SEC Form 4 · accession 0001104659-15-079678
Smart & Final Stores, Inc. · SFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth I Tuchman
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563407
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, par value $0.001F1 | Nov 16, 2015 | A | 1,737 | $0.00 | A | 1,737 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock. The restrictions lapse in four equal installments on November 16, 2016, 2017, 2018 and 2019.