100,726—
Dec 21, 2015 MForm 4/A →Dec 28, 8:00 am ESTEleanor HongSenior VP and CMO9,061——106,322—
Dec 21, 2015 MForm 4 →Dec 23, 5:00 pm ESTEleanor HongSenior VP and CMO13,227——63,738— amended
Jul 27, 2015 AForm 4 →Jul 29, 5:15 pm EDTScott R. DrewEVP, Operations, Smart & Final15,000——15,000—