Insider · CIK 0001474801

Laurence Penn

Files at: EFC, EIOM, EARN. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $1.8M · 15sales $0 · 0net $1.8M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 14, 2018 PForm 4 →	Nov 15, 4:24 pm EST	Ellington Financial LLCEFC	28,631	$16.15	$462,391	105,563	+37.2%	plan?
Nov 13, 2018 AForm 4 →	Nov 14, 4:34 pm EST	Ellington Financial LLCEFC	2,408	$16.16	$38,913	76,932	—	plan?
Nov 12, 2018 PForm 4 →	Nov 14, 4:34 pm EST	Ellington Financial LLCEFC	30,000	$16.20	$486,000	74,524	+67.4%	plan?
May 14, 2018 PForm 4 →	May 15, 4:32 pm EDT	Ellington Financial LLCEFC	3,959	$15.96	$63,186	44,524	+9.76%	plan?
May 10, 2018 PForm 4 →	May 14, 5:06 pm EDT	Ellington Financial LLCEFC	23,890	$15.77	$376,794	40,565	+143%	plan?
May 9, 2018 PForm 4 →	May 10, 6:11 pm EDT	Ellington Residential Mortgage REITEARN	15,000	$10.88	$163,200	35,710	+72.4%	plan?
Sep 30, 2017 JForm 4 →	Mar 26, 2018, 10:22 am EDT	Ellington Financial LLCEFC	6,414	—	—	468,611	—	plan? late
Feb 11, 2016 PForm 4 →	Feb 16, 5:36 pm EST	Ellington Residential Mortgage REITEARN	950	$10.89	$10,345	20,710	+4.81%	plan?
Feb 9, 2016 PForm 4 →	Feb 11, 4:30 pm EST	Ellington Residential Mortgage REITEARN	1,534	$10.93	$16,772	19,760	+8.42%	plan?
Feb 5, 2016 PForm 4 →	Feb 9, 5:01 pm EST	Ellington Residential Mortgage REITEARN	2,532	$11.27	$28,537	18,226	+16.1%	plan?
Feb 3, 2016 PForm 4 →	Feb 5, 4:46 pm EST	Ellington Residential Mortgage REITEARN	1,854	$11.59	$21,488	15,694	+13.4%	plan?
Feb 1, 2016 PForm 4 →	Feb 3, 5:04 pm EST	Ellington Residential Mortgage REITEARN	1,100	$11.41	$12,549	13,840	+8.63%	plan?
Jan 28, 2016 PForm 4 →	Feb 1, 4:29 pm EST	Ellington Residential Mortgage REITEARN	3,752	$11.22	$42,104	12,740	+41.7%	plan?
Jan 26, 2016 PForm 4 →	Jan 28, 4:37 pm EST	Ellington Residential Mortgage REITEARN	2,438	$10.88	$26,538	8,988	+37.2%	plan?
Jan 22, 2016 PForm 4 →	Jan 26, 4:31 pm EST	Ellington Residential Mortgage REITEARN	1,450	$10.72	$15,544	6,550	+28.4%	plan?
Jan 20, 2016 PForm 4 →	Jan 22, 4:48 pm EST	Ellington Residential Mortgage REITEARN	2,945	$10.04	$29,568	5,100	+137%	plan?
Jan 15, 2016 PForm 4 →	Jan 20, 4:32 pm EST	Ellington Residential Mortgage REITEARN	2,155	$10.72	$23,102	2,155	—	plan?
Jul 8, 2015 JForm 4 →	Jul 8, 1:53 pm EDT	Ellington Financial LLCEFC	279,023	—	—	462,197	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.