Insider · CIK 0001535264
AWM Investment Company, Inc.
Files at: MASS, SUNE, EMAN, GNSS, CRBO, OPRX, ERNA, XWEL and 15 more. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2026 SForm 4 → | Sep 25, 4:19 pm EDT | 908 Devices Inc.MASS | 25,000 | $11.36 | $283,876 | 4,754,773 | −0.52% | |
| Aug 20, 2026 SForm 4 → | Aug 24, 4:50 pm EDT | 908 Devices Inc.MASS | 50,000 | $10.60 | $529,797 | 4,779,773 | −1.04% | |
| Aug 4, 2026 SForm 4 → | Aug 6, 4:26 pm EDT | 908 Devices Inc.MASS | 50,000 | $8.36 | $417,765 | 4,829,773 | −1.02% | |
| Jun 22, 2026 SForm 4 → | Jun 24, 4:26 pm EDT | 908 Devices Inc.MASS | 7,718 | $9.00 | $69,428 | 4,879,773 | −0.16% | |
| Jun 2, 2026 SForm 4 → | Jun 4, 4:43 pm EDT | 908 Devices Inc.MASS | 42,282 | $8.97 | $379,231 | 4,887,491 | −0.86% | |
| Jan 7, 2019 SForm 4 → | Jan 8, 5:05 pm EST | EMAGIN CORPEMAN | 536,900 | $0.9039 | $485,278 | 4,492,624 | −10.7% | plan? |
| Jan 2, 2019 SForm 4 → | Jan 4, 4:52 pm EST | EMAGIN CORPEMAN | 400,000 | $0.9604 | $384,158 | 5,029,524 | −7.37% | plan? |
| Jun 20, 2018 PForm 4 → | Jun 22, 4:21 pm EDT | LRAD CorpLRAD | 407,200 | $2.47 | $1,005,784 | 4,950,706 | +8.96% | plan? |
| Jun 15, 2018 PForm 4 → | Jun 19, 3:45 pm EDT | LRAD CorpLRAD | 564,549 | $2.20 | $1,242,008 | 4,543,506 | +14.2% | plan? |
| Jun 7, 2018 SForm 4 → | Jun 8, 5:15 pm EDT | LRAD CorpLRAD | 10,800 | $2.00 | $21,600 | 3,978,957 | −0.27% | plan? |
| Mar 12, 2018 SForm 4 → | Mar 14, 4:41 pm EDT | NTN BUZZTIME INCNTN | 36,679 | $6.41 | $235,134 | 251,562 | −12.7% | plan? |
| Feb 12, 2018 SForm 4 → | Feb 14, 6:20 pm EST | EMAGIN CORPEMAN | 220,809 | $1.92 | $423,190 | 5,429,524 | −3.91% | plan? |
| Dec 27, 2017 SForm 4 → | Dec 29, 4:20 pm EST | FORM Holdings Corp.FH | 110,000 | $1.52 | $167,549 | 2,643,745 | −3.99% | plan? |
| Dec 21, 2017 SForm 4 → | Dec 26, 4:58 pm EST | FORM Holdings Corp.FH | 200,000 | $1.50 | $300,110 | 2,753,745 | −6.77% | plan? |
| Nov 28, 2017 SForm 4 → | Nov 30, 5:02 pm EST | NTN BUZZTIME INCNTN | 22,835 | $5.11 | $116,574 | 288,241 | −7.34% | plan? |
| Sep 22, 2017 SForm 4 → | Sep 26, 4:50 pm EDT | IZEA, Inc.IZEA | 450,000 | $5.74 | $2,584,631 | 568,216 | −44.2% | plan? |
| Sep 18, 2017 SForm 4 → | Sep 20, 4:03 pm EDT | NTN BUZZTIME INCNTN | 86 | $7.25 | $624 | 311,076 | −0.03% | plan? |
| Sep 13, 2017 SForm 4 → | Sep 15, 4:29 pm EDT | FORM Holdings Corp.FH | 800 | $1.35 | $1,080 | 2,953,745 | −0.03% | plan? |
| Sep 8, 2017 SForm 4 → | Sep 12, 4:22 pm EDT | NTN BUZZTIME INCNTN | 307 | $7.25 | $2,226 | 311,162 | −0.10% | plan? |
| Aug 31, 2017 SForm 4 → | Sep 5, 4:15 pm EDT | NTN BUZZTIME INCNTN | 550 | $7.43 | $4,087 | 311,469 | −0.18% | plan? |
| Aug 28, 2017 SForm 4 → | Aug 30, 4:41 pm EDT | NTN BUZZTIME INCNTN | 2,300 | $7.42 | $17,074 | 312,019 | −0.73% | plan? |
| Aug 23, 2017 SForm 4 → | Aug 25, 4:47 pm EDT | NTN BUZZTIME INCNTN | 2,566 | $7.48 | $19,205 | 314,319 | −0.81% | plan? |
| Aug 18, 2017 SForm 4 → | Aug 22, 4:38 pm EDT | NTN BUZZTIME INCNTN | 458 | $7.84 | $3,591 | 316,885 | −0.14% | plan? |
| Aug 15, 2017 SForm 4 → | Aug 17, 4:04 pm EDT | NTN BUZZTIME INCNTN | 755 | $7.56 | $5,711 | 317,343 | −0.24% | plan? |
| Aug 11, 2017 SForm 4 → | Aug 15, 4:07 pm EDT | NTN BUZZTIME INCNTN | 6,093 | $7.52 | $45,790 | 318,098 | −1.88% | plan? |
| Aug 3, 2017 SForm 4 → | Aug 4, 4:36 pm EDT | Intellicheck, Inc.IDN | 5,100 | $2.49 | $12,691 | 1,492,043 | −0.34% | plan? |
| Jul 31, 2017 SForm 4 → | Aug 2, 4:48 pm EDT | Intellicheck, Inc.IDN | 28,696 | $3.02 | $86,774 | 1,497,143 | −1.88% | plan? |
| Jul 25, 2017 SForm 4 → | Jul 27, 4:37 pm EDT | Intellicheck, Inc.IDN | 4,035 | $3.42 | $13,816 | 1,525,839 | −0.26% | plan? |
| Jul 21, 2017 SForm 4 → | Jul 24, 4:45 pm EDT | Intellicheck, Inc.IDN | 32,135 | $3.52 | $113,270 | 1,529,874 | −2.06% | plan? |
| Jul 11, 2017 SForm 4 → | Jul 13, 4:48 pm EDT | Intellicheck, Inc.IDN | 63,452 | $3.71 | $235,610 | 1,562,009 | −3.90% | plan? |
| Jun 7, 2017 SForm 4 → | Jun 9, 4:12 pm EDT | Intellicheck, Inc.IDN | 21,000 | $4.16 | $87,343 | 1,628,341 | −1.27% | plan? |
| Jun 2, 2017 SForm 4 → | Jun 6, 4:50 pm EDT | Intellicheck, Inc.IDN | 48,456 | $4.25 | $206,105 | 1,649,341 | −2.85% | plan? |
| May 19, 2017 SForm 4 → | May 23, 4:51 pm EDT | Intellicheck Mobilisa, Inc.IDN | 13,109 | $3.87 | $50,711 | 1,821,686 | −0.71% | plan? |
| May 15, 2017 SForm 4 → | May 17, 4:21 pm EDT | Intellicheck Mobilisa, Inc.IDN | 40,252 | $3.99 | $160,646 | 1,834,795 | −2.15% | plan? |
| May 9, 2017 SForm 4 → | May 11, 4:52 pm EDT | Intellicheck Mobilisa, Inc.IDN | 109,975 | $3.46 | $380,870 | 1,875,047 | −5.54% | plan? |
| Feb 25, 2017 SForm 4 → | May 25, 5:04 pm EDT | Intellicheck Mobilisa, Inc.IDN | 123,889 | $4.20 | $520,852 | 1,697,797 | −6.80% | plan? late |
| Feb 24, 2017 JForm 4 → | Feb 28, 10:13 am EST | Ideal Power Inc.IPWR | 810,000 | $2.43 | $1,968,300 | 871,935 | — | plan? |
| Dec 30, 2016 SForm 4 → | Jan 3, 2017, 4:44 pm EST | NTN BUZZTIME INCNTN | 2,310 | $8.50 | $19,635 | 324,191 | −0.71% | plan? |
| Dec 29, 2016 SForm 4 → | Jan 3, 2017, 4:21 pm EST | hopTo Inc.HPTO | 51,977 | $0.0314 | $1,632 | 929,185 | −5.30% | plan? |
| Dec 21, 2016 SForm 4 → | Dec 28, 12:25 pm EST | NTN BUZZTIME INCNTN | 5,752 | $8.84 | $50,838 | 326,501 | −1.73% | plan? late |
| Nov 14, 2016 SForm 4 → | Nov 17, 9:32 am EST | LRAD CorpLRAD | 202,953 | $1.80 | $365,315 | 3,989,757 | −4.84% | plan? late |
| Mar 29, 2016 SForm 4 → | Mar 31, 2017, 3:51 pm EDT | TearLab CorpTEAR | 327,674 | $3.20 | $1,049,220 | 400,505 | −45.0% | plan? late |
| Mar 28, 2016 SForm 4 → | Mar 29, 3:09 pm EDT | CPI AEROSTRUCTURES INCCVU | 77,000 | $7.03 | $541,150 | 854,040 | −8.27% | plan? |
| Mar 17, 2016 SForm 4 → | Mar 21, 4:34 pm EDT | BROADWIND ENERGY, INC.BWEN | 71,300 | $2.43 | $173,323 | 1,477,722 | −4.60% | plan? |
| Mar 16, 2016 SForm 4 → | Mar 17, 4:54 pm EDT | BROADWIND ENERGY, INC.BWEN | 40,000 | $2.27 | $90,956 | 1,549,022 | −2.52% | plan? |
| Mar 14, 2016 SForm 4 → | Mar 16, 4:30 pm EDT | BROADWIND ENERGY, INC.BWEN | 23,092 | $2.15 | $49,648 | 1,589,022 | −1.43% | plan? |
| Mar 8, 2016 SForm 4 → | Mar 10, 3:53 pm EST | BROADWIND ENERGY, INC.BWEN | 1,200 | $2.19 | $2,630 | 1,612,114 | −0.07% | plan? |
| Mar 4, 2016 SForm 4 → | Mar 8, 3:49 pm EST | BROADWIND ENERGY, INC.BWEN | 9,966 | $2.10 | $20,929 | 1,613,314 | −0.61% | plan? |
| Mar 2, 2016 SForm 4 → | Mar 4, 1:15 pm EST | BROADWIND ENERGY, INC.BWEN | 700 | $2.09 | $1,460 | 1,623,280 | −0.04% | plan? |
| Feb 5, 2016 SForm 4 → | Feb 8, 4:34 pm EST | BROADWIND ENERGY, INC.BWEN | 7,500 | $2.00 | $15,000 | 1,623,980 | −0.46% | plan? |
| Dec 30, 2015 SForm 4 → | Jan 4, 2016, 4:29 pm EST | Cellectar Biosciences, Inc.CLRB | 100,000 | $0.6902 | $69,019 | 0 | −100% | plan? |
| Dec 29, 2015 SForm 4 → | Dec 30, 3:41 pm EST | Cellectar Biosciences, Inc.CLRB | 82,847 | $0.6929 | $57,405 | 100,000 | −45.3% | plan? |
| Dec 24, 2015 SForm 4 → | Dec 29, 4:28 pm EST | Cellectar Biosciences, Inc.CLRB | 367,966 | $0.7312 | $269,044 | 182,847 | −66.8% | plan? |
| Dec 22, 2015 SForm 4 → | Dec 23, 3:45 pm EST | Cellectar Biosciences, Inc.CLRB | 7,938 | $0.9046 | $7,181 | 550,813 | −1.42% | plan? |
| Dec 18, 2015 SForm 4 → | Dec 22, 4:05 pm EST | Cellectar Biosciences, Inc.CLRB | 27,621 | $0.9163 | $25,310 | 558,751 | −4.71% | plan? |
| Dec 16, 2015 SForm 4 → | Dec 18, 4:40 pm EST | Cellectar Biosciences, Inc.CLRB | 71,225 | $0.8688 | $61,881 | 586,372 | −10.8% | plan? |
| Dec 15, 2015 SForm 4 → | Dec 16, 3:50 pm EST | Cellectar Biosciences, Inc.CLRB | 44,965 | $0.8243 | $37,065 | 657,597 | −6.40% | plan? |
| Dec 14, 2015 SForm 4 → | Dec 16, 3:18 pm EST | BROADWIND ENERGY, INC.BWEN | 425,991 | $2.10 | $894,671 | 1,631,480 | −20.7% | plan? |
| Dec 4, 2015 SForm 4 → | Dec 8, 4:29 pm EST | Cellectar Biosciences, Inc.CLRB | 50,950 | $1.06 | $54,182 | 702,562 | −6.76% | plan? |
| Dec 1, 2015 SForm 4 → | Dec 3, 3:35 pm EST | Cellectar Biosciences, Inc.CLRB | 42,110 | $1.04 | $43,815 | 753,512 | −5.29% | plan? |
| Nov 25, 2015 SForm 4 → | Dec 1, 4:38 pm EST | Cellectar Biosciences, Inc.CLRB | 4,378 | $1.20 | $5,265 | 795,622 | −0.55% | plan? late |
| Nov 24, 2015 SForm 4 → | Nov 25, 4:17 pm EST | PRECISION OPTICS CORPORATION, INC.PEYE | 1,073,999 | $4.00 | $4,299,218 | 0 | −100% | plan? |
| Nov 23, 2015 SForm 4 → | Nov 25, 4:08 pm EST | LRAD CorpLRAD | 475,000 | $1.60 | $760,000 | 4,192,710 | −10.2% | plan? |
| Nov 23, 2015 SForm 4 → | Nov 25, 3:58 pm EST | Cellectar Biosciences, Inc.CLRB | 173,802 | $1.24 | $214,749 | 800,000 | −17.8% | plan? |
| Nov 19, 2015 SForm 4 → | Nov 23, 3:09 pm EST | Cellectar Biosciences, Inc.CLRB | 96,806 | $1.17 | $113,336 | 973,802 | −9.04% | plan? |
| Nov 5, 2015 SForm 4 → | Nov 9, 3:56 pm EST | PRECISION OPTICS CORPORATION, INC.PEYE | 59,500 | $0.50 | $29,750 | 1,073,999 | −5.25% | plan? |
| Nov 3, 2015 SForm 4 → | Nov 5, 4:29 pm EST | PRECISION OPTICS CORPORATION, INC.PEYE | 2,500 | $0.50 | $1,250 | 1,133,499 | −0.22% | plan? |
| Oct 28, 2015 SForm 4 → | Oct 29, 4:48 pm EDT | Cellectar Biosciences, Inc.CLRB | 99 | $2.00 | $198 | 1,070,608 | −0.01% | plan? |
| Oct 26, 2015 UForm 4 → | Nov 4, 11:54 am EST | ADEPT TECHNOLOGY INCADEP | 1,854,812 | $13.00 | $24,112,556 | 0 | — | plan? late |
| Oct 26, 2015 SForm 4 → | Oct 28, 4:10 pm EDT | PRECISION OPTICS CORPORATION, INC.PEYE | 133,214 | $0.5589 | $74,452 | 1,135,999 | −10.5% | plan? |
| Oct 22, 2015 SForm 4 → | Oct 26, 4:46 pm EDT | Cellectar Biosciences, Inc.CLRB | 8,866 | $2.00 | $17,732 | 1,070,707 | −0.82% | plan? |
| Oct 6, 2015 SForm 4 → | Oct 8, 4:14 pm EDT | Cellectar Biosciences, Inc.CLRB | 2,554 | $2.00 | $5,108 | 1,079,573 | −0.24% | plan? |
| Oct 2, 2015 SForm 4 → | Oct 6, 4:18 pm EDT | Cellectar Biosciences, Inc.CLRB | 7,500 | $2.04 | $15,303 | 1,082,127 | −0.69% | plan? |
| Sep 30, 2015 SForm 4 → | Oct 2, 4:26 pm EDT | Cellectar Biosciences, Inc.CLRB | 27,940 | $2.05 | $57,174 | 1,089,627 | −2.50% | plan? |
| Sep 28, 2015 SForm 4 → | Sep 30, 4:18 pm EDT | Cellectar Biosciences, Inc.CLRB | 24,801 | $2.36 | $58,583 | 1,117,567 | −2.17% | plan? |
| Sep 23, 2015 SForm 4 → | Sep 25, 4:29 pm EDT | PFSWEB INCPFSW | 162,258 | $14.12 | $2,291,256 | 1,780,000 | −8.35% | plan? |
| Sep 23, 2015 SForm 4 → | Sep 25, 4:17 pm EDT | WaferGen Bio-systems, Inc.WGBS | 505,282 | $2.10 | $1,061,856 | 402,345 | −55.7% | plan? |
| Sep 21, 2015 SForm 4 → | Sep 24, 11:27 am EDT | WaferGen Bio-systems, Inc.WGBS | 492,373 | $2.31 | $1,134,962 | 907,627 | −35.2% | plan? late |
| Aug 27, 2015 SForm 4 → | Aug 31, 4:20 pm EDT | PFSWEB INCPFSW | 49,000 | $13.05 | $639,309 | 1,942,258 | −2.46% | plan? |
| Aug 25, 2015 SForm 4 → | Aug 28, 10:22 am EDT | PFSWEB INCPFSW | 1,000 | $13.00 | $13,000 | 1,991,258 | −0.05% | plan? late |
| Aug 25, 2015 PForm 4 → | Aug 27, 4:17 pm EDT | PFSWEB INCPFSW | 1,000 | $13.00 | $13,000 | 1,991,258 | +0.05% | plan? |
| Jul 15, 2015 SForm 4 → | Jul 17, 5:15 pm EDT | PFSWEB INCPFSW | 75,601 | $13.82 | $1,044,857 | 1,992,258 | — | plan? |
| Jul 1, 2015 SForm 4 → | Jul 7, 1:45 pm EDT | Carbon Natural Gas CoCRBO | 20,000 | $0.6205 | $12,410 | 10,868,889 | −0.18% | plan? late |
| Jun 26, 2015 SForm 4 → | Jun 30, 3:43 pm EDT | PFSWEB INCPFSW | 5,309 | $13.85 | $73,532 | 2,067,859 | −0.26% | plan? |
| Jun 25, 2015 SForm 4 → | Jun 26, 4:23 pm EDT | BROADWIND ENERGY, INC.BWEN | 71,850 | $4.32 | $310,176 | 1,469,550 | −4.66% | plan? |
| Jun 17, 2015 SForm 4 → | Jun 19, 3:48 pm EDT | BROADWIND ENERGY, INC.BWEN | 83,450 | $4.16 | $347,098 | 1,541,400 | −5.14% | plan? |
| Jun 12, 2015 SForm 4 → | Jun 16, 5:12 pm EDT | BROADWIND ENERGY, INC.BWEN | 14,800 | $4.05 | $59,916 | 1,624,850 | −0.90% | plan? |
| Jun 11, 2015 SForm 4 → | Jun 12, 3:35 pm EDT | BROADWIND ENERGY, INC.BWEN | 40,000 | $3.98 | $159,360 | 1,639,650 | −2.38% | plan? |
| Jun 9, 2015 SForm 4 → | Jun 11, 3:31 pm EDT | BROADWIND ENERGY, INC.BWEN | 30,500 | $4.09 | $124,842 | 1,679,650 | −1.78% | plan? |
| Jun 8, 2015 SForm 4 → | Jun 10, 4:37 pm EDT | CTPARTNERS EXECUTIVE SEARCH INC.CTP | 102,700 | $2.25 | $231,209 | 830,718 | −11.0% | plan? |
| Jun 5, 2015 SForm 4 → | Jun 9, 3:38 pm EDT | BROADWIND ENERGY, INC.BWEN | 66,200 | $4.39 | $290,451 | 1,710,150 | −3.73% | plan? |
| Jun 4, 2015 SForm 4 → | Jun 8, 4:41 pm EDT | LIGHTBRIDGE CorpLTBR | 100,000 | $1.64 | $164,110 | 1,099,954 | −8.33% | plan? |
| May 21, 2015 SForm 4 → | May 26, 4:43 pm EDT | CTPARTNERS EXECUTIVE SEARCH INC.CTP | 24,741 | $4.00 | $99,006 | 933,418 | −2.58% | plan? |
| May 18, 2015 SForm 4 → | May 20, 3:55 pm EDT | LIGHTBRIDGE CorpLTBR | 2,250,000 | $2.23 | $5,008,725 | 1,199,954 | −65.2% | plan? |
| May 15, 2015 PForm 4 → | May 19, 4:45 pm EDT | Ideal Power Inc.IPWR | 535,000 | $7.75 | $4,146,250 | 1,681,935 | +46.6% | plan? |
| Apr 24, 2015 SForm 4 → | Apr 28, 2:43 pm EDT | LIGHTBRIDGE CorpLTBR | 25,483 | $1.50 | $38,213 | 3,449,954 | −0.73% | plan? |
| Apr 22, 2015 SForm 4 → | Apr 24, 2:12 pm EDT | LIGHTBRIDGE CorpLTBR | 33,352 | $1.45 | $48,296 | 3,475,437 | −0.95% | plan? |
| Apr 10, 2015 SForm 4 → | Apr 14, 4:55 pm EDT | PFSWEB INCPFSW | 3,583 | $11.00 | $39,413 | 2,073,168 | −0.17% | plan? |
| Apr 10, 2015 SForm 4 → | Apr 14, 4:48 pm EDT | CTPARTNERS EXECUTIVE SEARCH INC.CTP | 6,200 | $4.19 | $25,997 | 958,159 | −0.64% | plan? |
| Apr 8, 2015 SForm 4 → | Apr 10, 1:04 pm EDT | PFSWEB INCPFSW | 2,539 | $11.00 | $27,929 | 2,076,751 | −0.12% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2016 JForm 4 → | Feb 17, 2:11 pm EST | PRECISION OPTICS CORPORATION, INC.PEYE | 350,000 | — | — | 0 | — | |
| Feb 4, 2016 JForm 4 → | Feb 8, 1:57 pm EST | LRAD CorpLRAD | 788,090 | — | — | 0 | — |