SEC Form 5 · accession 0001127602-15-006253
PNMAC Holdings, Inc. · PFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Walker
Officer — Chief Credit & Entrprs Risk Of
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001568669
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCF2,F1 | — | Nov 17, 2014 | G | 953,055 | D | — | — | Class A Common Stock | 953,055 | 0 | D |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCF1 | — | holding | — | — | — | — | — | Class A Common Stock | 953,055 | 953,055 | I |
| Nonstatutory Stock Option (Right to Buy) | $21.03 | holding | — | — | — | Jun 13, 2014 | Jun 12, 2023 | Class A Common Stock | 15,882 | 15,882 | D |
| Nonstatutory Stock Option (Right to Buy) | $17.26 | holding | — | — | — | Feb 26, 2015 | Feb 25, 2024 | Class A Common Stock | 28,216 | 28,216 | D |
Explanation of responses
- F1Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
- F2The Reporting Person transferred 953,055 Class A Units of Private National Mortgage Acceptance Company, LLC to the The Walker Trust 2002 Dated February 13, 2002, As Amended.