Form4insider filings, from the source

Company · CIK 0001411342 · SIC 6500 — Real Estate · NYSE

Ellington Financial Inc. · EFC

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $2.7M · 6sales $0 · 0net $2.7M
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesMay 9Jun 9Jul 11Aug 12Sep 12Oct 14Nov 15

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Sep 9, 2026 AForm 4 →Sep 10, 4:10 pm EDTRonald I SimonDirector10,181——90,181—
Sep 9, 2026 AForm 4 →Sep 10, 4:09 pm EDTLisa MumfordDirector10,181——98,954—
Aug 5, 2026 JForm 4 →Aug 6, 9:47 pm EDTMichael W VranosCo-Chief Investment Officer6,794——1,129,746—
Nov 14, 2018 PForm 4 →Nov 15, 4:24 pm ESTLaurence PennCEO and President, Director28,631$16.15$462,391105,563+37.2% plan?
Nov 13, 2018 AForm 4 →Nov 14, 4:34 pm ESTLaurence PennCEO and President, Director2,408$16.16$38,91376,932— plan?
Nov 12, 2018 PForm 4 →Nov 14, 4:34 pm ESTLaurence PennCEO and President, Director30,000$16.20$486,00074,524+67.4% plan?
Oct 31, 2018 JForm 4 →Nov 2, 5:53 pm EDTMichael W VranosCo-Chief Investment Officer, Director, 10% Owner2,636——1,028,556— plan?
Sep 13, 2018 MForm 4 →Sep 14, 4:05 pm EDTRonald I SimonDirector3,334——26,000— plan?
Aug 1, 2018 JForm 4 →Aug 3, 5:12 pm EDTMichael W VranosCo-Chief Investment Officer, Director, 10% Owner1,841——1,025,920— plan?
May 23, 2018 PForm 4 →May 24, 4:07 pm EDTRonald I SimonDirector1,839$16.20$29,79222,666+8.83% plan?
May 14, 2018 PForm 4 →May 15, 4:32 pm EDTLaurence PennCEO and President, Director3,959$15.96$63,18644,524+9.76% plan?
May 11, 2018 PForm 4 →May 15, 4:30 pm EDTMichael W VranosCo-Chief Investment Officer, Director, 10% Owner79,795$15.83$1,263,295394,321+25.4% plan?
May 10, 2018 PForm 4 →May 14, 5:06 pm EDTLaurence PennCEO and President, Director23,890$15.77$376,79440,565+143% plan?
Dec 14, 2017 JForm 4 →Dec 15, 1:58 pm ESTMichael W Vranos +1Co-Chief Investment Officer, Director, 10% Owner20,413——1,024,079— plan?
Sep 30, 2017 JForm 4 →Mar 26, 2018, 10:23 am EDTMark TecotzkyCo-Chief Investment Officer1,511——26,838— plan? late
Sep 30, 2017 JForm 4 →Mar 26, 2018, 10:22 am EDTLaurence PennCEO and President, Director6,414——468,611— plan? late
Sep 13, 2017 MForm 4 →Sep 14, 4:22 pm EDTRonald I SimonDirector2,801——20,827— plan?
Nov 16, 2016 JForm 4 →Nov 16, 4:30 pm ESTMichael W Vranos +1Co-Chief Investment Officer, Director, 10% Owner65,879——1,044,492— plan?
Sep 14, 2016 MForm 4 →Sep 15, 4:35 pm EDTRonald I SimonDirector2,475——18,026— plan?
Mar 7, 2016 JForm 4 →May 12, 4:38 pm EDTMichael W Vranos +1Co-Chief Investment Officer, Director, 10% Owner8,601——978,613— plan? late
Sep 15, 2015 MForm 4 →Sep 17, 4:09 pm EDTRonald I SimonDirector1,947——15,551— plan?
Jul 8, 2015 JForm 4 →Jul 8, 1:53 pm EDTLaurence PennCEO and President, Director279,023——462,197— plan?
Jul 8, 2015 JForm 4 →Jul 8, 1:52 pm EDTMark TecotzkyCo-Chief Investment Officer4,042——25,326— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Sep 9, 2026 AForm 4 →Sep 10, 4:10 pm EDTEdward ResendezDirector10,181——76,548—
Sep 9, 2026 AForm 4 →Sep 10, 4:10 pm EDTStephen J DannhauserDirector10,181——45,679—
Dec 11, 2018 AForm 4 →Dec 13, 5:46 pm ESTJohn HerlihyChief Financial Officer10,601——10,601—
Dec 11, 2018 AForm 4 →Dec 13, 5:46 pm ESTChris SmernoffChief Accounting Officer6,782——6,782—
Sep 12, 2018 AMForm 4 →Sep 14, 4:05 pm EDTRonald I SimonDirector6,944——3,610—
Sep 12, 2018 AForm 4 →Sep 14, 4:04 pm EDTLisa MumfordDirector3,610——65,107—
Sep 12, 2018 AForm 4 →Sep 14, 4:04 pm EDTEdward ResendezDirector3,610——21,521—
Sep 12, 2018 AForm 4 →Sep 14, 4:03 pm EDTThomas F RobardsDirector3,610——22,771—
Dec 12, 2017 AForm 4 →Dec 14, 11:20 am ESTLisa MumfordChief Financial Officer11,773——61,497—
Sep 12, 2017 AMForm 4 →Sep 14, 4:22 pm EDTRonald I SimonDirector6,135——3,334—
Sep 12, 2017 AForm 4 →Sep 14, 4:22 pm EDTEdward ResendezDirector3,334——17,911—
Sep 12, 2017 AForm 4 →Sep 14, 4:22 pm EDTThomas F RobardsDirector3,334——19,161—
Dec 13, 2016 AForm 4 →Dec 14, 4:30 pm ESTLisa MumfordChief Financial Officer11,166——49,724—
Sep 13, 2016 AMForm 4 →Sep 15, 4:35 pm EDTRonald I SimonDirector5,276——2,801—
Sep 13, 2016 AForm 4 →Sep 15, 4:34 pm EDTThomas F RobardsDirector2,801——15,827—
Sep 13, 2016 AForm 4 →Sep 15, 4:34 pm EDTEdward ResendezDirector2,801——14,577—
Dec 15, 2015 AForm 4 →Dec 17, 4:16 pm ESTLisa MumfordChief Financial Officer11,422——38,558—
Sep 15, 2015 AMForm 4 →Sep 17, 4:09 pm EDTRonald I SimonDirector4,422——2,475—
Sep 15, 2015 AForm 4 →Sep 17, 4:08 pm EDTEdward ResendezDirector2,475——11,776—
Sep 15, 2015 AForm 4 →Sep 17, 4:08 pm EDTThomas F RobardsDirector2,475——13,026—