Company · CIK 0001444363 · SIC 6221 — Commodity Contracts Brokers & Dealers
GAIN Capital Holdings, Inc. · GCAP
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2016 AForm 4 → | May 9, 7:50 pm EDT | Chris SugdenDirector | 12,573 | — | — | 113,492 | — | plan? |
| May 5, 2016 AForm 4 → | May 9, 7:50 pm EDT | Joseph A SchenkDirector | 12,573 | — | — | 77,619 | — | plan? |
| May 5, 2016 AForm 4 → | May 9, 7:49 pm EDT | Peter QuickDirector | 12,573 | — | — | 122,098 | — | plan? |
| May 5, 2016 AForm 4 → | May 9, 7:49 pm EDT | Christopher Warren CalhounDirector | 12,573 | — | — | 48,058 | — | plan? |
| May 5, 2016 AForm 4 → | May 9, 7:49 pm EDT | Thomas A BevilacquaDirector | 12,573 | — | — | 69,596 | — | plan? |
| Apr 20, 2016 SForm 4 → | Apr 22, 4:19 pm EDT | Samantha RoadyChief Commercial Officer | 20,000 | $7.00 | $140,000 | 220,795 | −8.31% | plan? |
| Mar 23, 2016 SForm 4 → | Mar 25, 6:43 pm EDT | Samantha RoadyChief Commercial Officer | 3,078 | $6.28 | $19,326 | 240,795 | −1.26% | plan? |
| Mar 23, 2016 SForm 4 → | Mar 24, 9:39 pm EDT | Jeffrey ScottChief Operating Officer | 3,078 | $6.28 | $19,327 | 61,858 | −4.74% | plan? |
| Mar 23, 2016 SForm 4 → | Mar 24, 9:39 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 3,436 | $6.28 | $21,576 | 71,703 | −4.57% | plan? |
| Mar 18, 2016 PForm 4 → | Mar 22, 5:00 pm EDT | Peter QuickDirector | 60,000 | $7.02 | $421,314 | 20,000 | — | plan? |
| Mar 7, 2016 SForm 4 → | Mar 9, 5:16 pm EST | Jeffrey ScottChief Operating Officer | 1,828 | $7.42 | $13,571 | 64,936 | −2.74% | plan? |
| Mar 7, 2016 SForm 4 → | Mar 9, 5:16 pm EST | Diego RotsztainGeneral Counsel and Secretary | 1,711 | $7.42 | $12,703 | 75,139 | −2.23% | plan? |
| Mar 7, 2016 SForm 4 → | Mar 9, 5:15 pm EST | Samantha RoadyChief Commercial Officer | 1,634 | $7.42 | $12,126 | 243,873 | −0.67% | plan? |
| Mar 2, 2016 SForm 4 → | Mar 4, 6:37 pm EST | Diego RotsztainGeneral Counsel and Secretary | 2,932 | $7.32 | $21,448 | 76,850 | −3.68% | plan? |
| Mar 2, 2016 SForm 4 → | Mar 4, 6:26 pm EST | Jeffrey ScottChief Operating Officer | 2,613 | $7.31 | $19,109 | 66,764 | −3.77% | plan? |
| Mar 2, 2016 SForm 4 → | Mar 4, 6:25 pm EST | Samantha RoadyChief Commercial Officer | 2,721 | $7.31 | $19,902 | 245,507 | −1.10% | plan? |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:08 pm EST | Glenn Henry StevensPresident, CEO & Director, Director | 150,000 | $3.83 | $574,500 | 1,269,885 | — | plan? |
| Jan 4, 2016 SForm 4 → | Jan 6, 4:15 pm EST | Samantha RoadyChief Commercial Officer | 25,000 | $7.59 | $189,713 | 248,228 | −9.15% | plan? |
| Sep 21, 2015 SForm 4 → | Sep 23, 6:05 pm EDT | Glenn Henry StevensPresident, CEO & Director, Director | 60,000 | $7.99 | $479,518 | 1,119,885 | −5.09% | plan? |
| Jul 1, 2015 SForm 4 → | Jul 6, 6:47 pm EDT | Samantha RoadyChief Commercial Officer | 2,500 | $9.55 | $23,885 | 273,228 | −0.91% | plan? |
| Jul 1, 2015 SForm 4 → | Jul 6, 6:45 pm EDT | Christopher Warren CalhounDirector | 2,500 | $9.56 | $23,889 | 35,485 | −6.58% | plan? |
| Jun 29, 2015 SForm 4 → | Jul 2, 10:52 am EDT | Glenn Henry StevensPresident, CEO & Director, Director | 60,000 | $9.62 | $576,940 | 1,179,885 | −4.84% | plan? late |
| Jun 29, 2015 MForm 4 → | Jul 2, 10:52 am EDT | Glenn Henry StevensPresident, CEO & Director, Director | 50,002 | $2.43 | $121,505 | 1,239,885 | — | plan? late |
| Jun 11, 2015 SForm 4 → | Jun 15, 6:22 pm EDT | Samantha RoadyChief Commercial Officer | 2,500 | $10.00 | $25,000 | 275,728 | −0.90% | plan? |
| Jun 1, 2015 SForm 4 → | Jun 3, 5:50 pm EDT | Christopher Warren CalhounDirector | 12,500 | $9.33 | $116,623 | 37,985 | −24.8% | plan? |
| Jun 1, 2015 SForm 4 → | Jun 3, 5:28 pm EDT | Samantha RoadyChief Commercial Officer | 2,500 | $9.29 | $23,230 | 278,228 | −0.89% | plan? |
| May 26, 2015 AForm 4 → | May 28, 6:28 pm EDT | Glenn Henry StevensPresident, CEO & Director, Director | 82,018 | — | — | 1,189,883 | — | plan? |
| May 26, 2015 AForm 4 → | May 28, 6:27 pm EDT | Jeffrey ScottChief Operating Officer | 18,927 | — | — | 69,377 | — | plan? |
| May 26, 2015 AForm 4 → | May 28, 6:27 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 29,442 | — | — | 79,782 | — | plan? |
| May 26, 2015 AForm 4 → | May 28, 6:27 pm EDT | Samantha RoadyChief Commercial Officer | 21,030 | — | — | 280,728 | — | plan? |
| May 1, 2015 SForm 4 → | May 5, 5:52 pm EDT | Christopher Warren CalhounDirector | 12,500 | $10.18 | $127,225 | 40,291 | −23.7% | plan? |
| May 1, 2015 SForm 4 → | May 5, 5:51 pm EDT | Samantha RoadyChief Commercial Officer | 16,960 | $10.00 | $169,600 | 259,698 | −6.13% | plan? |
| May 1, 2015 MForm 4 → | May 5, 5:51 pm EDT | Samantha RoadyChief Commercial Officer | 16,960 | $3.83 | $64,957 | 276,658 | — | plan? |
| Apr 13, 2015 SForm 4 → | Apr 15, 5:36 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 56,247 | $9.84 | $553,639 | 50,340 | −52.8% | plan? |
| Apr 13, 2015 MForm 4 → | Apr 15, 5:36 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 23,250 | $4.76 | $110,625 | 106,587 | — | plan? |
| Apr 1, 2015 SForm 4 → | Apr 3, 6:01 pm EDT | Christopher Warren CalhounDirector | 25,000 | $9.64 | $240,935 | 52,163 | −32.4% | plan? |
| Mar 23, 2015 SForm 4 → | Mar 25, 5:42 pm EDT | Jeffrey ScottChief Operating Officer | 32,125 | $9.61 | $308,737 | 50,450 | −38.9% | plan? |
| Mar 23, 2015 MForm 4 → | Mar 25, 5:42 pm EDT | Jeffrey ScottChief Operating Officer | 25,250 | $6.55 | $165,400 | 82,575 | — | plan? |
| Mar 23, 2015 SForm 4 → | Mar 25, 5:41 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 5,133 | $9.60 | $49,297 | 83,337 | −5.80% | plan? |
| Mar 23, 2015 SForm 4 → | Mar 25, 5:41 pm EDT | Samantha RoadyChief Commercial Officer | 4,129 | $9.60 | $39,656 | 221,698 | −1.83% | plan? |
| Mar 13, 2015 SForm 4 → | Mar 16, 9:05 pm EDT | Samantha RoadyChief Commercial Officer | 22,020 | $10.09 | $222,180 | 225,827 | −8.88% | plan? |
| Mar 6, 2015 SForm 4 → | Mar 10, 6:57 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 10,343 | $9.98 | $103,250 | 88,470 | −10.5% | plan? |
| Mar 6, 2015 MForm 4 → | Mar 10, 6:57 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 2,000 | $5.30 | $10,600 | 98,813 | — | plan? |
| Mar 6, 2015 SForm 4 → | Mar 10, 4:44 pm EDT | Jason EmersonChief Financial Officer | 2,545 | $9.89 | $25,179 | 27,203 | −8.56% | plan? |
| Mar 6, 2015 SForm 4 → | Mar 10, 4:42 pm EDT | Samantha RoadyChief Commercial Officer | 32,748 | $10.00 | $327,496 | 247,847 | −11.7% | plan? |
| Mar 6, 2015 MForm 4 → | Mar 10, 4:42 pm EDT | Samantha RoadyChief Commercial Officer | 31,194 | $4.46 | $139,281 | 280,595 | — | plan? |
| Mar 5, 2015 SForm 4 → | Mar 9, 7:32 pm EDT | Jeffrey ScottChief Operating Officer | 5,025 | $9.72 | $48,863 | 57,325 | −8.06% | plan? |
| Mar 2, 2015 SForm 4 → | Mar 3, 5:58 pm EST | Diego RotsztainGeneral Counsel and Secretary | 2,555 | $9.34 | $23,875 | 96,813 | −2.57% | plan? |
| Mar 2, 2015 SForm 4 → | Mar 3, 5:54 pm EST | Jeffrey ScottChief Operating Officer | 15,250 | $9.34 | $142,430 | 62,350 | −19.7% | plan? |
| Mar 2, 2015 MForm 4 → | Mar 3, 5:54 pm EST | Jeffrey ScottChief Operating Officer | 8,750 | $5.30 | $46,375 | 77,600 | — | plan? |
| Mar 2, 2015 SForm 4 → | Mar 3, 5:52 pm EST | Samantha RoadyChief Commercial Officer | 2,372 | $9.34 | $22,164 | 249,401 | −0.94% | plan? |
| Feb 27, 2015 SForm 4 → | Mar 3, 5:55 pm EST | Christopher Warren CalhounDirector | 27,500 | $9.37 | $257,657 | 76,535 | −26.4% | plan? |
| Feb 23, 2015 SForm 4 → | Feb 25, 4:58 pm EST | Jeffrey ScottChief Operating Officer | 45,000 | $9.03 | $406,220 | 68,850 | −39.5% | plan? |
| Feb 23, 2015 MForm 4 → | Feb 25, 4:58 pm EST | Jeffrey ScottChief Operating Officer | 45,000 | $8.02 | $360,900 | 113,850 | — | plan? |
| Feb 11, 2015 SForm 4 → | Feb 13, 4:39 pm EST | Samantha RoadyChief Commercial Officer | 8,000 | $8.56 | $68,514 | 251,773 | −3.08% | plan? |
| Feb 11, 2015 MForm 4 → | Feb 13, 4:39 pm EST | Samantha RoadyChief Commercial Officer | 8,000 | $3.83 | $30,640 | 259,773 | — | plan? |
| Feb 2, 2015 SForm 4 → | Feb 4, 6:22 pm EST | Christopher Warren CalhounDirector | 22,500 | $8.25 | $185,711 | 103,407 | −17.9% | plan? |
| Jan 20, 2015 SForm 4 → | Jan 21, 4:33 pm EST | Christopher Warren CalhounDirector | 22,500 | $8.40 | $189,056 | 125,279 | −15.2% | plan? |
| Jan 15, 2015 SForm 4 → | Jan 20, 5:23 pm EST | Jeffrey ScottChief Operating Officer | 39,750 | $8.31 | $330,211 | 68,850 | −36.6% | plan? |
| Jan 15, 2015 MForm 4 → | Jan 20, 5:23 pm EST | Jeffrey ScottChief Operating Officer | 27,750 | $4.97 | $137,850 | 108,600 | — | plan? |
| Jan 12, 2015 SForm 4 → | Jan 14, 6:08 pm EST | Samantha RoadyChief Commercial Officer | 8,000 | $9.14 | $73,147 | 251,773 | −3.08% | plan? |
| Jan 12, 2015 MForm 4 → | Jan 14, 6:08 pm EST | Samantha RoadyChief Commercial Officer | 8,000 | $3.83 | $30,640 | 259,773 | — | plan? |
| Jan 6, 2015 MForm 4 → | Jan 8, 9:36 pm EST | Peter QuickDirector | 22,502 | — | — | 63,051 | — | plan? |
| Jan 6, 2015 MForm 4 → | Jan 8, 8:16 pm EST | Christopher Warren CalhounDirector | 143,217 | — | — | 147,779 | — | plan? |
| Jan 6, 2015 MForm 4 → | Jan 8, 8:15 pm EST | Glenn Henry StevensPresident, CEO & Director, Director | 506,707 | — | — | 1,107,865 | — | plan? |
| Jan 6, 2015 MForm 4 → | Jan 8, 8:13 pm EST | Joseph A SchenkDirector | 10,910 | — | — | 70,130 | — | plan? |
| Jan 5, 2015 SForm 4 → | Jan 7, 5:25 pm EST | Samantha RoadyChief Commercial Officer | 42,026 | $9.06 | $380,713 | 251,773 | −14.3% | plan? |
| Jan 5, 2015 MForm 4 → | Jan 7, 5:25 pm EST | Samantha RoadyChief Commercial Officer | 131,156 | — | — | 293,799 | — | plan? |
| Mar 5, 2014 AForm 4 → | Jun 8, 2015, 3:55 pm EDT | VANTAGEPOINT VENTURE ASSOCIATES IV LLC +610% Owner | 16,474 | — | — | 57,023 | — | plan? late |
| Mar 5, 2014 AForm 4 → | Jun 8, 2015, 3:49 pm EDT | Thomas A BevilacquaDirector | 16,474 | — | — | 57,023 | — | plan? late |
| Mar 5, 2014 AForm 4 → | May 28, 2015, 9:12 pm EDT | Peter QuickDirector | 16,474 | — | — | 79,525 | — | plan? late |
| Mar 5, 2014 AForm 4 → | May 28, 2015, 7:35 pm EDT | Chris SugdenDirector | 16,474 | — | — | 100,919 | — | plan? late |
| Mar 5, 2014 AForm 4 → | May 28, 2015, 6:27 pm EDT | Joseph A SchenkDirector | 16,474 | — | — | 63,789 | — | plan? late |
| Mar 5, 2014 AForm 4 → | May 28, 2015, 6:26 pm EDT | Christopher Warren CalhounDirector | 16,474 | — | — | 50,485 | — | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2018 MForm 4 → | Dec 13, 6:35 pm EST | Diego RotsztainGeneral Counsel and Secretary | 39,250 | $4.66 | $182,825 | 0 | — | |
| Jun 18, 2018 MForm 4 → | Jun 19, 4:54 pm EDT | Samantha RoadyPresident - Retail | 2,626 | $5.30 | $13,918 | 22,874 | — | |
| Jan 16, 2018 MForm 4 → | Jan 18, 10:00 pm EST | Samantha RoadyPresident - Retail | 36,000 | $8.02 | $288,720 | 0 | — | |
| Jun 9, 2017 MForm 4 → | Jun 12, 3:48 pm EDT | Joseph A SchenkDirector | 12,024 | $3.83 | $46,052 | 40,000 | — | |
| May 22, 2017 MForm 4 → | May 23, 3:28 pm EDT | Glenn Henry StevensPresident, CEO & Director, Director | 40,000 | $3.83 | $153,200 | 58,743 | — | |
| Apr 4, 2017 MForm 4 → | Apr 5, 6:23 pm EDT | Samantha RoadyPresident - Retail | 30,750 | — | — | 0 | — | |
| May 5, 2016 AForm 4 → | May 9, 8:30 pm EDT | Samantha RoadyChief Commercial Officer | 29,816 | — | — | 29,816 | — | |
| May 5, 2016 AForm 4 → | May 9, 8:30 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 34,403 | — | — | 34,403 | — | |
| May 5, 2016 AForm 4 → | May 9, 8:30 pm EDT | Nigel RoseChief Financial Officer | 22,935 | — | — | 22,935 | — | |
| May 5, 2016 AForm 4 → | May 9, 8:29 pm EDT | Glenn Henry StevensPresident, CEO & Director, Director | 137,614 | — | — | 137,614 | — | |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:08 pm EST | Glenn Henry StevensPresident, CEO & Director, Director | 150,000 | $3.83 | $574,500 | 98,743 | — | |
| Jun 29, 2015 MForm 4 → | Jul 2, 10:52 am EDT | Glenn Henry StevensPresident, CEO & Director, Director | 50,002 | $2.43 | $121,505 | 0 | — | late |
| May 26, 2015 AForm 4 → | May 28, 6:28 pm EDT | Glenn Henry StevensPresident, CEO & Director, Director | 56,851 | — | — | 56,851 | — | |
| May 26, 2015 AForm 4 → | May 28, 6:27 pm EDT | Jeffrey ScottChief Operating Officer | 13,119 | — | — | 13,119 | — | |
| May 26, 2015 AForm 4 → | May 28, 6:27 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 20,408 | — | — | 20,408 | — | |
| May 26, 2015 AForm 4 → | May 28, 6:27 pm EDT | Samantha RoadyChief Commercial Officer | 14,577 | — | — | 14,577 | — | |
| May 1, 2015 MForm 4 → | May 5, 5:51 pm EDT | Samantha RoadyChief Commercial Officer | 16,960 | — | — | 0 | — | |
| Apr 13, 2015 MForm 4 → | Apr 15, 5:36 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 23,250 | — | — | 11,000 | — | |
| Mar 23, 2015 MForm 4 → | Mar 25, 5:42 pm EDT | Jeffrey ScottChief Operating Officer | 25,250 | — | — | 7,500 | — | |
| Mar 6, 2015 MForm 4 → | Mar 10, 6:57 pm EDT | Diego RotsztainGeneral Counsel and Secretary | 2,000 | — | — | 20,500 | — | |
| Mar 6, 2015 MForm 4 → | Mar 10, 4:42 pm EDT | Samantha RoadyChief Commercial Officer | 31,194 | — | — | 25,500 | — | |
| Mar 2, 2015 MForm 4 → | Mar 3, 5:54 pm EST | Jeffrey ScottChief Operating Officer | 8,750 | — | — | 8,750 | — | |
| Feb 23, 2015 MForm 4 → | Feb 25, 4:58 pm EST | Jeffrey ScottChief Operating Officer | 45,000 | — | — | 15,000 | — | |
| Feb 11, 2015 MForm 4 → | Feb 13, 4:39 pm EST | Samantha RoadyChief Commercial Officer | 8,000 | $3.83 | $30,640 | 28,404 | — | |
| Jan 15, 2015 MForm 4 → | Jan 20, 5:23 pm EST | Jeffrey ScottChief Operating Officer | 27,750 | — | — | 17,750 | — | |
| Jan 12, 2015 MForm 4 → | Jan 14, 6:08 pm EST | Samantha RoadyChief Commercial Officer | 8,000 | $9.14 | $73,147 | 36,404 | — | |
| Jan 6, 2015 MForm 4 → | Jan 8, 9:36 pm EST | Peter QuickDirector | 22,502 | — | — | 0 | — | |
| Jan 6, 2015 MForm 4 → | Jan 8, 8:16 pm EST | Christopher Warren CalhounDirector | 143,217 | — | — | 0 | — | |
| Jan 6, 2015 MForm 4 → | Jan 8, 8:15 pm EST | Glenn Henry StevensPresident, CEO & Director, Director | 506,707 | — | — | 0 | — | |
| Jan 6, 2015 MForm 4 → | Jan 8, 8:13 pm EST | Joseph A SchenkDirector | 10,910 | — | — | 0 | — | |
| Jan 5, 2015 MForm 4 → | Jan 7, 5:25 pm EST | Samantha RoadyChief Commercial Officer | 131,156 | — | — | 0 | — |