SEC Form 4 · accession 0001535264-16-000122
Genasys Inc. · GNSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
AWM Investment Company, Inc.
10% Owner
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924383
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $2.67 | Feb 4, 2016 | J | 788,090 | D | Feb 4, 2011 | Feb 4, 2016 | Common Stock | 0 | 0 | I |
Explanation of responses
- F1Warrants expired on 2/4/2016.