Insider · CIK 0001468934

David M Walker

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $10.2M · 67net −$10.2M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 6, 2016 MForm 4 →	Oct 11, 1:01 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	5,030	—	plan? late
Sep 19, 2016 SForm 4 →	Sep 21, 6:54 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$17.77	$177,737	30	−99.7%	plan?
Sep 19, 2016 MForm 4 →	Sep 21, 6:54 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	5,030	—	plan?
Sep 7, 2016 SForm 4 →	Sep 8, 7:05 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$16.69	$166,886	30	−99.7%	plan?
Sep 7, 2016 MForm 4 →	Sep 8, 7:05 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	5,030	—	plan?
Aug 24, 2016 MForm 4 →	Aug 25, 8:03 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	5,000	—	—	5,030	—	plan?
Aug 23, 2016 SForm 4 →	Aug 25, 8:03 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$16.16	$161,644	30	−99.7%	plan?
Jun 3, 2016 SForm 4 →	Jun 6, 4:47 pm EDT	PennyMac Mortgage Investment TrustPMT	1,862	$15.71	$29,252	73,703	−2.46%	plan?
May 16, 2016 SForm 4 →	May 17, 7:14 pm EDT	PennyMac Mortgage Investment TrustPMT	3,313	$14.84	$49,149	75,565	−4.20%	plan?
Feb 24, 2016 SForm 4 →	Feb 26, 4:05 pm EST	PennyMac Mortgage Investment TrustPMT	1,826	$12.15	$22,186	78,878	−2.26%	plan?
Feb 24, 2016 AForm 4 →	Feb 26, 4:05 pm EST	PennyMac Mortgage Investment TrustPMT	9,230	—	—	80,704	—	plan?
Dec 28, 2015 SForm 4 →	Dec 30, 1:01 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	6,138	$16.23	$99,615	5,030	−55.0%	plan?
Dec 28, 2015 MForm 4 →	Dec 30, 1:01 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	6,168	—	plan?
Dec 2, 2015 SForm 4 →	Dec 4, 3:19 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$16.15	$161,525	1,168	−89.5%	plan?
Dec 2, 2015 MForm 4 →	Dec 4, 3:19 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	6,168	—	plan?
Nov 19, 2015 SForm 4 →	Nov 23, 4:48 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$16.15	$161,547	1,168	−89.5%	plan?
Nov 19, 2015 MForm 4 →	Nov 23, 4:48 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	6,168	—	plan?
Nov 19, 2015 SForm 4 →	Nov 19, 5:58 pm EST	PennyMac Mortgage Investment TrustPMT	8,800	$16.01	$140,892	71,474	−11.0%	plan?
Oct 20, 2015 MForm 4 →	Oct 20, 5:36 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	5,000	—	—	6,168	—	plan?
Oct 19, 2015 SForm 4 →	Oct 20, 5:36 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	8,347	$16.00	$133,563	1,168	−87.7%	plan?
Oct 5, 2015 SForm 4 →	Oct 7, 3:01 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	5,485	$16.00	$87,762	4,515	−54.9%	plan?
Oct 5, 2015 MForm 4 →	Oct 7, 3:01 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	5,000	—	plan?
Sep 24, 2015 SForm 4 →	Sep 25, 6:16 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$16.60	$165,969	0	−100%	plan?
Sep 24, 2015 MForm 4 →	Sep 25, 6:16 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	5,000	—	plan?
Jun 3, 2015 SForm 4 →	Jun 5, 12:30 pm EDT	PennyMac Mortgage Investment TrustPMT	1,862	$18.53	$34,503	80,274	−2.27%	plan?
May 14, 2015 SForm 4 →	May 18, 6:58 pm EDT	PennyMac Mortgage Investment TrustPMT	3,313	$18.12	$60,025	82,136	−3.88%	plan?
Mar 9, 2015 SForm 4 →	Mar 9, 6:31 pm EDT	PennyMac Mortgage Investment TrustPMT	1,969	$20.69	$40,739	85,449	−2.25%	plan?
Feb 24, 2015 AForm 4 →	Feb 25, 9:00 pm EST	PennyMac Mortgage Investment TrustPMT	14,613	—	—	87,418	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 30, 2018 MForm 4 →	Aug 1, 5:01 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	463,055	—
Jul 16, 2018 MForm 4 →	Jul 17, 6:06 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	473,055	—
Jun 25, 2018 MForm 4 →	Jun 27, 2:29 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	483,055	—
Jun 14, 2018 MForm 4 →	Jun 18, 12:54 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	493,055	—
Jun 5, 2018 MForm 4 →	Jun 7, 4:50 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	503,055	—
May 14, 2018 MForm 4 →	May 16, 12:40 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	513,055	—
Apr 26, 2018 MForm 4 →	Apr 30, 3:55 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	523,055	—
Apr 16, 2018 MForm 4 →	Apr 18, 5:19 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	533,055	—
Apr 2, 2018 AMForm 4 →	Apr 4, 5:52 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	60,744	—	—	0	—
Mar 21, 2018 MForm 4 →	Mar 22, 6:24 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	543,055	—
Mar 14, 2018 MForm 4 →	Mar 16, 1:57 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	553,055	—
Mar 12, 2018 AMForm 4 →	Mar 14, 6:15 pm EDT	PennyMac Mortgage Investment TrustPMT	2,924	—	—	0	—
Mar 9, 2018 AForm 4 →	Mar 12, 3:16 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	13,233	—	—	13,233	—
Mar 5, 2018 MForm 4 →	Mar 7, 4:15 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	563,055	—
Feb 8, 2018 MForm 4 →	Feb 12, 4:35 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	573,055	—
Jan 29, 2018 MForm 4 →	Jan 31, 4:29 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	583,055	—
Jan 8, 2018 MForm 4 →	Jan 10, 4:47 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	593,055	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:44 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	603,055	—
Nov 15, 2017 MForm 4 →	Nov 16, 5:48 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	613,055	—
Nov 13, 2017 MForm 4 →	Nov 14, 6:51 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	623,055	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:19 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	633,055	—
Oct 5, 2017 MForm 4 →	Oct 10, 4:05 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	643,055	—	late
Sep 19, 2017 MForm 4 →	Sep 20, 6:26 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	653,055	—
Sep 7, 2017 MForm 4 →	Sep 8, 6:53 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	663,055	—
Aug 23, 2017 MForm 4 →	Aug 24, 6:35 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	673,055	—
Jul 26, 2017 MForm 4 →	Jul 28, 4:31 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	683,055	—
Jul 11, 2017 MForm 4 →	Jul 13, 4:51 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	693,055	—
Jun 27, 2017 MForm 4 →	Jun 28, 6:36 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	703,055	—
Jun 15, 2017 MForm 4 →	Jun 19, 6:02 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	713,055	—
Jun 1, 2017 MForm 4 →	Jun 2, 5:41 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	723,055	—
May 18, 2017 MForm 4 →	May 19, 5:33 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	733,055	—
Apr 18, 2017 MForm 4 →	Apr 20, 5:41 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	743,055	—
Apr 3, 2017 AMForm 4 →	Apr 5, 6:50 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	30,324	—	—	753,055	—
Mar 21, 2017 MForm 4 →	Mar 23, 5:44 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	763,055	—
Mar 8, 2017 MForm 4 →	Mar 10, 4:15 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	773,055	—
Mar 6, 2017 AForm 4 →	Mar 8, 6:17 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	17,313	—	—	17,313	—
Feb 22, 2017 MForm 4 →	Feb 24, 11:25 am EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	783,055	—
Jan 25, 2017 MForm 4 →	Jan 27, 6:29 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	793,055	—
Jan 12, 2017 MForm 4 →	Jan 13, 5:27 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	803,055	—
Dec 19, 2016 MForm 4 →	Dec 20, 5:46 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	813,055	—
Dec 12, 2016 MForm 4 →	Dec 14, 4:03 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	823,055	—
Dec 1, 2016 MForm 4 →	Dec 2, 6:39 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	833,055	—
Nov 17, 2016 MForm 4 →	Nov 18, 6:18 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	843,055	—
Oct 19, 2016 MForm 4 →	Oct 21, 1:13 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	853,055	—
Oct 6, 2016 MForm 4 →	Oct 11, 1:01 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	863,055	—	late
Sep 19, 2016 MForm 4 →	Sep 21, 6:54 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	873,055	—
Sep 7, 2016 MForm 4 →	Sep 8, 7:05 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	883,055	—
Aug 24, 2016 MForm 4 →	Aug 25, 8:03 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	5,000	—	—	893,055	—
Mar 7, 2016 AForm 4 →	Mar 9, 5:29 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	27,771	—	—	27,771	—
Dec 28, 2015 MForm 4 →	Dec 30, 1:01 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	898,055	—
Dec 2, 2015 MForm 4 →	Dec 4, 3:19 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	908,055	—
Nov 19, 2015 MForm 4 →	Nov 23, 4:48 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	918,055	—
Oct 20, 2015 MForm 4 →	Oct 20, 5:36 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	5,000	—	—	928,055	—
Oct 5, 2015 MForm 4 →	Oct 7, 3:01 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	933,055	—
Sep 24, 2015 MForm 4 →	Sep 25, 6:16 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	943,055	—
Mar 3, 2015 AForm 4/A →	Mar 31, 6:16 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	23,829	—	—	23,829	—
Mar 3, 2015 AForm 4 →	Mar 5, 12:50 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	27,547	—	—	27,547	—	amended
Nov 17, 2014 GForm 5 →	Feb 17, 2015, 1:50 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	953,055	—	—	0	—